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Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (Hrsg.), Christoph Kumpan (Hrsg.)

European Financial Services Law

Reihe: Kooperationswerke Beck - Hart – Nomos

Band 2019

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Article 14 Prohibition of insider dealing and of unlawful disclosure of inside information S. 767-770

„… Article 14 Prohibition of insider dealing and of unlawful disclosure of inside information A person …” „… in insider dealing and the unlawful disclosure of inside information. It does not set out the content …” „… preliminary step leading to the disclosure of inside information does not trigger the prohibition pursuant to …”

Article 17 Public disclosure of inside information S. 778-799

„… information made it less functional in the context of disclosures under Art 17 than prohibitions 2. 3. 2 …” „… of unlawful disclosure set out in Article 10(1).103 The important exception to the rule stated above …” „… entailed and is aware of the sanctions applicable to insider dealing and unlawful disclosure of inside …”

Article 10 Unlawful disclosure of inside information S. 711-718

„… ) applies. Article 10 Unlawful disclosure of inside information 1. For the purposes of this Regulation …” „… , unlawful disclosure of inside information arises where a person possesses inside information and discloses …” „… disclosure of recommendations or inducements referred to in Article 8(2) amounts to unlawful disclosure of …”

Article 6 Inciting, aiding and abetting, and attempt S. 629-637

„… administrative prohibition of Arts 10 and 14(c) of MAR is sufficient to deter unlawful disclosure by journalists …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2. Unlawful disclosure of inside information, Art 4 …” „… , the scope of MAD 2014 was extended to include criminal sanctions for the unlawful disclosure of inside …”

Introduction S. 644-650

„… comprises, according to the taxonomy of European law, insider dealing, unlawful disclosure of insider …” „… for insider dealing, the unlawful disclosure of inside information, and market manipulation in serious …” „… establishes a common regulatory framework on insider dealing, the unlawful disclosure of inside information …”

Article 9 Legitimate behaviour S. 705-711

„… ) applies. Article 10 Unlawful disclosure of inside information 1. For the purposes of this Regulation …” „… , unlawful disclosure of inside information arises where a person possesses inside information and discloses …” „… disclosure of recommendations or inducements referred to in Article 8(2) amounts to unlawful disclosure of …”

Article 1 Subject matter S. 650

„… regulatory framework on insider dealing, the unlawful disclosure of inside information and market …” „… (see → Arts 7 through 9), the unlawful disclosure of inside information (see → Art 10) and market …” „… markets.1 The prohibition against market abuse is a cornerstone of the EU’s regulatory framework …”

Article 5 Market manipulation S. 628-629

„… Regulation (EU) No 596/2014. Article 4 Unlawful disclosure of inside information 1. Member States shall take …” „… the necessary measures to ensure that unlawful disclosure of inside information as referred to in …” „… . 2. For the purposes of this Directive, unlawful disclosure of inside information arises where a …”

Article 2 Scope S. 650-654

„… regulatory framework on insider dealing, the unlawful disclosure of inside information and market …” „… (see → Arts 7 through 9), the unlawful disclosure of inside information (see → Art 10) and market …” „… markets.1 The prohibition against market abuse is a cornerstone of the EU’s regulatory framework …”

Titelei/Inhaltsverzeichnis

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 13 756 Prohibition of insider dealing and of unlawful disclosure of inside information . .Article …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Article 3 627 Unlawful disclosure of inside information …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Article 6 670 Chapter 2 Inside information, insider dealing, unlawful disclosure of inside information and …”

Index S. 1785-1803

„… of manipulative behavior MAD 5 12 – unlawful disclosure MAD 4 9 et seq. Major holdings disclosure …” „… of a legal or regulatory obligation MAR 10 10 – illegitimate or unlawful disclosure MAR 10 7 …” „… et seq. Conflicts of interest MiFID II 23 1 et seq. – disclosure MAR 20 35 et seq.; MiFID II 23 7 …”

Article 6 Exemption for monetary and public debt management activities and climate policy activities S. 670-673

„… goals. Chapter 2 Inside information, insider dealing, unlawful disclosure of inside information and …” „… prohibitions of this Regulation is necessary the Commission shall extend the exemption referred to in paragraph …” „… banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for …”

Article 13 Accepted market practices S. 756-767

„… Behaviour 766 Carsten Gerner-Beuerle 17 Article 14 Prohibition of insider dealing and of unlawful disclosure …” „… inducing another person to engage in insider dealing and the unlawful disclosure of inside information. It …” „… of this section above in the relevant context. Legal persons, Art 12(4) The prohibition on market …”

Article 19 Managers’ transactions S. 808-824

„… 14 and 15 prohibiting insider dealing and attempted insider dealing, unlawful disclosure of inside …” „… to the value of such public disclosure. Such criticism is grounded in the fact that the reasons for a …” „… deducing meaningful information from the disclosure.7 Additionally, disclosure of directors’ dealings is …”

Article 7 Inside information S. 673-692

„… , unlawful disclosure of inside information and market manipulation Article 7 Inside information 1. For the …” „… concept of ‘inside information’ that informs both the insider trading prohibition and the disclosure …” „… purposes of establishing when insider dealing occurs (see → Art 8) and when the ad-hoc disclosure …”

Article 34 Publication of decisions S. 869-874

„… Global Regulation of Short Sales: Why Prohibition is Inefficient and Disclosure Insufficient’ (2010) 15 …” „… history The Member States were already obliged to provide for disclosure of measures or sanctions imposed …” „… may be inherent in the behaviour of a specific person, and deter unlawful behaviour.4 To the extent …”

Article 8 Insider dealing S. 692-705

„… recommendations or inducements, is also equated with the unlawful disclosure of inside information, which is …” „… insider dealing prohibition, as well as the types of behaviour that constitute insider dealing. The …” „… possession of inside information), who were only subject to the prohibition to take advantage of the …”

doi.org/10.5771/9783845279893

Jens Peter Schmidt, Fabian Hübener - New Digital Markets Act

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Jens Peter Schmidt (Hrsg.), Fabian Hübener (Hrsg.)

New Digital Markets Act

2023

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Rick Cornelissen, Lumine van Uden I. Private enforcement in the Netherlands S. 153-164

„… vehicle.174DisclosureDutch procedural law does not provide for the possibility of discovery procedures …” „… for an injunction aimed at obtaining the cessation or prohibition of the repetition of the conduct.I …” „… and 7 for rights of access and rights of use, prohibitions of use and exploitation, and requirements …”

doi.org/10.5771/9783748937067

Marc Bungenberg, August Reinisch - CETA Investment Law

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Marc Bungenberg (Hrsg.), August Reinisch (Hrsg.)

CETA Investment Law

2022

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Marc Bungenberg, Andrés E. Alvarado Garzón Article 8.17 Formal requirements S. 417-433

„… information, to keep it secret.In other words, a person is protected from the unlawful disclosure of …” „… disclosure that would prejudice the com-petitive position of the investor or the covered investment. This …” „… Review, 885; Mary Graham, Democracy by Disclosure: TheRise of Technopopulism (The Brookings Institution …”

Index S. 979-994

„… ff.Procedural Rules– other Arbitration Rules, relationship to8.35 10Procurement 8.15 51 ff.Prohibition of …” „… mandatory performancerequirements– list 8.5 11 ff.– scope 8.5 8 f.Prohibition of non-mandatory …” „… performancerequirements– list 8.5 24– scope 8.5 22 f.Prohibition of performance requirements– 2013 Draft CETA Investment …”

doi.org/10.5771/9783748902133

Eric Hilgendorf, Jochen Feldle - Digitization and the Law

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Eric Hilgendorf (Hrsg.), Jochen Feldle (Hrsg.)

Digitization and the Law

Reihe: Robotik, Künstliche Intelligenz und Recht

Band 15 2018

doi.org/10.5771/9783845289304

RiA Recht in Afrika | Law in Africa | Droit en Afrique

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RiA Recht in Afrika | Law in Africa | Droit en Afrique

Alle Ausgaben: RiA Recht in Afrika | Law in Africa | Droit en Afrique

RiA Jahrgang 17 (2014) Heft 1 ISSN Online: 2363-6270

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Hanifa T. Massawe, Mwajuma Kadilu Combatting Insider Trading in Tanzania: The Adequacy of the Capital Markets and Securities Act of 1994 and the Companies Act of 2002 S. 52-63

„… economic development all over the world, interest in the regulation or prohibition of insider trading and …” „… unlawful the use, “in connection with the purchase or sale of any security of any manipulative or deceptive …” „… Insider trading prohibitions in the United States of America began in the case of SEC v. Texas Gulf …”

doi.org/10.5771/2363-6270_2014_1

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