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Hubertus Buchstein, Lisa Klingsporn - Otto Kirchheimer - Gesammelte Schriften

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Hubertus Buchstein (ed.), Lisa Klingsporn (ed.)

Otto Kirchheimer - Gesammelte Schriften

Series: Otto Kirchheimer - Gesammmelte Schriften

Volume 3 2019

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[12.] Criminal Omissions [1942] S. 432-457

„… [12.] Criminal Omissions*1 [1942] Though it is a well-established principle in criminal law that …” „… liability may arise from omission as well as commission,2 it is often problematical just what circumstances …” „… give rise to such liability. On the threshold of the history of criminal omission we encounter the …”

Titelei/Inhaltsverzeichnis S. 1-6

„… Administrative [1941] [11.] 429 Criminal Omissions [1942][12.] 432 Abkürzungen 458 Personenregister 461 …”

Einleitung S. 7-82

doi.org/10.5771/9783845289991

Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (ed.), Christoph Kumpan (ed.)

European Financial Services Law

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2019

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Article 8 Omission of information S. 990-994

„… , since the value of a security is mostly driven by its future performance. Article 8 Omission of …” „… State may authorise the omission from the prospectus of certain information provided for in this …” „… detrimental to the issuer, provided that the omission would not be likely to mislead the public with regard to …”

Article 65 Organisational requirements S. 349-351

„… completeness, identify omissions and obvious errors caused by the investment firm and where such error or …” „… omission occurs, to communicate details of the error or omission to the investment firm and request …” „… place to enable the ARM to detect errors or omissions caused by the ARM itself and to Title V Data …”

Article 66 Organisational requirements S. 351-357

„… completeness, identify omissions and obvious errors caused by the investment firm and where such error or …” „… omission occurs, to communicate details of the error or omission to the investment firm and request …” „… place to enable the ARM to detect errors or omissions caused by the ARM itself and to Title V Data …”

Article 11 Authorisation of deferred publication S. 442-450

„… thereof, during the time period of deferral; (b) allow the omission of the publication of the volume of an …” „… , points (b) and (d) may be used either separately or consecutively whereby once the volume omission …” „… several transactions in an aggregated form, or omission of the publication of the volume of a transaction …”

Article 7 Minimum information S. 987-990

„… value of a security is mostly driven by its future performance. Article 8 Omission of information 1 …” „… the omission from the prospectus of certain information provided for in this Directive or in the …” „… issuer, provided that the omission would not be likely to mislead the public with regard to facts and …”

Article 21 Post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives S. 478-482

„… deferral or may allow the omission of the publication of the volume for individual transactions during an …” „… omission of the publication of the volume for certain categories of transactions in bonds, structured …” „… accordance with Art 21(4) MiFIR. Competent authorities may also authorise the omission of publication of the …”

Article 2 Scope S. 650-654

„… apply to actions and omissions, in the Union and in a third country, concerning the instruments referred …” „… market abuse regime applies to actions and omissions carried out in the EU or a third country, so long as …” „… an act or omission concerns an instrument within the meaning of Arts 2(1) or (2). The Regulation …”

Article 3 Definitions S. 654-657

„… ). Territorial scope, Art 2(4) The market abuse regime applies to actions and omissions carried out in the EU or …” „… a third country, so long as an act or omission concerns an instrument within the meaning of Arts 2(1 …”

Article 6 Responsibility attaching to the prospectus S. 984-987

„… the prospectus is in accordance with the facts and that the prospectus makes no omission likely to …” „… prospectus is in accordance with the facts and the prospectus makes no omission likely to affect its import …”

Article 65 Fines S. 1666-1667

„… equal to that benefit. Where an act or omission of a trade repository constitutes more than one …”

Articles 36 to 39 S. 1301-1303

„… to Art 36a(4) CRA Regulation.2 When an act or omission constitutes multiple infringements of the CRA …”

Article 64 Organisational requirements S. 347-349

„… , identify omissions and obvious errors and request re-transmission of any such erroneous reports. (6) ESMA …”

Article 23 Precautionary measures S. 1025-1027

„… be very different. For instance, omission of material information from a prospectus, selling …”

Article 18 Notification S. 1014-1016

„… provisions, and which identifies and explains the reasons for possible omissions of information as allowed …”

Article 5 The prospectus S. 974-984

„… 23); Art 8 regarding omissions; Art 12 regarding the prospectuses under the shelf-registration regime …” „… with the facts and that the prospectus makes no omission likely to affect its import. 2. Member States …”

Article 29 Obligations of investment firms when appointing tied agents S. 205-207

„… tied agent it remains fully and unconditionally responsible for any action or omission on the part of …”

Article 64 Procedural rules for taking supervisory measures and imposing fines S. 1664-1666

„… equal to that benefit. Where an act or omission of a trade repository constitutes more than one …”

Article 26 Obligation to report transactions S. 495-498

„… shall be considered to have been complied with. Where there are errors or omissions in the …”

Article 28 Client order handling rules S. 202-205

„… it remains fully and unconditionally responsible for any action or omission on the part of the tied …”

Article 20 Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments S. 472-478

„… time period of the deferral or may allow the omission of the publication of the volume for individual …”

Introduction S. 644-650

„… co-operation of the supervisory authorities, and the omission of rules on market manipulation.33 For these …”

Titelei/Inhaltsverzeichnis

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 7 987 Omission of information …”

Index S. 1785-1803

„… . Omission of information PD 8 2 Omnibus client segregation EMIR 12 Omnibus I Directive PD 22 2 Operating …”

Article 12 Market manipulation S. 730-756

„… recital 47, which speaks of the omission of ‘material facts’. 136 Davies and Worthington, para 30-40. 137 …”

doi.org/10.5771/9783845279893

Kai Ambos, José Martínez - Göttingen Handbook on Latin American Public Law and Criminal Justice

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Kai Ambos (ed.), José Martínez (ed.)

Göttingen Handbook on Latin American Public Law and Criminal Justice

2023

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Leandro Dias, Marcelo Lerman Criminal Liability for Omissions in Latin America S. 393-414

„… Responsibility’ (2008) 11 NCLR 470, 476 ff.; Kai Ambos, ‘Omissions’in Kai Ambos et al. (eds), Core Concepts in …” „… and omission. The punishable conduct may be carried out byaction or omission.Whoever has the legal …” „… decidesto do nothing. Subsequently, several people die as a result of this omission.A Colombian judge would …”

Ezequiel Vacchelli Culpability S. 437-456

„… capable of culpability atthe moment of the commission (or omission) of the criminal act. Thispremise needs …” „… : first, the action or omission20 It is beyond the scope of this essay to detail this issue. See …” „… action or omission was intentionalor negligent in relation to the result produced, an intentional or …”

Titelei/Inhaltsverzeichnis S. 1-30

„… Dias & Marcelo LermanCriminal Liability for Omissions in Latin America 393Alejandro ChehtmanGender Bias …”

Faustino García de la Torre García Criminal law and constitution S. 281-302

„… excessive State activity as well as thethreat deriving from an unjustified omission in the fulfilment of its …”

José Luis Guzmán Dalbora The Crime of Bribery in Ibero-America: A comparative synopsis S. 495-514

„… an incentive is offered to incite the commission or omission ofan act that infringes upon an …”

Figari Layús Engendering Transitional Justice in Latin America: the long road of gender inclusion S. 833-855

„… America hasbeen slow and full of omissions, reparations laws and programmes havefared no better.21 …”

Juan Pablo Pampillo Baliño Constitutionalism and constitutional change in Latin America: accomplishments and challenges S. 109-172

„… in a very exceptional and subsidiary manner, in the face of repeatedunconstitutional omissions of …”

Sonia Patricia Cortés Zambrano Balance of powers in Latin American presidentialism Government-Congress relations S. 87-108

„… omissionleads to the violation of fundamental rights or simply the non-fulfilmentof human rights, where is the …”

doi.org/10.5771/9783748920717

Bertrand P. Wägenbaur - Court of Justice of the EU

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Bertrand P. Wägenbaur

Court of Justice of the EU

Series: Kooperationswerke Beck - Hart – Nomos

Volume 2013

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Omission of the written part of the procedure S. 433

„… preliminary ruling.Article 111 Omission of the written part of the procedureThe designated Chamber may, in …”

[Rectifying judgments] S. 786-790

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8d) Omissions …” „… inaccuracies,such as a missing word which distorts the sense of the sentence1075; the omission ofan entire sentence …” „… between “inadmissible” and“unfounded”1080; etc.d) Omissions9 Omissions may be rectified in so far as it is …”

[Supplementing the part on costs] S. 790-791

„… necessarily both parties,which depends on the following two conditions:2. Omission to give a decision on costs …” „… 3An omission to give a decision on costs is a very rare event and is not equivalentto adopting a …” „… to correct this omission, or if the party aims at a substantive amendment ofthe part on costs.1084 …”

Service and information following the close of the written part of the procedure S. 433

„… preliminary ruling.Article 111 Omission of the written part of the procedureThe designated Chamber may, in …”

Decision on the substance S. 433

„… preliminary ruling.Article 111 Omission of the written part of the procedureThe designated Chamber may, in …”

[Serving the application] S. 682

„… this omission entails theinadmissibility of the application510, which may be the case if the party …”

Failure to adjudicate S. 505-506

„… rectification of clerical errors696, theCourt may not act of its own motion. Since such omission carries far …”

Form of order sought, pleas in law and arguments of the appeal S. 539-540

„… does notmake this plea inadmissible839.3. Omission5Not indicating the contested part of the challenged …”

Formation of the Court S. 433-434

„… preliminary ruling.Article 111 Omission of the written part of the procedureThe designated Chamber may, in …”

Submission of statements S. 467-469

„… so568, even if this is an omission based on either an erroneous legal assessmentor even ignorance …”

Written part of the urgent procedure S. 431-433

„… observations lodged and translations of therequest for preliminary ruling.Article 111 Omission of the written …”

Reply and rejoinder S. 454-456

„… this time-limit526, which is probably not an omission, since one could argue thatsuch possibility is …”

Form of order sought in the event that the appeal is allowed S. 540-542

„… challenge the GC’s entire reasoning on a given question does notmake this plea inadmissible839.3. Omission5 …”

Request for clarification S. 415-417

„… Judge’s initial omission toprovide the ECJ with the relevant minimum factual and legal context of the …”

Rectification S. 502-505

„… 696, theCourt may not act of its own motion. Since such omission carries far more weight694 Case C …”

New pleas in law S. 456-459

„… this time-limit526, which is probably not an omission, since one could argue thatsuch possibility is …”

Index S. 980-997

„… seq. see Legalaid– Omission to decide RP GC 85– Preliminary ruling RP ECJ 102– Procedure for payment …” „… .– Omission of written part RP ECJ111– Oral hearing RP ECJ 109 5– Review by ECJ Stat 62 a 1 et seq.– Scope RP …”

[Manifestly inadmissible or unfounded] S. 900-905

„… alleged omission of the ECHR1876; overreviewing the legality of judgments of a national Court1877; over a …”

Content of the application S. 442-449

„… line with the binding requirementsset out in Art. 120 RP ECJ. Thus, errors or omissions in the …”

[Contents of the statement of defence] S. 682-690

„… this omission entails theinadmissibility of the application510, which may be the case if the party …”

Scope S. 391-401

„… may not, however, be used to point out a Member State’sinfringement of EU law or an alleged omission …”

[General rules for pleadings] S. 643-659

„… omission, butsimply illustrates that having recourse to an adviser is merely an option for theAgent or the …”

[Contents of an application] S. 659-682

„… whether this omission entails theinadmissibility of the application510, which may be the case if the party …”

Titelei/Inhaltsverzeichnis S. 1-75

„… Article 111 Omission of the written part of the procedure …”

doi.org/10.5771/9783845259079

Anna Helena Albrecht, Georg Steinberg - Der Allgemeine Teil des Wirtschaftsstrafrechts

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Anna Helena Albrecht (ed.), Georg Steinberg (ed.)

Der Allgemeine Teil des Wirtschaftsstrafrechts

Series: Beiträge zum Strafrecht - Contributions to Criminal Law

Volume 18 2023

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Alix Giraud-Willer Einige Gedanken über die Unterlassung im Wirtschaftsstrafrecht am Beispiel des abus de biens sociaux par omission in Frankreich S. 105-116

„… Diskussion um den abus de biens sociaux par omissionDas Prinzip, nach dem ein (vorsätzliches) Begehen nicht …” „… par omission in FrankreichDr. Alix Giraud-WillerI. EinleitungUnterlassungsdelikte gehören in deutschen …” „… commission par omission (Begehen durch Unterlassen)3.II. Prinzipielle Ablehnung der commission par omission …”

Titelei/Inhaltsverzeichnis S. 1-8

„… die Unterlassung im Wirtschaftsstrafrechtam Beispiel des abus de biens sociaux par omission in …”

doi.org/10.5771/9783748942689

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