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Agnieszka Aleksandra Murawska (Nowakowska) - Administrative Anti-Fraud Measures within the European Union

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Agnieszka Aleksandra Murawska (Nowakowska)

Administrative Anti-Fraud Measures within the European Union

2008

Treffer in den folgenden Teilen:

Rights granted to whistleblowers S. 147-150

„… allegationsThe provisions stipulating that the whistleblower does not have to prove that his/her allegations are …” „… , the rules applicable for the staff of theEuropean Commission660 introduced an explicit provision that …” „… Rights granted to whistleblowersThe catalogue and scope of rights are not explicitly mentioned in the …”

Background S. 139-140

„… wrongdoings or to remain a silent observer.624 2. Legal frameworkThe provisions concerning whistleblowers …” „… 139Chapter VIII. Protection of witnesses and whistleblowers in OLAF investigations1 …” „… . BackgroundWhistleblowers may play an important role in the fight against irregularities,fraud and other wrongdoings. They …”

Informants S. 140-141

„… wrongdoings or to remain a silent observer.624 2. Legal frameworkThe provisions concerning whistleblowers …” „… 140risk. All these factors influence the whistleblower’s decision on whether to denounce …” „… ) and(b)).625 These provisions were introduced into the Staff Regulations by Regulation(EC, EURATOM) No …”

Prerequisites for granting protection S. 146-147

„… false and malicious allegationsThe provisions stipulating that the whistleblower does not have to prove …” „… whistleblowers A successful whistle blowing policy must include necessary safeguards againstany form of …” „… 5.1 Prerequisites for granting protectionThe main prerequisite for protection of whistleblower is …”

Legal framework S. 140

„… wrongdoings or to remain a silent observer.624 2. Legal frameworkThe provisions concerning whistleblowers …” „… 140risk. All these factors influence the whistleblower’s decision on whether to denounce …” „… ) and(b)).625 These provisions were introduced into the Staff Regulations by Regulation(EC, EURATOM) No …”

Protection of persons who suffered retaliation S. 150-151

„… OLAF.The whistleblowers may also make use of the existing general provisions, suchas complaint to the CFI …” „… 150confidence. Moreover, the whistleblowers may request to be moved to anotherservice in order to …” „… whistleblowers in the draft Regulation amending Regulation (EC) No. 1073/99The new draft Regulation amending …”

Penalties for making false and malicious allegations S. 147

„… allegationsThe provisions stipulating that the whistleblower does not have to prove that his/her allegations are …” „… , the rules applicable for the staff of theEuropean Commission660 introduced an explicit provision that …” „… Rights granted to whistleblowersThe catalogue and scope of rights are not explicitly mentioned in the …”

Whistleblowers S. 141-142

„… to the system introduced currently by the United Nations.6353.2 Whistleblowers OLAF defines …” „… whistleblowers as »EU officials and other EU staff (temporarystaff, auxiliary staff, local staff, contract staff …” „… matters which may be within OLAF’s competence«.636 By contrast toinformants, whistleblowers are obliged to …”

Obligations of whistleblowers S. 142-144

„… provisions clarifying treatment and position of such persons.639 4. Whistleblowing procedureAn appropriate …” „… different types of disclosure routes (internal and externalprocedure for whistleblowers); confidentiality of …” „… whistleblowers should be respected; penalties should be imposed for false and malicious allegations; and …”

External procedure of whistleblowing S. 145-146

„… of the Staff Regulations. Pursuant to this provision, whistleblowers may report to the President of …” „… through external mechanisms. This means thatunder certain circumstances the protection of a whistleblower …” „… irrespective of the court concerned.5. Protection of whistleblowers A successful whistle blowing policy must …”

Internal procedure of whistleblowing S. 144-145

„… 22b of the Staff Regulations. Pursuant to this provision, whistleblowers may report to the President …” „… 1444.1.2 Form of providing informationThe European Communities require that whistleblowers report …” „… in such a case the person will not be considered as a ‘whistleblower’but as an ‘informant’.646 This …”

Conclusions S. 151-152

„… OLAF.The whistleblowers may also make use of the existing general provisions, suchas complaint to the CFI …” „… whistleblowers. Such activitycould be however seen as a breach of general rules under the Staff …” „… thebasic principles requiring reform is the protection of whistleblowers and informants from any form of …”

Witnesses S. 142

„… provisions clarifying treatment and position of such persons.639 4. Whistleblowing procedureAn appropriate …” „… different types of disclosure routes (internal and externalprocedure for whistleblowers); confidentiality of …” „… whistleblowers should be respected; penalties should be imposed for false and malicious allegations; and …”

Anonymous sources S. 142

„… provisions clarifying treatment and position of such persons.639 4. Whistleblowing procedureAn appropriate …” „… different types of disclosure routes (internal and externalprocedure for whistleblowers); confidentiality of …” „… whistleblowers should be respected; penalties should be imposed for false and malicious allegations; and …”

Action against persons who engaged in retaliation S. 151

„… OLAF.The whistleblowers may also make use of the existing general provisions, suchas complaint to the CFI …” „… whistleblowers. Such activitycould be however seen as a breach of general rules under the Staff …”

Corpus Juris S. 188-191

„… European Commission, by contrast,remains of the opinion that the new provisions dealing with the protection …” „… inthe Member States, which should apply the penal provisions set out in the Corpus839 See Delmas-Marty …” „… . 133-140 (p. 136). 842 Corpus Juris introducing penal provisions for the purpose of the financial interests …”

Admissibility of the complaint S. 166-170

„… the final report of aninvestigation.In the case Strack v Commission740, the official (whistleblower …” „… (whistleblower), nor do they affect his personal legal position.743 In the cases Tillack v Commission744 …” „… 746, the CFI held that it is clear from the provisions of Regulation (EC)No. 1073/1999, in particular …”

Draft Article 280a EC Treaty S. 191-193

„… complaint from the Commission […]«. Itdoes not, however, address the position of the whistleblower, his …” „… contribute to the attainment of the objectives of Article 280(1).According to that provision, the European …” „… counter fraud affecting their own financial interests. 3. Without prejudice to other provisions of this …”

Outcome of Ombudsman’s inquiries S. 161-164

„… complaint 140/2004/(BB)PB.714 In his claim, the complainant (a whistleblower) accused OLAF of lack of …” „… decision was included in the Decisionof the European Ombudsman on the implementing provisions.715 Article 6 …” „… implementing provisions.717 See Article 6(3) with further clarification in Article 8 of the Decision of the …”

ECJ S. 171-175

„… theory, suchcases could be launched by whistleblowers or informants, interested in an OLAFinvestigation …” „… contested act be suspended«. 172cases.762 These provisions are supplemented by Article 39(1) of the Statute …” „… in accordance with the provisions of Articles 37 and 38 of these Rules«. See Rules of Procedure ofthe …”

Exceptions S. 146

„… whistleblowers A successful whistle blowing policy must include necessary safeguards againstany form of …” „… 5.1 Prerequisites for granting protectionThe main prerequisite for protection of whistleblower is …” „… , the whistleblower must act reasonably and honestly.656 In the case of external whistle blowing, the …”

Council documents S. 233

„… effective application of the Whistleblowing rules and protection of Whistleblowers«, 6.02.2004, SEC(2004 …” „… 2004/0262Provisional version of the proposal for a Regulation of the European Parliament and of theCouncil …”

Communications S. 232-233

„… , »How toenhance effective application of the Whistleblowing rules and protection of Whistleblowers …” „… final - CNS 2004/0262Provisional version of the proposal for a Regulation of the European Parliament and …”

Conclusions S. 202-204

„… , necessaryprotection for the whistleblowers should be ensured, and democratic oversight bythe European Parliament …” „… provisionswith investigative powers and deterrent effects. Accordingly, it is necessary toprovide for effective …”

Legislative proposals S. 233-234

„… effective application of the Whistleblowing rules and protection of Whistleblowers«, 6.02.2004, SEC(2004 …” „… 2004/0262Provisional version of the proposal for a Regulation of the European Parliament and of theCouncil …”

doi.org/10.5771/9783845206615

Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (Hrsg.), Christoph Kumpan (Hrsg.)

European Financial Services Law

Reihe: Kooperationswerke Beck - Hart – Nomos

Band 2019

Treffer in den folgenden Teilen:

Article 32 Reporting of infringements S. 865-868

„… Purpose Article 32 is a complex provision dealing with the reporting of infringements and requires Member …” „… mechanisms for information to be shared between whistleblowers and competent authorities, as well as for the …” „… possibility of financial compensation for whistleblowers.1 It was suggested in the Council that whistleblowers …”

Article 33 Exchange of information with ESMA S. 868-869

„… whistleblowers, but may decide at their discretion to offer such incentives. Moreover, Article 32(4 …” „… of regulatory standards (the incentive mentioned here) and the duties incumbent on whistleblowers as …” „… employees. This is most likely due to the fact that financial incentives for whistleblowers are highly …”

Article 73 Reporting of infringements S. 373-375

„… . Comparing Article 73 and whistleblower provisions in other regulations, which expressly permit financial …” „… potential or actual infringements of the provisions of Regulation (EU) No 600/2014 and of the national …” „… provisions adopted in the implementation of this Directive to competent authorities. The mechanisms referred …”

Article 74 Right of appeal S. 375-376

„… to MAR, expressly allow them either. Comparing Article 73 and whistleblower provisions in other …” „… incentives for whistleblowers would not be compatible with MiFID II. Article 74 Right of appeal 1. Member …” „… States shall ensure that any decision taken under the provisions of Regulation (EU) No 600/2014 or under …”

Article 23 Powers of competent authorities S. 838-843

„… persons disclosing information to a national competent authority, such as whistleblowers. The provision …” „… , regulations and administrative provisions adopted in relation to takeover bids, merger transactions and other …” „… disclosure of information imposed by contract or by any legislative, regulatory or administrative provision …”

Article 99 c Factors to be taken into account when sanctioning S. 1445

„… . Article 99 d Protection of whistleblowers 1. Member States shall establish effective and reliable …” „… mechanisms to encourage the reporting of potential or actual infringements of national provisions transposing …” „… infringements. 2. The mechanisms referred to in paragraph 1 shall include at least: Chapter XII Provisions …”

Article 99 b Name and shame S. 1444-1445

„… of the national provisions transposing this Directive on their official websites without undue delay …” „… . Article 99 d Protection of whistleblowers 1. Member States shall establish effective and reliable …” „… mechanisms to encourage the reporting of potential or actual infringements of national provisions transposing …”

Article 99 d Protection of whistleblowers S. 1445-1447

„… . Article 99 d Protection of whistleblowers 1. Member States shall establish effective and reliable …” „… mechanisms to encourage the reporting of potential or actual infringements of national provisions transposing …” „… infringements. 2. The mechanisms referred to in paragraph 1 shall include at least: Chapter XII Provisions …”

Article 72 Exercise of supervisory powers and powers to impose sanctions S. 371-373

„… shaming)” measure. The provision does not elaborate on the registers to be amended. Moreover, as …” „… infringements of MiFID II provisions. Under Article 72(2) subpara 1, the competent authorities of a Member State …” „… or actual infringements of the provisions of Regulation (EU) No 600/2014 and of the national …”

Article 24 Cooperation with ESMA S. 843-844

„… , including “whistleblowers” (see discussion below regarding → Art 32), would be protected. The stipulation …” „… by contract or by any legislative, regulatory or administrative provision”, requires Member States to …” „… provisions of this Regulation referred to in that Article, they shall ensure that appropriate measures are in …”

Article 21 Disclosure or dissemination of information in the media S. 833-835

„… (investment recommendations and statistics). These provisions regulation of how information or recommendations …” „… Fundamental Rights of the EU and to other relevant provisions. There are, however, two bona fide exceptions to …” „… Anreize für Whistleblower im Europäischen Kapitalmarktrecht?’ (2012) Neue Zeitschrift für …”

Article 22 Competent authorities S. 835-838

„… relevant provisions. There are, however, two bona fide exceptions to the rule. The protections offered …” „… & Governance 287; Fleischer H and Schmolke KU, ‘Finanzielle Anreize für Whistleblower im Europäischen …” „… Member States accordingly. The competent authority shall ensure that the provisions of this Regulation …”

Articles 21 to 25 a S. 1288-1291

„… . General overview Purpose Articles 21 to 25 a CRA Regulation contain specific provisions on how EMSA must …” „… , substantive provisions and prudential measures.6 Various regulatory activities are available to ESMA to carry …” „… agencies, whistle-blowers, complaints from market par- 1 Regulation (EU) No 1095/2010 of the European …”

Titelei/Inhaltsverzeichnis

„… formidable challenges for the legal practitioner. Yet locating the relevant provision is insufficient; it is …” „… . Each act is commented on article by article, explaining the provision’s function, history, context and …” „… the relevant provision, its background, interpretation and the surrounding debate is indispensable for …”

doi.org/10.5771/9783845279893

Oliver C. Ruppel, Katharina Ruppel-Schlichting - Environmental Law and Policy in Namibia

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Oliver C. Ruppel (Hrsg.), Katharina Ruppel-Schlichting (Hrsg.)

Environmental Law and Policy in Namibia

Reihe: Recht und Verfassung in Afrika - Law and Constitution in Africa

Band 43 2022

Treffer in den folgenden Teilen:

Willem Odendaal Namibia’s Wildlife Crime Legislation S. 247-270

„… measures” to enforce its provisions, including the penalisation of illegal import or export of wildlife …” „… surroundings; and • develop or maintain necessary legislation and/or regulatory provisions for the protection …” „… have also been set for illegal hunting at night. • Another important new provision provides that a …”

Titelei/Inhaltsverzeichnis S. 1-36

„… Expansion of the Legislative Framework 260 4.2 The Whistleblower Protection Act and Monetary Incentives for …” „… Introduction 435 2 Constitutional Provisions Relevant to Forests 437 3 Relevant Regional Frameworks, Statutory …” „… Environmentally Relevant Provisions 725 4.5 The WTO’s Dispute Settlement Body 737 4.6 Some Environmental Case …”

doi.org/10.5771/9783748933564

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Konstantin von Busekist

International Compliance

Reihe: Kooperationswerke Beck - Hart – Nomos

Band 2016

Treffer in den folgenden Teilen:

. United States of America S. 751-780

„… whistle-blowers …” „… emphasis on compliance in the U.S. is the recent proliferation of whistle-blower laws and protections, and …” „… a resulting media spotlight on whistle-blowers and whistle-blower awards. A “whistle-blower” is an …”

. Ireland S. 307-333

„… protection to whistleblowers6 and the general consolidation and reform of Irish company law.7 It is not …” „… Disclosures Act 2014 (Whistleblowers Act). Aside from the core relevant laws as stated above other related …” „… . – Protection of the Environment Act 2003. – Environmental (Miscellaneous Provisions) Act 2011. – Planning and …”

. Finland S. 156-170

„… activities 1. Anti-corruption Main relevant laws: – The main provisions on bribery are found in Chapter 30 …” „… , sections 7–8 of the Finnish Penal Code (39/1889). Chapter 30 of the Finnish Penal Code contains provisions …” „… antitrust law is mainly based on EU competition law. National legislation contains provisions on i …”

. Canada S. 90-104

„… . . . . . . . . . . . . . . . . . . . . . . . . . 94 6. Whistleblower protection …” „… provision of the Criminal Code which requires the prosecution to prove that an employee or agent who commits …” „… non-compliance and whistleblower protection. 8. Discipline and sanctions for breaches. 3. Facilitation payments …”

. Sweden S. 578-601

„… . Anti-corruption Main relevant laws: – The main provisions on bribery are found in Chapter 10 of the Swedish Penal …” „… 1999:1229). The provisions on corruption are collected in Chapter 10 of the Swedish Penal Code. The main …” „… Code’s provisions on bribery do not differentiate between bribery of domestic public officials and …”

. India S. 255-283

„… compliance measures applicable to all companies, such as compliance with the provisions of company law …” „… observance with applicable statutory provisions or regulatory guidelines issued from time to time6. Whilst …” „… applicable to its banking activities…”. 6 RBI circular dated April 20, 2007. 7 Not all provisions of the 2013 …”

. Germany S. 201-234

„… ensures that all provisions of law and the enterprise’s internal policies are abided by and works to …” „… departments. Ultimately, there are no specific provisions, and the management of each organisation has to …” „… tightening of the provisions on corruption of public officials and extending the existing law to cover EU …”

. China S. 105-132

„… , for example, have to abide by the “Trail Implementing Provisions on Compliance Management of …” „… marketing staff shall comply with the laws and regulations, provisions of insurance regulatory authorities …” „… faith.” It is worth mentioning that the above provisions are only applicable for the purpose of the …”

. The Netherlands S. 399-425

„… Accountants, NBA) conducted a study on the application of the risk provisions found in the annual reports of …” „… (Nederlandse Corporate Governance Code) Best Practice provision II.1.4. A similar obligation, art. 5:25 c of …” „… privately owned Dutch enterprises increasingly tend to voluntarily apply certain best practice provisions …”

. Bulgaria S. 62-89

„… if its provisions are violated. Money laundering is broadly defined as the transfer of possessions …” „… processed personal data is changed. Breaches of the personal data protection provisions may lead to fines of …” „… of environmental provisions, responsible persons may be severely fined/sanctioned. If the …”

. South Africa S. 534-567

„… provisions relating to “affected transactions” such as takeovers, offers, amalgamations, mergers and …” „… broker”) is deemed to be the employer of those employees. There are a number of provisions in the LRA …” „… regulation. Sector specific rules and bargaining council agreements may have different provisions on working …”

. Italy S. 334-362

„… 21 November 2007. Article 648 bis of the Penal Code is the key provision in the fight against money …” „… provisions relating to taxable transactions and the obligations of those who make taxable supplies. Under …” „… generally, comply with laws and regulations. Article 1 (2), states that its provisions apply to entities …”

doi.org/10.5771/9783845258850

Katalin Ligeti, Kei Hannah Brodersen - Studies on Enforcement in Multilevel Regulatory Systems

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Katalin Ligeti (Hrsg.), Kei Hannah Brodersen (Hrsg.)

Studies on Enforcement in Multilevel Regulatory Systems

Reihe: Luxemburger Juristische Studien - Luxembourg Legal Studies

Band 24 2022

Treffer in den folgenden Teilen:

Dimitrios Kafteranis Chapter 2. Tower of Babel: Enforcement in the EU S. 27-50

„… enforcement, using the example of the newly introduced Directive on the protection of whistle-blowers in the …” „… protection of whistle-blowers and had probably no intention of adopting legislation.5 Several scandals …” „… affecting the EU laid bare the need to protect whistle-blowers and the importance of whistle-blowing for the …”

doi.org/10.5771/9783748930365

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