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Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (ed.), Christoph Kumpan (ed.)

European Financial Services Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2019

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Article 26 Precautionary measures S. 1210-1211

„… . Article 26 Precautionary measures (1) Where the competent authority of a host Member State finds that the …” „… competent authority of the home Member State and to ESMA. (2) If, despite the measures taken by the …” „… competent authority of the home Member State, or because such measures prove inadequate, the issuer or the …”

Article 23 Precautionary measures S. 1025-1027

„… . Article 23 Precautionary measures 1. Where the competent authority of the host Member State finds that …” „… precautionary measures: the first step is communication between national competent authorities, and the second …” „… , despite the measures taken by the competent authority of the home Member State or because such measures …”

Article 86 Precautionary measures to be taken by host Member States S. 384-386

„… the monitoring of their compliance with the same standards. Article 86 Precautionary measures to be …” „… Member State. If, despite the measures taken by the competent authority of the home Member State or …” „… because such measures prove inadequate, the investment firm persists in Art. 86 MiFID II 1. Security …”

Article 63 On-site inspections S. 1663-1664

„… may also be applied for as a precautionary measure. 6. Where authorisation as referred to in paragraph …” „… shall be applied for. Such authorisation may also be applied for as a precautionary measure. 9. Where …” „… authentic and that the coercive measures envisaged are neither arbitrary nor excessive having regard to the …”

Article 40 ESMA temporary intervention powers S. 542-544

„… restriction referred to in paragraph 1 on a precautionary basis before a financial instrument has been …” „… measure relates to agricultural commodities derivatives. Where a competent authority or competent …” „… authorities have taken a measure under Article 42, ESMA may take any of the measures referred to in paragraph …”

Article 25 Professional secrecy and cooperation between Member States S. 1208-1210

„… Precautionary measures (1) Where the competent authority of a host Member State finds that the issuer or the …” „… ensure that sanctions or measures produce the desired results, and shall coordinate their action when …” „… 28-28 c, the NCAs are to cooperate to verify that their sanctions and measures are effective. Further …”

Commentary on Articles 40 and 41 Art. 40, 41 S. 545-549

„… measure may already be taken on a precautionary basis before a structured deposit has been marketed …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2. Background and level 2 measures …” „… limited. Background and level 2 measures On the rationale and delegated legislation, see above …”

Article 85 Powers for host Member States S. 384

„… the monitoring of their compliance with the same standards. Article 86 Precautionary measures to be …” „… Member State. If, despite the measures taken by the competent authority of the home Member State or …” „… because such measures prove inadequate, the investment firm persists in Art. 86 MiFID II 1. Security …”

Article 41 EBA temporary intervention powers S. 544-545

„… prohibition or restriction referred to in paragraph 1 on a precautionary basis before a structured deposit has …” „… of regulatory arbitrage. Where a competent authority or competent authorities have taken a measure …” „… under Article 42, EBA may take any of the measures referred to in paragraph 1 without issuing the …”

Article 15 S. 1086

„… prohibition or restriction referred to in paragraph 1 on a precautionary basis before an insurance-based …” „… regulatory arbitrage. Where a competent authority or competent authorities have taken a measure under Article …” „… 17, EIOPA may take any of the measures referred to in paragraph 1 of this Article without issuing the …”

Article 16 S. 1086-1087

„… prohibition or restriction referred to in paragraph 1 on a precautionary basis before an insurance-based …” „… regulatory arbitrage. Where a competent authority or competent authorities have taken a measure under Article …” „… 17, EIOPA may take any of the measures referred to in paragraph 1 of this Article without issuing the …”

Article 84 Consultation prior to authorisation S. 383-384

„… the monitoring of their compliance with the same standards. Article 86 Precautionary measures to be …” „… Member State. If, despite the measures taken by the competent authority of the home Member State or …” „… because such measures prove inadequate, the investment firm persists in Art. 86 MiFID II 1. Security …”

Article 62 General investigations S. 1662-1663

„… be applied for as a precautionary measure. 6. Where authorisation as referred to in paragraph 5 is …” „… the coercive measures envisaged are neither arbitrary nor excessive having regard to the subject …” „… matter of the investigations. In its control of the proportionality of the coercive measures, the …”

Titelei/Inhaltsverzeichnis

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 85 384 Precautionary measures to be taken by host Member States …” „… . . . . . . . . . . . . . . . . . . . . . . . .Article 22 1023 Precautionary measures …” „… . . . . . . . . . . . . . . . . . . . .Article 25 1208 Precautionary measures …”

Article 17 S. 1087-1089

„… and specify a time after the publication of the notice from which the measures will take effect. A …” „… prohibition or restriction shall only apply to action taken after the measures take effect. 6. EIOPA shall …” „… precautionary basis before an insurance-based investment product has been marketed or sold to investors. A …”

Article 64 Procedural rules for taking supervisory measures and imposing fines S. 1664-1666

„… may also be applied for as a precautionary measure. 9. Where authorisation as referred to in paragraph …” „… that the coercive measures envisaged are neither arbitrary nor excessive having regard to the subject …” „… matter of the inspection. In its control of the proportionality of the coercive measures, the national …”

Article 27 Committee procedure S. 1211-1214

„… where issuers or other market participants show irregular behaviour. II. The precautionary principle …” „… inform the home Member State’s NCA before taking action. Secondly, its measures are only allowed to …” „… . Chapter VI Delegated acts and implementing measures Article 27 Committee procedure (1) The Commission …”

Article 21 Host member state supervision in case of a branch S. 1350-1353

„… Member State may, in emergencies, take any precautionary measures necessary to protect the interests of …” „… management company’s home Member State shall, at the earliest opportunity, take all appropriate measures to …” „… measures shall be communicated to the competent authorities of the management company’s host Member State …”

Article 42 Product intervention by competent authorities S. 549-554

„… supervising the other financial markets.23 The measure must be published on ESMA’s or EBA’s website …” „… .24 During the measure’s duration, ESMA and EBA must review it at appropriate times.25 Three months …” „… after its imposition, the measure will either be renewed or automatically expire.26 Practical …”

Article 22 Professional secrecy and cooperation between authorities S. 1023-1025

„… confidence with certain new types of securities. Article 23 Precautionary measures 1. Where the competent …”

Article 14 S. 1081-1086

„… precautionary basis before an insurance-based investment product has been marketed or sold to investors. 3. When …” „… authorities have taken a measure under Article 17, EIOPA may take any of the measures referred to in paragraph …”

Article 1 Scope and UCITS definition S. 1304-1317

„… 4. Funds 1308 Dirk Zetzsche and Dominik Nast 8 9 10 precautionary measure in response to the US …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 4. Level 2 and 3 measures …” „… Level 2 measures consist of Commission Regulation (EU) No 583/2010,24 the Commission Regulation (EU) No …”

Index S. 1785-1803

„… . – obligation to cooperate PD 22 4 – precautionary measures PD 23 2 – professional secrecy PD 22 3 …” „… – turnover-based MiFID II 70 11 et seq. Administrative liability PD 25 4 Administrative measures MAR 30 7, 12 …” „… – transparency MiFIR Foreword 1 MiFID II – administrative fine MiFID II 70 12 – administrative measures and …”

doi.org/10.5771/9783845279893

Detlef Czybulka - Marine Nature Conservation and Management at the borders of the European Union

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Detlef Czybulka (ed.)

Marine Nature Conservation and Management at the borders of the European Union

Series: Beiträge zum Landwirtschaftsrecht und zur Biodiversität

Volume 7 2012

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MARIE BIERMANN Fisheries conservation and management in the south east Atlantic S. 57-70

„… Mngt%20Measures/recommendations.htm. 55 SEAFO conservation measure 06/06 (see footnote 53); SEAFO …” „… Measures/2009%20conservation%20measures/CM%2018-10%20CLOSE D%20AREAS.pdf. MARIE BIERMANN 68 was carried …” „… . 210 et seq. 57 Available at: http://www.seafo.org/Cons%20&%20Mngt%20Measures/recommendations .htm …”

KATRIN TÄUFER Legal framework of the Baltic Sea with regard to fisheries and land-based pollution S. 29-36

„… of fishing rules: ! fishing effort limitations, ! catch limits and ! technical measures …” „… measures’ is a catch-all term for the whole range of rules governing how and where fishermen may fish.18 …” „… Some of the main types of measure used include minimum mesh sizes for nets, closed areas and seasons …”

DETLEF CZYBULKA Legal reflections on pressing marine nature conservation issues and sustainable management at the borders of the European Union S. 13-22

„… ‘management measures’ implemented within protected sites situated in the terrestrial environment, the …” „… following general activities may be discerned: conservation measures (primarily without, sometimes with …” „… detrimental to the marine environment. Consequently, there exists no such scale or spectrum of measures …”

JUDITH FOEST The Cartagena Convention: The legal framework for environmental protection in the Caribbean Sea with regard to an ecosystem approach to fisheries S. 137-150

„… jointly, take all appropriate measures “to prevent, reduce and control pollution” and “to ensure sound …” „… conventions and protocols for the protection of ecosystems (Article 3) and promotes a precautionary principle …” „… the parties; for instance, with regard to inspection or enforcement measures such as MARPOL 73/78.22 …”

LARS KRAMM The new strategic action plan for the environmental protection and rehabilitation of the Black Sea S. 91-102

„… non-binding (‘soft law’) measures, and operate on two levels, global and regional. Measures combating threats …” „… operational part of its content. The effect that the classification of an operational measure as a principle …” „… resources continue to be available to the fullest extent into the future.19 Furthermore, the precautionary …”

CLAIRE DUPONT, LARS KRAMM The legal framework for the protection of the marine environment of the Black Sea region and its implementation S. 77-90

„… , mainly due to a slow-down in polluting economic activities, but also partly as a result of the measures …” „… political and legal measures intended to protect the environment of the Black Sea. In cases where only some …” „… recognised principles and best practices (sustainability and precautionary principles, polluter pays …”

doi.org/10.5771/9783845237060

Marc Bungenberg, August Reinisch - CETA Investment Law

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Marc Bungenberg (ed.), August Reinisch (ed.)

CETA Investment Law

2022

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Stefanie Schacherer Article 8.9 Investment and regulatory measures S. 236-255

„… MeasuresA last issue in relation to Article 8.9(1) CETA is whether the right to regulateonly concerns …” „… Article 8.9Investment and regulatory measures1. For the purpose of this Chapter, the Parties …” „… aParty from discontinuing the granting of a subsidy1 or requesting its reimburse-ment where such measure …”

Index S. 979-994

„… – subordinate measure 8.15 34Annex II reservations– policy space 8.15 2Annex on Air Transport Services 8.1 70 …” „… 8.31 53– scope, decision on the merits 8.31 50– scope, interim measures of protection8.31 52– scope …” „… specialis 8.11 42 ff.– National treatment 8.11 36– remedial measures 8.11 32– restitution 8.11 37 ff …”

doi.org/10.5771/9783748902133

ZEuS Zeitschrift für Europarechtliche Studien

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ZEuS Zeitschrift für Europarechtliche Studien

Browse Volumes: ZEuS Zeitschrift für Europarechtliche Studien

ZEuS Volume 9 (2006) Issue 4 ISSN Online: 2942-3589

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Rupert Schaefer WELTHANDELSRECHT und staatliche Regulierung im UMWELT- und GESUNDHEITSSCHUTZ – Der Fall „Australia Apples“ S. 555-602

„… Meat and Meat Products, WT/DS26 (EC – Hormones), Japan – MeasuresRupert Schaefer564 ZEuS - 2006 - Heft …” „… Schutz-maßnahmen bestimmt sich in erster Linie nach dem „Agreement on Sanitary andPhytosanitary Measures“28. Anders …” „… – Measures Affecting Importation of Salmon, WT/DS18 (im Folgenden Australia – Salmon),EC Measures Concerning …”

Werner Miguel Kühn Die Entwicklung des VORSORGEPRINZIPS im Europarecht S. 487-520

„… Zusammenhang ist von Kritikern behauptet1 Jordan, The Precautionary Principle in the European Union …” „… , Reinterpreting the PrecautionaryPrinciple, London 2001, S. 159.2 Da Cruz Vilaça, The precautionary Principle in …” „… protect the environment,the precautionary approach shall be widely applied by States according to their …”

doi.org/10.5771/1435-439X-2006-4

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OER Osteuropa Recht

Browse Volumes: OER Osteuropa Recht

OER Volume 68 (2022) Issue 1 ISSN Online: 2366-6730

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Maja Munivrana, Martina Bosak The Implementation of the Istanbul Convention in Croatia – Legal and Institutional Challenges S. 107-120

„… different levels, including by introducing pre‐cautionary measures of prohibitions against approaching …” „… precautionary measurescan only be imposed by the public prosecutor as a substitute for investigative …” „… LPDV was better equipped with different mea‐sures to more quickly and efficiently respond to domestic …”

doi.org/10.5771/0030-6444-2022-1

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