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The Evolution of Banking Regulation in the European Union

Nikolay Gertchev

2023

doi.org/10.5771/9781666937206

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Studies on Enforcement in Multilevel Regulatory Systems

Katalin Ligeti (ed.), Kei Hannah Brodersen (ed.)

Series: Luxemburger Juristische Studien - Luxembourg Legal Studies

Volume 24 2022

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Ioannis G. Asimakopoulos Chapter 12. Self-placement: mitigating the silo effects between banking regulation and investor protection rules S. 263-286

„… Self-placement: mitigating the silo effects between banking regulation and investor protection …” „… resolution rules constitutes a major milestone of EU banking regulation towards enhancing financial …” „… . Sections C and D examine the interrelation between banking regulation and retail investor protection and …”

Pier Mario Lupinu Chapter 3. Judicial consequences for the enforcement of administrative decisions in multilevel regulatory systems: The case of the Single Resolution Mechanism S. 51-72

„… ), European Banking Union (2020), 93 (140).57 Art. 87 para. 4 SRM Regulation.Pier Mario Lupinu66EU law …” „… the Banking Union, the Single Resolution Mechanism Regulation has introduced a supranational …” „… provision also inspired Article 69 of the Regulation establishing the European Banking Authority,29 which …”

Titelei/Inhaltsverzeichnis S. 1-6

„… effects between banking regulation and investor protection rulesChapter 12.263Ioannis G …” „… react under the Brussels I bis and EEO Regulations: need for harmonisation?Chapter 7.143Giovanni …” „… and unlawful content in the EU: multilevel, multi-actor complexities of internet regulation in the …”

Katalin Ligeti, Kei Hannah Brodersen, Panagiotis Zinonos Chapter 1. Introduction S. 7-24

„… a narrow or broad meaning is given to ‘enforcement’ and ‘regulation’.In political science, a similar …” „… (2015).2 Heldeweg and Wessel, ‘The Appropriate Level of Enforcement in Multilevel Regulation Mapping …” „… several policy areas, such as: banking and financial law, climate finance, satellite communications law …”

Dimitrios Kafteranis Chapter 2. Tower of Babel: Enforcement in the EU S. 27-50

„… analysis of multilevel regulation and enforcement is becoming a trend.1 There is a plethora of articles and …” „… books about multilevel regulation or enforcement within the EU.2 With more than 70 years of history, the …” „… were not adequately considered in the past. This chapter discusses multilevel regulation and …”

Igor Tkalec Chapter 6. Interaction between the economic and social dimensions of EU economic governance: a tension S. 119-142

„… social protection20Type of instrument Means of influenceDirect EU directive and regulationsUnintended …” „… Hybridity (2005); Trubek and Trubek, New Governance & Legal Regulation: Complmentarity, Rivarly, and …” „… of Central Banking Theory and Practice 1 (2013): 69–88.Bouwen, Pieter, and Jonas Fischer. ‘Towards a …”

doi.org/10.5771/9783748930365

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The New Law

Stefan Lorenzmeier (ed.), Dorota Miler (ed.)

2018

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Juliane K. Mendelsohn The Theory and Principles of Banking Regulation after the Financial Crisis: No (Systemic) Risk, No Fun S. 307-326

„… 307 The Theory and Principles of Banking Regulation after the Financial Crisis: No (Systemic …” „… rule book / harmonized banking regulation package (the CRD-IV package, consisting of Regulation …” „… contributed to the development The Theory and Principles of Banking Regulation after the Financial Crisis …”

Index S. 405-408

„… , 268–269 Balancing 315 Banking sector 344 Bottom-up approach 300, 303 Brexit 170 Building block …” „… Capital Requirements Regulation 344 Chaotic behavior 22, 380, 390–391, 399 CILFIT decision 145 …” „… regulation 352, 354, 355, 356 Principles-based rules 343, 344, 347– 349, 352, 353, 354–357 Privity 27 …”

Titelei/Inhaltsverzeichnis S. 1-12

„… Contents 9 Juliane K. Mendelsohn The Theory and Principles of Banking Regulation after the Financial …” „… Global Economic Law and Regulation (ACELR) as well as the Gesellschaft der Freunde der Universität …” „… . Raising the Quality of Law 341 Olli Salmi Principles-Based Regulation and Compliance with Financial …”

Stefan Lorenzmeier, Dorota Miler Introduction to The New Law – Suggestions for Reforms and Improvements of Existing Legal Norms and Principles S. 13-24

„… Refugees, p. 289. 8 In detail see Mendelsohn, The Theory and Principles of Banking Regulation after the …” „… abuse of rights. To solve this significant problem, she proposes a novel and flexible regulation for …” „… regulations, customary law or legal doctrines. These tendencies can be identified, for instance, on the basis …”

Olli Salmi Principles-Based Regulation and Compliance with Financial Legislation S. 341-360

„… D. Raising the Quality of Law 343 Principles-Based Regulation and Compliance with Financial …” „… . Principles-Based Rules Principles-based rules are widely used in financial regulation, including one of its …” „… Banking sector and Insurance sector capital adequacy regimes. Solvency II openly addresses the …”

doi.org/10.5771/9783845283975

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Money and Banking

George Edward Durell Foundation (ed.)

1995

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7. Comment: Antebellum Banking Regulation: Public Interest, Public Choice, or Public Ignorance? S. 119-132

doi.org/10.5771/9781461723721

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The European Banking Union

Jens-Hinrich Binder, Christos V. Gortsos

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2015

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The European Banking Union – Rationale and Key Policy Issues S. 1-16

„… Mechanism –Panacea or Quack Banking Regulation? EBOR 15 (2014) 449; S. Verhelst, The Single Supervi-sory …” „… and A.M. Santomero, What is Optimal FinancialRegulation?, in: The New Financial Architecture, Banking …” „… Authority(European Banking Authority) as regards its interaction with Council Regulation (EU) No…/…conferring …”

Bibliography S. 69-76

„… Dragomir, Larisa (2010), European Prudential Banking Regulation and Supervision: The Le-gal Dimension …” „… : International Financial Instability: Global Banking and National Regulation (DouglasEvanoff, John LaBrosse and …” „… Architecture, Banking Regulation in the 21st Century (Benton Gup,ed.), Westport, CT: Greenwood Publishing Group …”

Titelei/Inhaltsverzeichnis S. I-XVI

„… .................................................................................... 69Legal acts on the SSMA.Council RegulationsI.1. Council Regulation (EU) No 1024/2013 of 15 October …” „… and withnational designated authorities (‘SSM Framework Regulation’)”(ECB/2014/17) (OJ L 141 …” „… Requirements DirectiveCRR Capital Requirements RegulationDGS deposit guarantee schemeDGSD Deposit Guarantee …”

The two main pillars of the European Banking Union: the legal framework in a ‘nutshell’ S. 17-68

„… Framework Regulation, Article 2, point 20, first sentence. The two main pillars of the European Banking …” „… : http://www.bankingsupervision.europa.eu/banking/list/who/html/index. en.html.32 ECB Framework Regulation, Article 39(5).33 EBA Regulation, Article 2(2), point (f).34 …” „… , Article 20.50 ECB Framework Regulation, Article 39(4).51 See on this also European Banking Authority (2014 …”

REGULATION (EU) No 1022/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL S. 115-124

„… Regulation (EU) No 1093/2010 establishing a European SupervisoryAuthority (European Banking Authority) as …” „… financialservices. The European Supervisory Authority (European Banking Authority) ('EBA'), establishedby Regulation …” „… and ensure adequate secretarial support for the Banking Stakehold- REGULATION (EU) No 1022/2013121er …”

COUNCIL REGULATION (EU) No 1024/2013 S. 77-108

„… Supervisory Authority (European Banking Authority) (EBA), established in 2011by Regulation (EU) No 1093/2010 …” „… Regulation.The national parliament of a participating Member State should also be able to invite the Chair or …” „… REGULATION:CHAPTER I Subject matter and definitionsSubject matter and scopeThis Regulation confers on the ECB …”

RECOMMENDATION FOR A COUNCIL REGULATION AMENDING REGULATION (EC) NO 2532/98 CONCERNING THE POWERS OF THE EUROPEAN CENTRAL BANK TO IMPOSE SANCTION S. 263-272

„… RECOMMENDATION FOR A COUNCIL REGULATIONAMENDING REGULATION (EC) NO 2532/98 CONCERNINGTHE POWERS OF …” „… aEuropean Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation(EC) No 1592/2002 …” „… REGULATIONamending Regulation (EC) No 2532/98 concerning the powers of the European Central Bank to im-pose …”

DECISION OF THE EUROPEAN CENTRAL BANK of 22 January 2014 S. 189-196

„… BankingAuthority as provided for by Article 40(1)(d) of Regulation (EU) No 1093/2010 ofthe European Parliament and …” „… ” shall have the same meaning as defined in Council RegulationArticle 11 OJ L 287, 29.10.2013, p. 63.2 …” „… purpose of carrying out the tasks referred to in Article 4 of Regulation(EU) No 1024/2013 together with …”

INTERGOVERNMENTAL AGREEMENT (8457/14) ON THE TRANSFER AND MUTUALISATION OF CONTRIBUTIONS TO THE SINGLE RESOLUTION FUND S. 273-286

„… BankingAuthority (EBA) established by Regulation (EU) No 1093/2010 of the European Parliamentand of the Council4 …” „… Regulation"),as well as the Terms of Reference attached to that Decision;WHEREAS:(1) The European Union has in the …” „… (ESMA) established by Regulation(EU) No 1095/2010 of the European Parliament and of the Council6. That …”

RULES OF PROCEDURE OF THE SUPERVISORY BOARD OF THE EUROPEAN CENTRAL BANK S. 253-256

„… THE EUROPEAN CENTRAL BANK,Having regard to Council Regulation (EU) No 1024/2013 of 15 October 2013 …” „… Commission and/or a represen-tative of the European Banking Authority may participate in the meetings as …” „… Chair shall invite the representatives of the Commission and the European Banking Authorityif a request …”

DECISION OF THE EUROPEAN CENTRAL BANK of 2 July 2014 S. 217-220

„… subject to regular reporting requirements in accordance with Regulation(EU) No 575/2013 of the European …” „… toCommission Implementing Regulation (EU) No 680/2014(ECB/2014/29)(2014/477/EU)THE GOVERNING COUNCIL OF THE …” „… EUROPEAN CENTRAL BANK,Having regard to Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring …”

DECISION OF THE EUROPEAN CENTRAL BANK of 4 February 2014 S. 203-208

„… particular Article127(6) thereof,Having regard to Council Regulation (EU) No 1024/2013 of 15 October 2013 …” „… authorities and the persons referred to in Arti-cle 10(1) of Regulation (EU) No 1024/2013 to provide all …” „… Regulation (EU) No 1024/2013.(2) On 23 October 2013, the ECB published the names of institutions included in …”

REGULATION (EU) No 806/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL S. 287-366

„… Authority (Euro-pean Banking Authority) (‘EBA’), established by Regulation (EU) No 1093/2010 of the …” „… Regulation(EU) No 1093/2010THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,Having regard to the …” „… participating Member States in the exercise of the powers conferred on them by this Regulation,as well as to …”

DECISION OF THE EUROPEAN CENTRAL BANK of 6 February 2014 S. 209-210

„… CENTRAL BANK,Having regard to Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring …” „… .6. thereof,Whereas:(1) Pursuant to Article 26(5) of Regulation (EU) No 1024/2013, the Governing …” „… Article 26(2) of Regulation (EU) No 1024/2013, appointments of the ECB represen-tatives to the Supervisory …”

DECISION OF THE EUROPEAN CENTRAL BANK of 17 December 2014 S. 227-230

„… among high-ranking officials with experience incentral banking,HAS ADOPTED THIS DECISION:Establishment …” „… national competent authorities as definedin Council Regulation (EU) No 1024/20134.Article 11 OJ L 80 …” „… Council.Article 2Article 3Article 44 Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring specific …”

DECISION OF THE EUROPEAN CENTRAL BANK of 31 January 2014 S. 197-202

„… of the ECB based on Article 6(4) or Article 6(5)(b) of Regulation(EU) No 1024/2013;2. ‘national …” „… opinion satisfacto-ry to the ECB confirming that legal acts adopted by the ECB pursuant to Regulation(EU …” „… accordance with Article 7(4) of Regulation(EU) No 1024/2013– to notify the ECB of the date on which the …”

DECISION OF THE EUROPEAN CENTRAL BANK of 14 April 2014 S. 211-216

„… Regulation(EU) No 1024/2013.CHAPTER II Request for reviewNotice of review1. Any natural or legal person to whom …” „… EUROPEAN CENTRAL BANK,Having regard to Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring …” „… institutions1, and in particular Article 24 thereof,Whereas:(1) Pursuant to Article 24(1) of Regulation (EU) No …”

DECISION OF THE EUROPEAN CENTRAL BANK of 17 September 2014 S. 221-226

„… procedure; in that context, the ECB adopted Regulation(EU) No 673/2014 of the European Central Bank (ECB …” „… /EU)THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,Having regard to Council Regulation (EU) No …” „… ) thereof,Whereas:(1) Regulation (EU) No 1024/2013 (hereinafter the ‘SSM Regulation’) establishes the Single …”

REGULATION (EU) No 468/2014 OF THE EUROPEAN CENTRAL BANK S. 125-172

„… competentauthorities and with national designated authorities(SSM Framework Regulation)(ECB/2014/17)THE GOVERNING …” „… SSM Regulation states that the ECB must publish by means of regulationsand decisions the detailed …” „… relation to such entities,HAS ADOPTED THIS REGULATION:PART IGENERAL PROVISIONSSubject matter and purpose1 …”

doi.org/10.5771/9783845265278

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Central Banks as a Bank Supervisor

Stanyo Dinov

Series: Wissenschaftliche Beiträge aus dem Tectum Verlag: Rechtswissenschaft

Volume 90 2017

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4. The Federal Reserve S. 47-88

„… through its Banking Supervision and Regulation Division oversees the US banking system. It has supervisory …” „… for supervision and regulation of banking institutions in order to ensure the safety and soundness of …” „… banking organizations in order to assess their condition and compliance with relevant laws and regulation …”

Bibliography S. 93-102

„… Financial Crisis (Hoover Institution 2014), 90. Alexander Wellerdt, Organisation of Banking Regulation …” „… Handbook of Central Banking, Financial Regulation and Supervision after the Crisis, (ed.), Edward Elgar …” „… Donato Masciandaro (edt.), Handbook of Central Banking, Financial Regulation and Supervision, Edward …”

2. The Central Banks and their function S. 19-28

„… Charles Goodhart (2), 8. 10 Alexander Wellerdt, Organisation of Banking Regulation, (Springer 2015), 29 …” „… . Both, a legislative and an administrative intervention are possible. By banking regulation, regarding …” „… Central Banks and their function 21 petition on the market.11 The area of banking regulation is a form of …”

3. The Bank of England S. 29-46

„… William Blair, The reform of financial regulation in the UK, (1998) Journal of International Banking Law …” „… Report Banking Supervision and Regulation, Chapter 5, ˂http://www.publications.parliament.uk/pa/ld200809 …” „… evolution of banking regulation, rather than in its revolution. Banking Act 2008 and 2009 The Banking …”

6. Conclusion S. 89-92

„… all issues related to monetary policy and banking supervision.195 The view of separation of both …” „… interest between monetary policy and banking supervision.197 By conducting monetary and supervising …” „… Mohan, ‘Banking on the Future: The Fall and Rise of Central Bankingʼ (2011) Journal of Economic …”

Index of abbreviations S. 11-16

„… Index of abbreviations ACSS American Council of State Savings Supervisors BA Banking Act BHCA Bank …” „… Capital Requirements Directive CRR Capital Requirements Regulation CSBS Conference of State Bank …” „… Supervisors CSDR Central Securities and Deposit Regulation DFS New York State Department of Financial Services …”

Abstract S. 5-10

„… .............................................3.1. 29 Banking Act 1998 ...................................................3.2. 31 The Financial …” „… Services Modernisation Act 2000 ...........3.3. 31 Banking Act 2008 and 2009 …” „… .......................3.6.1. 38 The Prudential Regulation Authority .................3.6.2. 39 The Financial Conduct Authority …”

doi.org/10.5771/9783828867659

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Beihilfenrecht in der Krise - Reform des Beihilfenrechts

Ulrich Immenga (ed.), Torsten Körber (ed.)

Series: Kartell- und Regulierungsrecht

Volume 8 2014

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Maxian Rusche Tim Stade aid control and banking Union S. 51-80

„… banking regulation towards the banking Union 56 1.1 1958 until 1989: National currencies (first fixed …” „… , then free-floating), national banking regulation, first international coordination in the …” „… for the transition towards banking Union 62 1.5 Strengthened banking regulation in response to the …”

Plank René Stade Aid Modernisation (SAM): from plan to action with a focus on block exemptions S. 81-100

„… instruments 89 II.2.1. Notice on the notion of aid 89 II.2.2. Procedural Regulation 90 II.2.3 …” „… . Guidelines 91 II.3. Focus: de minimis and block exemptions 93 II.3.1. De minimis Regulation 94 II.3.2 …” „… . Extension of the legal basis for block exemptions 94 II.3.3. New General block exemption Regulation 96 …”

doi.org/10.5771/9783845255279

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Central Banks as a Bank Supervisor

Stanyo Dinov

Series: Wissenschaftliche Beiträge aus dem Tectum Verlag: Rechtswissenschaft

Volume 90 2018

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Bibliography S. 97-108

„… . Alexander Wellerdt, Organisation of Banking Regulation, (Springer 2015), 29 Allan H. Meltzer, A History of …” „… Masciandaro (edt.), Handbook of Central Banking, Financial Regulation and Supervision, Edward El‐ gar …” „… ) Journal of International Banking Law and Regulation, 407ff. C. J. Benston, Deposit Insurance and Bank …”

5. The European Central Bank S. 63-90

„… Council Regulation 1092/2010. 144 The European Banking Authority (EBA), the European Securi‐ ties and …” „… . 163 Guide to Banking Supervision 2014. 164 Cf. Article 6(4) SSM-Regulation. Thomas Gstädtner, EU-Banke …” „… ), Article 15(1)(7) EBA-Regulation or Article 10 to 15 Regulation 1093/2010. 5.3. European Banking Union 79 …”

2. The Central Banks and their function S. 19-26

„… and com‐ petition on the market.11 The area of banking regulation is a form of regulation in the …” „… Alexander Wellerdt, Organisation of Banking Regulation, (Springer 2015), 29. Both, a legislative and an …” „… administrative in‐ tervention are possible. By banking regulation, regarding statutory capital and liquidity …”

4. The Federal Reserve S. 45-62

„… oversees open market operations. The Fed through its Banking Su‐ pervision and Regulation Division oversees …” „… for supervision and regulation of banking institutions in order to ensure the safety and soundness of …” „… regulations designed to remedy problems that the US commercial banking system has faced over its history. 98 …”

3. The Bank of England S. 27-44

„… . 34 Economic Affairs Committee - Second Report Banking Supervi‐ sion and Regulation, Chapter 5 …” „… evolution of banking regulation, rather than in its revolution. Banking Act 2008 and 2009 The Banking …” „… Prudential Regulation Authority's approach to banking super‐ vision June 2014, 7. 3. The Bank of England 38 …”

6. Conclusion S. 91-96

„… all issues related to monetary policy and banking supervision.213 The view of separation of both …” „… contrary interest between monetary policy and banking supervision.215 By conducting mone‐ tary and …” „… Rakesh Mohan, ‘Banking on the Future: The Fall and Rise of Central Bankingʼ (2011) Journal of Economic …”

Titelei/Inhaltsverzeichnis S. 1-14

„… .......................................................3. 27 Historical background .............................................3.1. 27 Banking Act 1998 …” „… ...................................................3.2. 29 The Financial Services Modernisation Act 2000 ...........3.3. 29 Banking Act 2008 and 2009 …” „… .......................3.6.1. 37 The Prudential Regulation Authority .................3.6.2. 38 The Financial Conduct Authority …”

doi.org/10.5771/9783828869622

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Staatswissenschaften und Staatspraxis

Horst Dreier (ed.), Friedrich Wilhelm Graf (ed.), Joachim Jens Hesse (ed.)

2011

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Jakob de Haan Is More Regulation Really the Best Answer to the Financial Crisis? S. 235-247

„… systemic banking crisis.4 I will then turn to an example of recent regulation that in my view is …” „… Is More Regulation Really the Best Answer to the Financial Crisis? by Jakob de Haan This …” „… contribution discusses some recent research on the relationship between financial liberalisation and banking …”

Harold James The Financial Crisis and the Disciplinary Challenge of Natural Law S. 137-151

„… European banking crisis of 1931, which then ricocheted around the world, do not have such readily available …” „… , in the form of state regulation or in the imposition of a complex non-state system of authority in a …” „… temporary surges in state spending to deal with the aftermath of banking crises lead to permanently higher …”

László Csaba Unintended Consequences of Crisis Management S. 151-170

„… investment banking industry, has not escalated into a depression along the lines of 1929–33 as feared by many …” „… , regulating money supply and reducing public debt is in. (3) Regulation, in general, leads to rent seeking and …” „… to trendset, i. e. the fundamental features of modern central banking are at stake. Whatever were the …”

Bernd Raffelhüschen, Stefan Moog Ehrbarer Staat? Finanzpolitik in der Krise S. 216-235

„… Times of Crisis 234 Is More Regulation Really the Best Answer to the Financial Crisis? by Jakob de Haan …” „… and banking crises. Using a new database of financial liberalisation, the widely-shared view that …” „… deregulation increases the probability of a systemic banking crisis is questioned. A recent example of …”

doi.org/10.5771/9783845229256

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Der Baseler Ausschuss für Bankenaufsicht und Basel II

Christian Macht

Series: Studien zum Bank-, Börsen- und Kapitalmarktrecht

Volume 64 2007

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Literaturverzeichnis S. 191-211

„… Financial Regulation and Supervision?; Venice Summer Institute – Workshop on Banking Regulation and …” „… regulation; Cambridge, UK, CambridgeUniversity Press.BREHM, STEFAN and CHRISTIAN MACHT (2004): Banking …” „… Cooperation; Tokyo, United Nations University Press, S. 130-163.BRISCOE, ANDREW (1999a): Regulation of Banking …”

Das Baseler Konkordat S. 31-33

„… COMMITTEE ON BANKING REGULATIONS AND SUPERVISORY PRACTICES (1975).80 COMMITTEE ON BANKING REGULATIONS AND …” „… SUPERVISORY PRACTICES (1975, 3ff). 81 BASEL COMMITTEE ON BANKING SUPERVISION (1979). Eine ausführliche …” „… Beschreibungder konsolidierten Aufsicht findet sich in BASEL COMMITTEE ON BANKING SUPERVISION(1996c).82 COMMITTEE …”

Struktur des Baseler Ausschusses S. 28-31

„… derEntwicklung hin zu global einheitlichen Standards waren.79 COMMITTEE ON BANKING REGULATIONS AND SUPERVISORY …” „… PRACTICES (1975).80 COMMITTEE ON BANKING REGULATIONS AND SUPERVISORY PRACTICES (1975, 3ff). 81 BASEL …” „… AufsichtsinstitutionenBelgien National Bank of Belgium Banking, Finance and Insurance CommissionKanada Bank of Canada Office of …”

Anhang A: Output-Analyse auf Basis der IMF / Weltbank-Untersuchungen S. 187-190

„… Barbuda (Off-shore Banking)Konform oder weit gehend konform. Allerdings ist eine starke politische …” „… Situation trotz der Finanzkrisen gebessert. Zudem haben die Prudential Regulations 2004, – beispielsweise …” „… schaffte die neue Banking Billc der Bank of Ghana, die allerdings noch nicht umgesetzt ist.Großbritannien …”

Aufgaben der Baseler Ausschusses S. 25-28

„… COMMITTEE ON BANKING REGULATIONS AND SUPERVISORY PRACTICES (1987). Für einehervorragende Darstellung der …” „… resultierendeBefürchtung, dass einseitige Vorschriften im Sinne einer höheren Eigenmittelun-65 S. COMMITTEE ON BANKING …” „… REGULATIONS AND SUPERVISORY PRACTICES (1975). Der Titel der Übereinkunft »Report to the Governors on the …”

Völkerrechtliche Verträge S. 155-158

„… allgemeinen Übung (consuetudo) und einer als Recht447 COMMITTEE ON BANKING REGULATIONS AND SUPERVISORY …” „… . beispielsweise BASEL COMMITTEE ON BANKING SUPERVISION (2001d, 1).443 Statt Vieler BROWNLIE (1998, 3) und …” „… PRACTICES (1975, 5)448 BASEL COMMITTEE ON BANKING SUPERVISION (2004b, Tz. 1).449 Anlage zu …”

Völkergewohnheitsrecht S. 158-161

„… REGULATIONS AND SUPERVISORY PRACTICES (1975, 5)448 BASEL COMMITTEE ON BANKING SUPERVISION (2004b, Tz. 1).449 …” „… Gewohnheitsrecht Ausdruck einer allgemeinen Übung (consuetudo) und einer als Recht447 COMMITTEE ON BANKING …” „… Wahlmöglichkeiten gedeckt. Vgl. BASEL COMMITTEE ON BANKING SUPERVISION (1998b, 3-7,14-16).161Anhaltspunkte für …”

Säule I – Mindestkapital-Anforderungen S. 68-91

„… , deren Eigenkapital relativ zu den eingegangenen Risiken zu gering ist. 201 BASEL COMMITTEE ON BANKING …” „… : Optionen zur Berechnung des Kredit- und operationellen RisikosQuelle: BASEL COMMITTEE ON BANKING …” „… BANKING SUPERVISION (1988). Seit 1998 sind bis zu einemLimit von 15% innovative Kapitalinstrumente als …”

Entstehung des Baseler Ausschusses S. 20-25

„… , Großbritannien und den USA: BASEL COMMITTEE ON BANKING SUPERVISION(2004a). Einen tabellarischen Überblick bietet …” „… Bankenaufsicht (Committee on Banking Supervision) um. Erst im September 1991 nahm er den Namen seines Sitzortes …” „… des Unterkapitels sind, soweit nicht anderweitig gekennzeichnet, aus: BASELCOMMITTEE ON BANKING …”

doi.org/10.5771/9783845201672

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Bankenaufsichtsrecht in Deutschland, dem Vereinigten Königreich und den Vereinigten Staaten

Hendrik Schäfer

Series: Saarbrücker Studien zum Internationalen Recht

Volume 49 2011

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Historische Entwicklung des Aufsichtsrechts S. 57-63

„… . dazu auch Blair u.a., Banking and Financial Services Regulation, S. 7f. 196 Busch, Banking Regulation …” „… Vgl dazu Blair u a., Banking and Financial Services Regulation, S. 3ff. 198 Taylor, in Blackstone’s …” „… Guide to the FSMA, S. 1(3); Busch, Banking Regulation and Globalization, S. 128; Frach, Finanzaufsicht …”

Literaturverzeichnis S. 321-345

„… , Journal of International Banking Law and Regulation 2006, Vol)ume 21, Issue 11, S. 640)651 …” „… , London 2005 .,% ,.-% 5).* % #./% 5./)%9, Banking and Financial Services Regulation, 3. Auflage, London …” „… Bankentages vom 12.11.2009, abgedruckt bei Holfert/Thiel, BKR 2010, S. 85 87 &?( , Banking Regulation and …”

Eingriffsbefugnisse S. 282-295

„… Policies, Sec. 1.1 1ff. 1145 Vgl. Williams, Federal Banking Law and Regulation, S. 82f. 1146 Bonaventure …” „… & Procedures Manual, S. 18. 1155 Williams, Federal Banking Law and Regulations, S. 83. 1156 Fed, Commercial …” „… , S. 6; FDIC, Compliance Man ual, II 8.1, S. 6. 1158 Williams, Federal Banking Law and Regulation, S …”

Historische Entwicklungen des Bankenaufsichtsrechts S. 68-76

„… , Banking Regullation and Globalization, S.35; Macey/Miller/Carnell, Banking Law and Regulation, S. 2ff. 69 …” „… Regulations, S. 6ff. 257 Kushmeider, FDIC banking review, Vol. 17, No. 4, 1(2); Blair/Kushmeider, FDIC bank …” „… ing review, Vol. 18, No. 1, 1(2). 258 Vgl. dazu Singh, Banking Regulation of UK and US Financial …”

Verbraucherschutz S. 208-211

„… Hopton, Money Laundering, S. 31. 864 Busch, Banking Regulation and Globalization, S. 41. 865 Vgl. dazu …” „… Lending, ebenfalls eingehend Spong, Banking Regulation, S. 204ff. 869 Angell, Journal of Business, Vol …” „… . 44, Issue 1, 78ff. 870 Macey/Miller/Carnell, Banking Law and Regulation, S. 172. 871 …”

Der Bankenmarkt S. 54-57

„… Financial Services Regulation, S. 3; Busch, Banking Regula tion and Globalization, S. 124f. 178 Busch …” „… , Banking Regulation and Globalization, S. 123. 55 Trotz dieser räumlichen Konzentration nimmt der …” „… ; andere Einteilungen z.B. bei Blair u. a., Banking and Financial Services Regulation, S. 2; Burgers …”

Zulassung zum Bankenmarkt S. 186-194

„… Macey/Miller/Carnell, Banking Law and Regulation, S. 95; Pollard u.a., Banking Law in the US, S. 30; Spong, Banking …” „… Regulation, S. 36. 759 Vgl. dazu Pollard u.a., Banking Law in the US, S. 169ff. 189 ges (+) zusammenfinden …” „… Macey/Miller/Carnell, Banking Law and Regulation, S. 100. 771 Avery, Federal Reserve Bulletin, Frühjahr 2005, Vol. 91 …”

Beschränkungen des Kreditgeschäfts S. 200-206

„… Regulation, S. 99. 820 FDIC, Risk Management Manual, Sec. 4.1 1. 821 Vgl. Macey/Miller/Carnell, Banking Law …” „… Vgl. Macey/Miller/Carnell, Banking Law and Regulation, S. 328. 824 Vgl. Pollard u.a., Banking Law in …” „… , Banking Law and Regulation, S. 328f. 826 Vgl. Pollard u.a., Banking Law in the US, S. 215f m.w.N. 827 …”

Finanzielle Anforderungen S. 194-198

„… , Basel II: A Realist’s Perspective. 792 Vgl. Spong, Banking Regulation, S. 57f. 793 Vgl. FDIC, Risk …” „… Management Manual of Examination Policies, Sec. 2.1. 794 Vgl. dazu Spong, Banking Regulation, S. 84ff. 196 …” „… Part 208, § 325.2; Macey/Miller/Carnell, Banking Law and Regulation, S. 285f.; OCC, Comptroller’s …”

Ermittlungsbefugnisse S. 280-282

„… Governors of the Fed, Pruposes & Functions, S. 62. 1135 Macey/Miller/Carnell, Banking Law and Regulation, S …” „… Hirtle/Lopez, FRBNY Economic Policy Review, April 1999, 1(1); Williams, Federal Banking Law and Regulations, S …” „… . 49. 1140 Vgl. Williams, Federal Banking Law and Regulation, S. 51. 1141 Macey/Miller/Carnell …”

Der Bankenmarkt S. 66-68

„… stückweise Aufweichung 240 Busch, Banking Regulation and Globalization, S. 34f. 241 Zwei Versuche eine …” „… Jahrzehnte gewachsen ist. 244 Kaufman, in Gup (Hrsg.), The New Financial Architecture: Banking Regulation …” „… , Federal Banking Law and Regulations, S. 33. 248 Rickes, Vierteljahreshefte zur Wirtschaftsforschung …”

Eingriffsbefugnisse S. 262-274

„… beaufsichtigten Unterneh 1060 Singh, Banking Regulation in UK and US Financial Markets, S. 131; vgl. dazu auch …” „… Minghella, in Blackstone’s Guide to the FSMA, S.174(175); Singh, Banking Regulation of the UK and US …” „… Industrie angezweifelt, vgl. Singh, Banking Regulation of the UK and US Financial Mar kets, S. 126. 1065 …”

Personenbezogene Anforderungen S. 198-200

„… . 810 Macey/Miller/Carnell, Banking Law and Regulation, S. 267. 199 während ihrer Amtszeit weiterhin …” „… , Banking Law and Regulation, S. 269. 814 OCC, Comptroller’s Licensing Manual – Charters, S. 8f.; vgl. auch …” „… , Comptroller’s Licensing Manual – Charters, S. 10. 817 Spong, Banking Regulation, S. 148. 818 …”

Office of the Comptroller of the Currency S. 104-107

„… 442 Vgl. Blair/Kushmeider, FDIC Banking Review, Vol. 18, No. 1, 1(5). 443 Busch, Banking Regulation …” „… Agencies, S. 14. 444 Macey/Miller/Carnell, Banking Law and Regulation, S. 70; tlw. Auch als J "! im …” „… .). 447 OCC, Strategic Plan, S. 2; Singh, Banking Regulation of UK and US Financial Markets, S. 34. 448 …”

Federal Reserve Board S. 107-112

„… .). 447 OCC, Strategic Plan, S. 2; Singh, Banking Regulation of UK and US Financial Markets, S. 34. 448 …” „… Busch, Banking Regulation and Globalization, S. 50. 449 Vgl. dazu Board of Governors of the Fed …” „… / generalinfo/faq/faqfrs.htm. 468 Singh, Banking Regulation of UK and US Financial Markets, S. 36, zusammenfassend: Board of …”

Personenbezogene Anforderungen S. 173-177

„… ., Banking and Financial Services Regulation, S. 138ff, Rn. 5.46ff.; Haynes, Financial Services Law Guide, Rn …” „… . 1.9ff. 711 Blair u.a., Banking and Financial Services Regulation, S. 142f, Rn. 5.59; Singh, Banking …” „… , Final Notice to John Edward Rourke, 18.11.2004; vgl. auch Singh, Banking Regulation of UK and US …”

Zusammenarbeit der Behörden S. 116-119

„… 490 Vgl. Williams, Federal Banking Law and Regulations, S. 25. 491 Abbildung abgeändert in Anlehnung …” „… an Busch, Banking Regulation and Globalization, S. 54. k 118 Die Abbildung zeigt, dass es trotz der …” „… bei einer einzigen Aufsichtsbehörde gebündelt sind, arbeitet 494 Busch, Banking Regulation and …”

Federal Deposit Insurance Corporation S. 112-115

„… , Banking Law and Regulation, S. 72. 479 O’DayLouis u.a., Banking Supervision in the EU, S. 281. 480 FDIC …” „… ff. 482 Singh, Banking Regulation of UK and US Finacial Markets, S. 35. 483 Aufzählung aller …” „… Reformvorschlägen war, erhebt die FDIC jedoch 471 Pollard u.a., Banking Law in the US, S. 52. 472 Insoweit wird …”

Anwendungsbereich S. 76-77

„… Versuch bei Macey/Miller/Carnell, Banking Law and Regulation, S. 47ff. 301 Vgl. dazu Macey/Miller/Carnell …” „… , Banking Law and Regulation, S. 432ff.; Pollard u.a., Banking Law in the US, S. 30ff. 77 wendungsbereich …” „… , ausschlaggebend. Im Rahmen des National Banking Acts (12 U.S.C. Chapter 2) wird als entscheidend angesehen, dass …”

Internationale Einflüsse S. 76

Bundesstaatliche Aufsicht S. 115-116

„… ff. 482 Singh, Banking Regulation of UK and US Finacial Markets, S. 35. 483 Aufzählung aller …” „… Bankenaufsichtsbehörde eingerichtet, wobei das 1851 ge gründete New York State Banking Department als besonders …” „… bundesstaatlicher Bankenaufsichtsbehörden bei Central Banking Publi cations, How Countries Supervise Their Banks, S …”

Ermittlungsbefugnisse S. 257-262

„… Vgl. Singh, Banking Regulation of UK and US Financial Markets, S. 127f. 1040 Vgl. Walker, in …” „… , Financial Services Law, S. 681(716). 1045 Dewing/Russel, Journal of Banking Regulation, Vol. 7, 326(328 …” „… FSMA, S.153(155). 1047 Dewing/Russel, Journal of Banking Regulation, Vol. 7, 326(326). 1048 Vgl. dazu …”

Anwendungsbereich S. 53-54

„… Financial Services Regulation, S. 3; Busch, Banking Regula tion and Globalization, S. 124f. 178 Busch …” „… , Banking Regulation and Globalization, S. 123. …” „… , in Schimansky/Bunte/Lwowski, Bankrechts Handbuch, § 127 Rn. 5. 177 Vgl. Blair u.a., Banking and …”

Zusammenschluss- und Inhaberkontrolle S. 211-214

„… öffentlichen Interesses sind wettbewerbsschädliche 879 Vgl. dazu Spong, Banking Regulation, S. 245ff. 880 …” „… Pollard u.a., Banking Law in the US, S. 571. 881 Board of Governors of the Fed, Functions and Purposes, S …” „… Manual, Sec. 12.1 19. 885 Vgl. Pollard u.a., Banking Law in the US, S. 572ff. 886 Board of Governors of …”

Verhältnis von Staat und Markt S. 35-41

„… Issues in Banking Regulation, S. 14. 79 Vgl. dazu Häde, in Festschrift für Stober, S.467(468). 80 Vgl …” „… Barth/Caprio/Levine, Bank Regulation and Supervision: What Works Best? S. 12 ff.; Büschgen, Bankbetriebslehre, S. 272f …” „… Holfter/Thiel, BKR, 2010, 285ff. 85 Kushmeider, FDIC banking review, Vol. 17, No. 4, 1(14). 40 + (Sec. 3 FSMA …”

Zuständigkeitsbereich S. 102-103

„… . 294ff., Rn. 12.13ff. 418 Dazu eingehend Singh, Banking Regulation of UK and US Financial Markets, S …” „… Königreichs im Rahmen in ternationaler Organisationen.429 425 Stand: 2009, Quelle: Central Banking …” „… Chatterjee/Lefcovitch, Supervision and Surveillance, S. 175ff. 428 Z.B. auch im Vorfeld des Banking Act 2009, vgl. FSA …”

Handlungs- und Rechtsetzungsbefugnisse S. 274-280

„… , Pruposes & Functions, S. 62. 1135 Macey/Miller/Carnell, Banking Law and Regulation, S. 639. 1136 Ähnliche …” „… vorübergehenden staatlichen Übernahme der Bank. Die ge wählte Maßnahme kann sich nach dem Banking Act durchaus …” „… sehen die Sec. 136 ff. Banking Act zudem die Anordnung einer Zwangsverwaltung über die Bank vor. Sofern …”

Rechtliche Stellung S. 96-102

„… Dazu eingehend Singh, Banking Regulation of UK and US Financial Markets, S. 199ff.; s. auch Three …” „… ; Überblick über Budgetentwicklung bei Central Banking Publications, How Countries Supervise Their Banks, S …” „… Finanzministerium bzw. das Parlament beizufügen. 408 Grote/Marauhn, The Regulation of International Financial …”

Handlungs- und Rechtsetzungsbefugnisse S. 250-257

„… stone’s Guide to the FSMA, S. 153(153). 1005 Vgl. Blair u.a., Banking and Financial Services Regulation …” „… Vgl. Singh, Banking Regulation of UK and US Financial Markets, S. 127f. 1040 Vgl. Walker, in …” „… , Anntoted Guide to the FSMA, Rn. 138.7, S. 269. 1012 Vgl. dazu Bazley/Haynes, FSA Regulation and Risk based …”

Rechtsvergleichender Befund S. 119-123

„… bei einer einzigen Aufsichtsbehörde gebündelt sind, arbeitet 494 Busch, Banking Regulation and …” „… ., International Review of Finance, 3:3/4, 163(185); GAO, S. 17ff.; Kushmeider, FDIC Banking Review, Vol. 17, No. 4 …” „… , 1ff.; Pasley, Annual Review of Banking Law 1990, 255(255ff.). 498 Aufzählung bisheriger Vorschläge …”

Abkürzungsverzeichnis S. 15-22

„… Betriebsberater BBankG Bundesbankgesetz BCBS Basel Committee of Banking Supervision BeckOK Beck’scher Online …” „… . Code of Federal Regulations ca. Circa CAMELS Adequacy of apital, Quality of ssets, Capability of anage …” „… of European Banking Supervisors CEO Chief Executive Officer COAF Complaints against the FSA COBS …”

Anwendungsbereich S. 64-66

„… stückweise Aufweichung 240 Busch, Banking Regulation and Globalization, S. 34f. 241 Zwei Versuche eine …” „… Supervision of Branches of International Banks, S. 123ff.; Pollard u.a., Banking Law of the US, S. 36ff. …”

Begriff und Abgrenzung S. 30-35

„… .; Sanio, in Kuppens/Prast/Wesseling(Hrsg.), Banking Supervision at the Crossroads, S. 55ff. 33 der …” „… , The Federal Reserve System, »Supervision and Regulation«, S. 363; Jordan, in McCoy(Hrsg.), Financial …” „… Central Banking and Finan cial Authorities in Europe S. 109(118). 34 nen funktionellen Anknüpfungspunkt …”

Zulassung zum Bankenmarkt S. 166-170

„… und die beratenden " Vorschriften mit einem G gekennzeichnet. 686 Blair u.a., Banking and Financial …” „… Services Regulation, S. 17; Cooper, EuZW 2003, 65. 167 I. Allgemeine Erlaubnispflicht Nach Sec. 19 FSMA …” „… . 681(704), Rn. 14.73. 691 Vgl. dazu Bathley/Haynes, Financial Services Authority Regulation and Risk based …”

Internationale Einflüsse S. 51-53

„… sein, vgl. Han delsblatt v. 20.01.2010, S. 32. 161 Busch, Banking Regulation and Globalization, S. 230 …”

Anforderungen an Geschäftsorganisation S. 206-208

„… Hopton, Money Laundering, S. 31. 864 Busch, Banking Regulation and Globalization, S. 41. 865 Vgl. dazu …”

Ermittlungsbefugnisse S. 304-307

„… . Macey/Miller/Carnell, Banking Law and Regulation, S. 644. 307 Nicht zuletzt stellt die ständige Anwesenheit von …”

Bankenzusammenschlüssen und Inhaberkontrolle S. 163-166

„… und die beratenden " Vorschriften mit einem G gekennzeichnet. 686 Blair u.a., Banking and Financial …” „… Services Regulation, S. 17; Cooper, EuZW 2003, 65. …”

Historische Entwicklung des Aufsichtsrechts S. 45-51

„… sein, vgl. Han delsblatt v. 20.01.2010, S. 32. 161 Busch, Banking Regulation and Globalization, S. 230 …”

Handlungs- und Rechtsetzungsbefugnisse S. 295-304

„… den USA, S. 52; Williams, Federal Banking Law and Regulations, S. 77ff 1204 Bsp. vgl. Fn. 1175. 1205 …”

Eingriffsbefugnisse S. 238-250

„… Vgl. Blair u.a., Banking and Financial Services Regulation, S. 52, Rn. 2.83; Binder, WM 2001 …”

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Die Abwicklung von Banken nach Art. 18 SRM-VO

Lukas Zöllner

Series: Nomos Universitätsschriften - Recht

Volume 1008 2023

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Literaturverzeichnis S. 269-284

„… corrective action, Journal of Banking Regulation 11 (2010), 171–190.Gardella, Anna, Bail-in and the …” „… from 1866 to 2007, Journal of Banking Regulation 10 (2009), 89–127.Mishkin, Frederic S., Financial …” „… Quack Banking Regulation?, European Business Organization Law Review 15 (2014), 449–497.Tröger, Tobias H …”

Dritter Teil – Ziele und Gelingensbedingungen der Bankenabwicklung S. 112-193

„… England als „Lender of Last Resort“, Milne/Wood, Journal of Banking Regulation 10 (2009), 89, 108ff.401 …” „… Committee, The run on the Rock, Volume I, S. 8f.; S. auch Milne/Wood, Journal of Banking Regulation 10 (2009 …” „… ), 101, 103f.509 Ausführlich zur Entwicklung von Northern Rock Milne/Wood, Journal of Banking Regulation …”

Zweiter Teil – Annäherung an den Untersuchungsgegenstand S. 28-111

„… , in: Haentjens/Wessels, Research Handbook on Crisis Management in the Banking Sector, 81, 86.36 Art. 3 …” „… bzw. Art. 10 SRM‑VO. Binder, in: Castañeda/Mayes/Wood, European Banking Union, 129 sieht darin den …” „… Crisis Management in the Banking Sector, 81, 91 Ausführlich insbesondere zur deutschen Umsetzung und …”

Erster Teil – Einführung S. 19-27

„… Bezeichnung („Banking Recovery and Resolution Directive“) als „BRRD“ abgekürzt, gibt den Mitgliedstaaten auf …” „… Wertpapierfirmen und zur Änderung der Verordnung (EU) Nr. 646/2012 (Capital Requirements Regulation – CRR). So ist …”

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Bankenstrukturreformen und die Rolle von Banken-Holding-Konzernen

Iwona Matylda Grandjean

Series: Gesamtes Recht der Unternehmen und Finanzen

Volume 8 2020

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Literaturverzeichnis S. 203-237

„… Division of Banking Supervision and Regulation, Board of Governors of the Federal Reserve System, to the …” „… . Busch, Andreas: Banking Regulation and Globalization, Oxford 2009. Büschgen, Hans E./Börner, Christoph J …” „… innovation and the decreasing effectiveness of banking regulation, 36 J. Fin. 355–367 (1981). ders …”

Zweites Kapitel: Bank Holding Companies im amerikanischen Trennbanken-Modell S. 83-129

„… .; Weidenhammer, Das Bank- und Börsenwesen in den USA. 320 Busch, Banking Regulation and Globalization, S. 35 …” „… den USA, S. 46; Gondring, Finanzmärkte im Wandel, S. 6 f. 327 Busch, Banking Regulation and …” „… Regulation Q auf diese Zertifikate. Vgl. Pierce, The Future of Banking, S. 57 f. 396 Hew …”

Einleitung S. 27-35

„… Banking Act5 von 1987 durch den Financial Services and Markets Act6 ersetzt. Die Europäische Union (im …” „… systemische Risiken erhöhen. Denn wie die Finanzkri- 4 Banking Act of 1933, Pub. L. 73-66, 48 Stat. 162 …” „… Kongressabgeordneter Henry B. Steagall; Gesley, Die Aufsicht über die Finanzmärkte in den USA, S. 58 Fn. 386. 5 Banking …”

Titelei/Inhaltsverzeichnis S. 1-26

„… . 119 Volcker RuleII. 119 Banking Entities1. 119 Verbotene Geschäfte nach Sec. 619 Dodd-Frank Act2. 121 …” „… Bundesaufsichtsamt für das Kreditwesen Banking L. J. The Banking Law Journal (Zeitschrift) BB Betriebsberater …” „… „Capital Requirements Regulation“ abgeleitet) d. h. das heißt DB Der Betrieb (Zeitschrift) DBW Die …”

Drittes Kapitel: Banken-Holding-Konzerne im Rahmen des europäischen Entwurfes einer Trennbanken-Verordnung S. 130-151

„… Kapitel: A. 655 Armour/Awrey/Davies et al., Principles of Financial Regulation, S. 506. 656 Vgl. Möschel …” „… the structure of the EU banking sector, chaired by Erkki Liikanen, Brüssel, 02.10.2012 (zitiert …” „… Banking (im Folgenden »ICB«) unter dem Vorsitz des Ökonomen John Vickers ein. Die ICB wurde beauftragt …”

Erstes Kapitel: Verbindung von Trennbankensystemen und Banken-Holding-Konzernen zu einem makroprudenziellem Regulierungsinstrument S. 36-82

„… Principles of Financial Regulation, S. 6 f.; Kaufhold, WM 2013, 1877. 53 Issing/Bluhm, in: Hopt-Handbuch …” „… Corporate Governance von Banken 2011, S. 84; Mishkin, The Economics of Money, Banking, and Financial Markets …” „… , S. 307–309. 54 Armour/Awrey/Davies et al., Principles of Financial Regulation, S. 409; Borio …”

Vergleich und Fazit S. 194-202

„… bestimmte Geschäfte des Investment Banking vom Einlagen- und Kreditgeschäft der Banken abtrennen wollen.1000 …” „… Regulation, S. 34–36. 1001 Vgl. Merkley/Levin, 48 Harv. J. on Legis. 515, 538 (2011). 1002 A. A. Möslein, BKR …” „… Regulation, S. 510. A. Vergleich 195 Nutzen für die Volkswirtschaft haben.1011 Dem Eigenhandel ist der …”

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Basel II

Patrik Buchmüller

Series: Wettbewerb und Regulierung von Märkten und Unternehmen

Volume 4 2008

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Literaturverzeichnis S. 231-251

„… , Frankfurt am Main. Dale, Richard (1984): The Regulation of International Banking, Woodhead-Faulkner …” „… . Jacobo (2002): International Banking Regulation, Where’s the Market Discipline in Basel II, Cato …” „… , Nr. 1, S. 39-43. 251Walker, George Alexander (2001): International Banking Regulation Law. Policy …”

Verlustausprägungen S. 106-116

„… from the failure of the bank to comply with laws, regulations, prudent ethical standards, and …” „… 9,74% 8 0,02% 5.132 10,86% Privatkundengeschäft (Retail Banking) 1.268 2,68% 17.107 36,19% 2.063 4,36 …” „… Banking) 84 0,18% 1.799 3,81% 82 0,17% 308 0,65% 50 0,11% 47 0,10% 1.012 2,14% 32 0,07% 3.414 7,22 …”

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Bail-in oder Bail-out?

Matthias M. Göhner

Series: Wirtschaftspolitische Forschungsarbeiten der Universität zu Köln

Volume 63 2018

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5 Literaturverzeichnis S. 75-86

„… ): Banking Theory, Deposit Insurance, and Bank Regulation, in: Journal of Business, Jg. 59, Nr. 1, S. 55-68 …” „… , S. 2689-2739. Admati, A. / Hellwig, M. (2013): The Bankers’ New Clothes: What’s Wrong with Banking …” „… . / Goodhart, C. (2015): Critical Reflections on Bank Bail-ins, in: Journal of Financial Regulation, Jg. 1, Nr …”

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