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Finn Arnesen, Halvard Haukeland Fredriksen, Hans Petter Graver, Ola Mestad, Christoph Vedder - Agreement on the European Economic Area

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Finn Arnesen (Hrsg.), Halvard Haukeland Fredriksen (Hrsg.), Hans Petter Graver (Hrsg.), Ola Mestad (Hrsg.), Christoph Vedder (Hrsg.)

Agreement on the European Economic Area

Reihe: Kooperationswerke Beck - Hart – Nomos

Band 2018

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Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 2 [Consultations] S. 1082-1085

„… historical interest only. Article 2 [Consultations] The EFTA States shall, when appropriate, consult within …” „… Committee. Art. 2 establishes the Standing Committee as a forum for internal consultations among the EFTA …” „… such consultations follows from the EEA Agreement’s requirement that the EFTA States speak with one …”

Jóhanna Jónsdóttir Article 79 [Dialogue and consultation] S. 754-757

„… Article 79 [Dialogue and consultation] 1. The Contracting Parties shall strengthen the dialogue …” „… , exchange information and, at the request of a Contracting Party, hold consultations within the EEA Joint …” „… consultation procedure set out in Art. 99 under Part VII on Institutional Provisions. Art 79(1) encourages the …”

Halvard Haukeland Fredriksen Article 113 [Notification of safeguard measures, consultations] S. 888-889

„… Article 113 [Notification of safeguard measures, consultations] 1. A Contracting Party which is …” „… Parties shall immediately enter into consultations in the EEA Joint Committee with a view to finding a …” „… month has elapsed after the date of notification under paragraph 1, unless the consultation procedure …”

Henrik Bull Article 45 [Role of the Joint Committee in case of protective measures] S. 496-497

„… subject of prior consultations and exchange of information within the EEA Joint Committee. 3. In the …” „… secrecy and urgency take the measures, where this proves necessary, without prior consultations and …” „… their entry into force, and the exchange of information and consultations as well as the notifications …”

Marthe Kristine Fjeld Dystland, Fredrik Bøckman Finstad, Ida Sørebø Article 99 [Participation of EFTA States in EU decision-shaping] S. 797-800

„… information and consultation process, the Contracting Parties consult each other again in the EEA Joint …” „… cooperate in good faith during the information and consultation phase with a view to facilitating, at the …” „… under Art. 99 or delay the initiation of the consultations with the EFTA States’ experts. Experience has …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 1 [Role of the Standing Committee] S. 1081-1082

„… consultations, among EFTA States. 2. For the purposes of this Agreement: a) the term ’EEA Agreement’ means the …” „… and management, as well as consultations, among the EFTA States. However, Art. 1(1) does not as such …” „… has today historical interest only. Article 2 [Consultations] The EFTA States shall, when appropriate …”

Halvard Haukeland Fredriksen Article 112 [Safeguard measures] S. 883-888

„… the European Economic Area 884 Fredriksen 4 5 6 Commission is replaced by a reference to consultations …” „… safeguard measures, consultations] 1. A Contracting Party which is considering taking safeguard measures …” „… into consultations in the EEA Joint Committee with a view to finding a commonly acceptable solution. 3 …”

Håvard Ormberg Article 123 [National security and trade in arms] S. 929-939

„… final on the results of the consultation launched by the Green Paper on Defence Procurement and on the …” „… (2005) 626 final on the results of the consultation launched by the Green Paper on Defence Procurement …” „… - 10 Commission Communication COM(2005) 626 final on the results of the consultation launched by the …”

Dora Sif Tynes Article 92 [Responsibilities of the EEA Joint Committee] S. 782-784

„… the EC Member States in their respective fields of competence, shall hold consultations in the EEA …” „… at the meeting of the EEA Joint Committee. III. Consultations on matters of difficulty As mentioned …” „… entails that it is for the EU as a Contracting Party to call for consultations under this provision. To …”

Convention establishing the European Free Trade Association EFTA Convention S. 1103-1125

„… incompatible with this Article, it may ask for consultations in accordance with the procedures set out in …” „… information. 2. The Member States shall immediately enter into consultations in the Council with a view to …” „… until one month has elapsed after the date of notification under paragraph 1, unless the consultation …”

Per Christiansen Article 46 [Exchange of views and information] S. 497-500

„… EFTA sides, Art. 45 EEA lays down notification and consultations procedures on the EEA level. These are …” „… . 45(1). It follows from Art. 45(2) on prior consultation and exchange of information of all measures …” „… actors time to react. Consequently, such measures may be made without prior consultations when secrecy …”

Jóhanna Jónsdóttir Article 78 [Areas of cooperation] S. 753-754

„… Jónsdóttir 753 1 2 Article 79 [Dialogue and consultation] 1. The Contracting Parties shall strengthen the …” „… , exchange information and, at the request of a Contracting Party, hold consultations within the EEA Joint …” „… consultation procedure set out in Art. 99 under Part VII on Institutional Provisions. Art 79(1) encourages the …”

Henrik Bull Article 44 [Implementation of protective measures] S. 495-496

„… subject of prior consultations and exchange of information within the EEA Joint Committee. 3. In the …” „… secrecy and urgency take the measures, where this proves necessary, without prior consultations and …” „… their entry into force, and the exchange of information and consultations as well as the notifications …”

Dora Sif Tynes Article 109 [The two-pillar surveillance system] S. 852-860

„… , notification or consultation and similar matter shall for the EFTA States be carried out according to …” „… ) SCA states that ESA shall carry out cooperation, exchange of information and consultations with the …” „… Commission further engage in extensive informal consultations to ensure homogeneity in surveillance. The …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Preamble S. 1079-1081

„… consultations, have to be carried out among the EFTA States; RECALLING the Convention establishing the European …” „… , administration and management, as well as consultations, among EFTA States. 2. For the purposes of this Agreement …” „… respect of decision-making, administration and management, as well as consultations, among the EFTA States …”

Index S. 1125-1141

„… 16 7 Imputability II 61 25 Incorporation – adoption of decision following consultation procedure II …” „… 38 – consultation procedure in case of disagreement II 102 3 – decision-making autonomy II 102 9 …” „… parliamentary consultation I ISL 32 Independence – EFTA College Members III 2 – EFTA Court II 108 22; III 2 …”

Margrét Einarsdóttir, Ragnhildur Helgadóttir Iceland and the EEA S. 13-35

„… increase in pressing projects. As will be discussed in the next section, the extensive consultation process …” „… time.38 Increased Parliamentary Consultations during the Incorporation Process Parliamentary …” „… consultation by the Parliament of Iceland increased significantly with the changes to the Rules Regarding the …”

Tron Løkken Sundet Article 71 [Social dialogue] S. 690-691

„… “endeavour to promote the dialogue” to “promoting the consultation of management and labour at Community …” „… disadvantage compared to the participants from the EU Member States.6 Art. 71 is limited to consultations “at …”

Martin Hennig Article 48 [Non-discriminatory application of national rules] S. 517-518

„… prior examination and consultation in respect of certain laws, regulations and administrative provisions …” „… 21 March 1962 instituting a procedure for prior examination and consultation in respect of certain …”

Karl Harald Søvig Article 70 [Equal treatment of men and women] S. 683-690

„… government initiated a round of consultations with ESA in 2009 with the aim of reserving some positions in …” „… consultation of management and labour at Community level”.1 Based on Art. 71, the system of social dialogue …” „… Art. 71 is limited to consultations “at European level”. Neither Art. 71 or the Main Part of the EEA …”

Marthe Kristine Fjeld Dystland, Fredrik Bøckman Finstad, Ida Sørebø Article 102 [Amendments of Annexes, incooperation of EEA-relevant EU legislation] S. 803-819

„… procedures for consultation in case of disagreement Art. 102 lays down the general procedure for amending the …” „… amendment of an annex, Art. 102 lays down procedures for consultations among the Contracting Parties and …” „… , especially those related to the obligation of continued consultations under Art 99(3), mn. 6. 9 Norberg et al …”

Christian Jordal, Gjermund Mathisen Article 64 [Dispute resolution] S. 609-612

„… . Consultations shall then be held in the EEA Joint Committee with a view to finding a commonly acceptable …” „… solution by the end of the two-week period, consultations shall be held in the EEA Joint Committee. ESA is …”

Per Andreas Bjørgan Article 5 [Responsibilities and means] S. 987-990

„… ) carry out cooperation, exchange of information and consultations with the Commission of the European …” „… the Commission in the context of verification or approval, information, notification or consultation …”

Martin Hennig Article 49 [State aid in the transport sector] S. 518-521

„… Council of 22 April 2009 on a procedure for prior examination and consultation in respect of certain laws …” „… and consultation in respect of certain laws, regulations and administrative provisions concerning …”

Dora Sif Tynes Article 110 [Enforceability of decisions of the ESA and the Commission and of judgments of the EFTA Court and the EU Courts] Einarsson/FredriksenEnforceability of decisions and judgements S. 860-865

„… that time, interim measures might be adopted and consultations thereafter held in the EEA Joint …” „… ‘under constant review’ and ‘initiate consultations’ should problems arise.8 However, as any un- 4 Act …”

Per Andreas Bjørgan Article 26 [Cooperation between the ESA and the EU Commission] S. 1019

„… governing the cooperation, exchange of information and consultation between the EFTA Surveillance Authority …”

Per Christiansen Introduction to Part IV S. 1019

„… governing the cooperation, exchange of information and consultation between the EFTA Surveillance Authority …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 10 [Protocols and Annexes as integral part of the Agreement] S. 1099

„… the EEA Agreement once a year. This is a useful platform for dialogue and consultation between the …”

Thomas Chr. Poulsen Article 53 [Authentic languages, ratification, deposit and entry into force] S. 1077-1079

„… management, as well as consultations, have to be carried out among the EFTA States; RECALLING the Convention …”

Jóhanna Jónsdóttir Article 88 [Domestic measures] S. 776-777

„… discussions and consultations in the framework of shaping new EEA rules.2 The competences and function of the …”

Per Andreas Bjørgan Article 25 a [Responsibilities in the field of financial supervision] S. 1018-1019

„… governing the cooperation, exchange of information and consultation between the EFTA Surveillance Authority …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 9 [EEA Joint Parliamentary Committee, EFTA Consultative Committee] S. 1098-1099

„… . This is a useful platform for dialogue and consultation between the EFTA social partners and …”

Titelei/Inhaltsverzeichnis

„… .....................................................Article 78 753 Dialogue and consultation ..............................................Article 79 754 …” „… ......................................................Article 112 883 Notification of safeguard measures, consultations .............Article 113 888 …” „… ......................................................................................... 1079 Role of the Standing Committee .....................................Article 1 1081 Consultations …”

Henrik Bull Article 25 [Safeguard measures] S. 361-362

„… consultations within the EEA Joint Committee before applying the protective measure. Art. 23 only refers to “the …”

Per Christiansen Article 27 [The establishment of the EFTA Court] S. 1019-1020

„… governing the cooperation, exchange of information and consultation between the EFTA Surveillance Authority …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 11 [Amendments of the Agreement on a Standing Committee] S. 1099-1100

„… the EEA Agreement once a year. This is a useful platform for dialogue and consultation between the …”

Per Christiansen Article 117 [Provisions governing the EEA financial mechanism] S. 894-904

„… . Coordination with relevant EU policies is ensured through consultations between the EFTA States and the …” „… FMC after consultation with the beneficiary States. Such provisions are laid down in an implementing …”

Halvard Haukeland Fredriksen Article 111 [Dispute resolution in the EEA Joint Committee] S. 865-883

„… , Art. 5 EEA will at least provide for the right to consultations in the EEA Joint Committee or the EEA …” „… . 64 refers to ‘consultations’ in the Joint Committee rather than to Art. 111, it is difficult to see …” „… Netherlands and the UK, on the other. After prolonged consultations (including two referendums in which …”

Martin Hennig Article 51 [Prohibition of State aid in the form of favorable rates or conditions] S. 522-524

„… , the ESA should initiate a similar consultation among the EEA States concerned prior to authorising …”

Dora Sif Tynes Article 89 [Responsibilities of the EEA Council] S. 777-779

„… consultations in the framework of shaping new EEA rules.2 The competences and function of the EEA Council are …”

Dora Sif Tynes Article 91 [The EEA Council: presidency and meetings] S. 780-782

„… fields of competence, shall hold consultations in the EEA Joint Committee on any point of relevance to …”

Dora Sif Tynes Article 93 [Composition of the EEA Joint Committee, decision‑making] S. 784-786

„… times. Furthermore, the working methods of the EEA Joint Committee call for most of the consultations or …”

Marthe Kristine Fjeld Dystland, Fredrik Bøckman Finstad, Ida Sørebø Article 100 [Participation of EFTA States’ experts in the EU comitology system] S. 800-802

„… Art. 100, contained in the Final Act to the EEA Agreement. 4 The Commission pursues consultation “as …”

Per Andreas Bjørgan Article 6 [Right to information from the EFTA States and from undertakings] S. 990-992

„… the context of verification or approval, information, notification or consultation similar matters …”

Christian Franklin Article 2 [Principle of loyalty] S. 978-980

„… , information exchanges and consultation between ESA and the Commission in the EEA Agreement.6 Article 3 …”

Dora Sif Tynes Article 108 [The ESA and the EFTA Court: Establishment and competences] S. 840-852

„… , formulate recommendations and carry out cooperation, exchange of information and consultations with the …” „… , notification or consultation and similar matter shall for the EFTA States be carried out according to …”

Ronny Gjendemsjø Article 55 [Supervision] S. 555-558

„… adopt, after consultations with the EC Commission, acts corresponding with new acts adopted by the …”

Per Andreas Bjørgan Article 4 [Establishment of the EFTA Surveillance Authority] S. 984-987

„… and consultations with the Commission of the European Communities as provided for in this Agreement …”

Christian Jordal, Gjermund Mathisen Article 63 [Specific provisions on State aid] S. 605-609

„… . Consultations shall then be held in the EEA Joint Committee with a view to finding a commonly acceptable …”

Pål Wennerås Article 3 [Relevance of ECJ case law] S. 980-984

„… consultation between ESA and the Commission in the EEA Agreement.6 Article 3 [Relevance of ECJ case law] 1 …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 3 [Responsibilities] S. 1085-1089

„… consultations and the preparation of reports and assessments (see Arts. 4(d) and 5).1 Protocol 1 EEA thus …”

Halvard Haukeland Fredriksen, Jóhanna Jónsdóttir Article 5 [Subcommittees and working groups] S. 1090-1095

„… approval, information and notification or consultation and similar matters shall for the EFTA States be …”

Henrik Bull Article 26 [Anti-dumping and anti-subsidies measures] S. 362-367

„… consultations within the EEA Joint Committee before applying the protective measure. Art. 23 only refers to “the …”

Henrik Bull Article 43 [Protective measures] S. 490-495

„… consultations with their EEA partners. In Case E-3/11 Sigmarsson, the EFTA Court accepted that Icelandic …”

Ronny Gjendemsjø Article 56 [Distribution of competences between the ESA and the Commission] S. 558-563

„… section of Annex XIV – entitled “General” – provides ESA with the competence to adopt, after consultations …”

Marthe Kristine Fjeld Dystland, Fredrik Bøckman Finstad, Ida Sørebø Article 103 [Requirements for binding Joint Committee decisions] S. 819-824

„… consequently established national procedures that cater for prior parliamentary information, consultation, and …”

Per Andreas Bjørgan Article 13 [Rules of procedure] S. 997-1002

„… out the necessary consultation with such parties.7 In the event of total or partial refusal of the …”

Ernst Nordtveit, Sigrid Eskeland Schütz Article 73 [Object and purpose of EEA environmental law] S. 715-721

„… after the Amsterdam treaty’, Scandinavian Studies in Law 39 (2000): 123-137, at p. 127. 23 Consultation …”

Tron Løkken Sundet Article 68 [Labour law] S. 664-677

„… directives on workers’ right to information and consultation: – Dir. 91/533/EEC on an employer's obligation …”

Ernst Nordtveit, Sigrid Eskeland Schütz Article 74 [Protective measures] S. 721-737

„… 39 (2000): 123-137, at p. 127. 23 Consultation memorandum of the Norwegian Ministry of Climate and …”

Christian Frommelt Liechtenstein and the EEA S. 35-59

„… includes it in the European information and consultation mechanisms in the fields of border controls …”

Halvard Haukeland Fredriksen EEA law in and beyond the text of the Main Part of the EEA Agreement S. 124-145

„… or consultation and similar matters shall for the EFTA States be carried out ‘according to procedures …”

doi.org/10.5771/9783845275796

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Rudolf Moegele, Friedrich Erlbacher

Single Common Market Organisation

2011

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Consultation S. 411

„… by 15 October each year. Article 109 Consultation The apiculture programme shall be drawn up in close …”

b Marketing of the meat of bovine animals aged 12 months or less S. 430-437

„… The Commission developed a proposal taking into account the outcome of a wide-ranging consultation …” „… public consultation on the internet was organised at the beginning of spring 2005. This was followed, in …” „… category “Z”). a) The outcome of the wide-ranging consultations held by the Commission in 2005 was at the …”

General introduction S. 24-44

„… adopt the regulation on a proposal from the Commission and after consultation of the European Parliament …” „… on Art. 43 EEC) but without a previous consultation of the European Parliament. Such kind of legal …” „… approach to be pursued, drafting, consultation etc. However, one had to take into account that the …”

COUNCIL REGULATION (EC) No 13/2009 of 18 December 2008 amending Regulations (EC) No 1290/2005 on the financing of the common agricultural policy and (EC) No 1234/2007 establishing a common organisation of agricultural markets and on specific provisions for certain agricultural products (Single CMO Regulation) in order to set up a School Fruit Scheme S. 1023-1026

„… contributions arising from public consultation should be taken into account. (2) The provisions of the CAP …” „… published in the Official Journal) Opinion delivered following non-compulsory consultation. 56 (3) Opinion …” „… non-compulsory consultation. 7. COUNCIL REGULATION (EC) No 72/2009 Annexes B 1025 …”

COUNCIL REGULATION (EC) No 72/2009 of 19 January 2009 on modifications to the Common Agricultural Policy by amending Regulations (EC) No 247/2006, (EC) No 320/2006, (EC) No 1405/2006, (EC) No 1234/2007, (EC) No 3/2008 and (EC) No 479/2008 and repealing Regulations (EEC) No 1883/78, (EEC) No 1254/89, (EEC) No 2247/89, (EEC) No 2055/93, (EC) No 1868/94, (EC) No 2596/97, (EC) No 1182/2005 and (EC) No 315/2007 S. 1026-1032

„… consultation should be taken into account. (2) The provisions of the CAP concerning public intervention should …” „… Official Journal) Opinion delivered following non-compulsory consultation. 56 (3) Opinion of 8 October 2008 …” „… (not yet published in the Official Journal). Opinion delivered following non-compulsory consultation. 7 …”

k Submission of support programmes S. 381-383

„… consultation with the competent authorities and organisations at the appropriate territorial level. Each Member …” „… description of the measures proposed as well as their quantified objectives; (b) the results of consultations …”

Calculation of import duties for broken rice S. 654-658

„… supplying interest … and subject to consultation with any other contracting party determined by the …” „… ”14, the Commission may start consultations with third countries. In case the “disturbance of the rice …”

Financing S. 411

„… by 15 October each year. Article 109 Consultation The apiculture programme shall be drawn up in close …”

Study of the production and marketing structure in the beekeeping sector S. 410-411

„… shall be made by the Member States by 15 October each year. Article 109 Consultation The apiculture …”

l Content of support programmes S. 383-384

„… well as their quantified objectives; (b) the results of consultations held; (c) an appraisal showing …”

Aid for the acquisition of quotas S. 279-280

„… due date and after consultation of the Committee of the Agricultural Funds, the Commission shall …”

Implementing rules S. 411-413

„… by 15 October each year. Article 109 Consultation The apiculture programme shall be drawn up in close …”

j Compatibility and consistency S. 379-381

„… support programme shall be subject to consultation with the competent authorities and organisations at the …”

a Vineyard register and inventory S. 825-827

„… basis set out in the then CMO for wine i.e. by the Council alone without prior consultation of the …”

Loss in consumer confidence S. 155-158

„… Parliament6 in the framework of the then applicable consultation procedure under Art. 37 EC no modifications …”

Additional and supplementary isoglucose quota S. 219-222

„… consultation of a manage- 1 As last amended by Council Regulation (EC) No 361/2008 of 14 April 2008 amending …”

Scope S. 227-230

„… Brazil filed requests for consultation with the EC, claiming that the CMO for sugar, applicable at that …”

Quota management S. 222-225

„… consultation of a manage- 1 As last amended by Council Regulation (EC) No 361/2008 of 14 April 2008 amending …”

f Extension of rules S. 557-562

„… , the Commission shall approve the list or shall, after consultation with the Member State concerned …”

Distribution to the most deprived persons in the Community S. 98-104

„… to be made by Member States (ideally after consultation with charities). 10It results from paras 1 …”

General principles S. 614-620

„… /taric/taric_consultation.jsp?Lang=en; cfr. Arts 5 and 6(1) Regulation (EEC) No 2658/87. See Major, Art. 135 point 12. 12 E.g. Council …”

a Entry price system for the fruit and vegetables and the processed fruit and vegetables sectors S. 658-664

„… ”14, the Commission may start consultations with third countries. In case the “disturbance of the rice …”

Surplus levy S. 280-287

„… provided for in paragraph 1 has not been paid before the due date and after consultation of the Committee …”

Organisation of the Management Committee S. 874-887

„… consultation of the Management Committee for the Common Organisation of the Markets (sCMO management committee …”

Titelei/Inhaltsverzeichnis

„… .......................................................................................................... 410 Article 109 Consultation …”

Commentary on Arts 180–182a S. 799-820

„… development programming period 2000 to 2006. 20 In 2006, following multilateral consultations with the Member …”

Animal diseases S. 128-155

„… Council’s selfempowerment to adopt acts without consultation of the Parliament. 6Art. 20 Regulation (EEC) No …”

Single CMO Regulation and WTO rules S. 586-614

„… disputes through consultations, panel proceedings and appellate review, and includes provisions for …”

u Investments S. 396-399

„… consultationfees, feasibility studies, the acquisition of patent rights and licences. 3The eligible expenditure may …”

doi.org/10.5771/9783845266466

Sergey Kabyshev, Luzius Mader - Regulatory Reforms - Implementation and Compliance

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Sergey Kabyshev (Hrsg.), Luzius Mader (Hrsg.)

Regulatory Reforms - Implementation and Compliance

Reihe: International Association of Legislation (IAL) / Deutsche Gesellschaft für Gesetzgebung (DGG)

Band 17 2014

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Timea Drinóczi, Miklós Kocsis Public Consultation – Theory and Hungarian Practice S. 303-324

„… Public Consultation – Theory and Hungarian Practice Timea Drinóczi / Miklós Kocsis The renewed …” „… development in line with what has been achieved so far, while a significant role is assigned to consultation …” „… . On the other hand, the discussion of consultation is actual, because in organic unity with the change …”

Felix Uhlmann CAISSA S. 81-93

„… Swiss would say it can be done through public consultation combined with referendums and initiatives.13 …” „… Vernehmlassungseingaben, LeGes 2004/2, pp. 49 et seqq., 59, for the public consultation procedure in Switzerland. Public …” „… consultation is also used at an international level, see BROWN/ SCOTT (FN 92), pp. 477 et seqq.; Philip Norton …”

Jean-Pierre Duprat Conclusions Panel 3 – Reform of Legal Regulation in Economics Conditions of a Better Balance between Necessary Adaptations to Changes and Interest of Operators for Legal Certainty S. 228-244

„… the institutions of the state, but with attention to the necessity of preliminary consultations of the …” „… the importance of public consultations to precise the strategies of reduction of administrative burden …” „… to the public at every state of their legislative work…”. Jean-Pierre Duprat 236 the consultation …”

Garry Minkh Law-making Policy of the President of the Russian Federation S. 18-24

„… to the social and economic development of the country may be put out for public consultations by a …” „… officials to the necessity of holding public consultations on the draft laws of high social importance. Such …” „… governance the role played by public consultations can’t be emphasized too strongly, especially in view of …”

Daniel Tsygankov Regulatory Impact Assessment in Russia S. 245-267

„… gathering the best available information and the different opinions through consultation, and when …” „… Economy – operated for three years. De facto, the Council ensured carrying out public consultations …” „… and public consultations at the early stages of decision-making process, including consultations of …”

Titelei/Inhaltsverzeichnis S. 1-12

„… (regulatory impact assessment, anti-corruption review and public consultation). For all these elements an …” „… an Anti-corruption Law 275 Yoel García Carrillo C Public consultations concerning statutory acts …” „… Chuchelina Public Consultation – Theory and Hungarian Practice 303 Timea Drinóczi / Miklós Kocsis The …”

Alexey Avtonomov Urgent Legislation Drafting Technique Tasks in the Rule of Law Making in Contemporary Russia S. 62-80

„… impacts and that these are often difficult to foresee without detailed study and consultation with …” „… high-level support and the breadth and depth of the consultation process. The principal actors, governmental …” „… bodies and non-governmental organizations alike, should engage in consultations about the process from …”

Helen Xanthaki The Regulatory Reform Agenda and Modern Innovations in Drafting Style S. 128-142

„… and consultation processes; and the need to develop a longer term strategy of regulation. But there is …” „… views of users of regulation have a key role to play in smart regulation, as consultation is an element …” „… of the institutions and MS. And it affirms the need for in depth consultation. Focus is placed on the …”

Nadezhda Chuchelina Public Hearings on Draft Normative Acts in Russia: State-of-the-Art and Ways to Improvements S. 293-302

„… C Public consultations concerning statutory acts Public Hearings on Draft Normative Acts in Russia …”

doi.org/10.5771/9783845244228

Thomas Fischer - Neutral Power in the CSCE

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Thomas Fischer

Neutral Power in the CSCE

Reihe: Wiener Schriften zur Internationalen Politik

Band 12 2009

Treffer in den folgenden Teilen:

Finland Joins in the Neutral Consultations S. 226-228

„… made in the individual committees and sub-committees.784Finland Joins in the Neutral Consultations As …” „… consultations; but their contacts “at four” were to remain very limited during the first months of negotiations …” „… programmes, a task they automatically assumed, as they had already done so during the Dipoli consultations …”

Opening Statements S. 162-164

„… out the various views on the functions of the Dipoli consultations and articulated the objectives that …” „… that the conference was not yet a fait accompli, and that the mandate of the Dipoli consultations was …” „… Helsinki 1973”, Déclaration prononcé par l’Ambassadeur de Suisse S.F. Campiche aux Consultations d’Helsinki …”

Dispute on the Christmas Break S. 164-165

„… question: whether the Dipoli consultations could be brought to a close before Christmas; or, rather, at …” „… political significance. The Soviets favoured short consultations of a rather general character, and declared …” „… on all discussions of substance.531The question of when to suspend the consultations over the …”

Performance of the Neutral and Non-Aligned States S. 169-173

„… Dipoli consultations had taken another direction 549 ÖStA/AdR, BMfaA, II-Pol/International 12 …” „… the consultations”.554 The report read that the desire on the Austrian side to cooperate with the …” „… of their interventions in the Dipoli consultations had not been clear enough – only demonstrates that …”

The Austrian Middle East Proposal – First to Fail S. 189-191

„… all sides during the third session of the Dipoli consultations. 632 Ibid., 37. 633 ÖStA/AdR, BMfaA …” „… phase of the Dipoli consultations, advocated that the proposal on the Middle East issue should …” „… preparation for the third session of the Dipoli consultations. At least, this was the official instruction …”

A Special Body for the Swiss Proposal on a System for the Peaceful Settlement of Disputes S. 198-200

„… and multilateral consultations alone did not mean progress as such in European security. Détente in …” „… particular with bilateral and multilateral consultations. While the Swiss delegation stood by its draft …” „… submitting a report on the accomplished work. b) Furthering political consultations among states both …”

Neutral Coordinators for the Informal Minigroups S. 185-187

„… initiatives. While Finland for the first time showed a clear interest in the consultations in Basket II,618 …” „… consultations on 1 March 1973 (applying the principle of a rotating chairmanship), but the set-up that entailed …” „… consultations. The Swiss suggested starting with a mini-group drawing representatives from all delegations that …”

Helsinki-Geneva-Helsinki: Deciding on the Venue of the Conference S. 201-216

„… Recommendations of the Helsinki Consultations, Chapter I “Questions Relating to Security in Europe” (HR 22 …” „… of the Helsinki Consultations, Chapter I “Questions Relating to Security in Europe” (HR 23 …” „… plenary meeting of the Dipoli consultations in late May 1973. The declared intention of states such as …”

The Declaration of Principles and Basket III S. 193-198

„… remained open for discussion for the final phase of the consultations were the question of a general …” „… session at Dipoli. By the end of April 1973, when the consultations set off a redactional effort on the …” „… consultations, as well as Basket II, despite Austrian and Swiss attempts at a compromise. By late May a …”

The Mandate on Military Aspects of Security – Disarmament and CBM S. 200-201

„… treaties like the Finnish-Soviet FCMA treaty of 1948.674At the start of the Dipoli consultations, the Swiss …” „… Recommendations of the Helsinki Consultations, Chapter I “Questions Relating to Security in Europe” (HR 21 …” „… Helsinki Consultations, Chapter I “Questions Relating to Security in Europe” (HR 22), Helsinki 1973. 682 …”

Technical Preparations S. 151-155

„… Helsinki Consultations – was drafted and agreed to be submitted for approval to the foreign ministers of …” „… was finally able to send out its official invitation, on 9 November: The bilateral consultations …” „… consultations commencing on November 22, 1972, at 1500p.m. in Helsinki. The Finnish Government would appreciate …”

Organization of the Work S. 165-167

„… that the consultations would be divided into several sessions of three to four weeks each, interrupted …” „… “KSZE-Konsultationen Helsinki 1973”, Intervention de M. l’Ambassadeur Campiche, aux consultations de Helsinki, le 11 …” „… Consultations, 7 December 1972. 537 Renk Papers: CSCE Notes Dipoli, notebook 2, 7 December 1972. 538 Renk …”

Neutral and Non-Aligned Reactions to the Finnish CSCE Memorandum S. 100-111

„… consultations among the states concerned in order to define the preconditions and the moment for the convening …” „… summer Austria held further bilateral consultations with other governments, and when Waldheim and his …” „… stipulated further bilateral and multilateral consultations to this end. Platzer, moreover, signalled …”

Ralph Enckell’s Mission (and the Second Finnish Memorandum) S. 111-120

„… “consultations” on the arrangement of the security conference with the Finnish Ministry of Foreign Affairs.339 At …” „… that the consultations would be without commitment and that their aim would merely be to intensify the …” „… arrangements for multilateral consultations concerning a conference on European security and cooperation as …”

Other Military Aspects of Security S. 191-193

„… security when it came to the drafting of the final recommendations of the Dipoli consultations at the end …” „… consultations, the Spanish ambassador summed up the discussion of the mini-group on the Mediterranean by stating …” „… amendments that formed the basis for further discussions in the final weeks of the Dipoli consultations.645 …”

Yugoslavia S. 138-141

„… attitude towards the project, the Foreign Ministry began active bilateral consultations with other European …” „… Within the framework of such multilateral consultations, in which all European States, as well as the …” „… timing, the multilateral consultations should start as soon as possible. As for the conference itself …”

Neutral and Non-Aligned Agenda Proposals S. 177-181

„… the consultations by the EC Nine, which had forced the neutrals to take a stand and to make their …” „… that had been established at the opening of the Dipoli consultations. As stated above, the Austrian …” „… Stockholm shortly before the opening of the Dipoli consultations, he proposed that the CSCE choose a number …”

Reactions to the Neutral and Non-Aligned Proposals on Security Matters S. 181-185

„… and multilateral consultations currently taking place under the CSCE label. As for the Austrian …” „… session of the Dipoli consultations for another longer break.616The discussion on the content of Basket I …” „… consultations in Basket II,618 Austrian delegate Helmut Liedermann, for example, illustrated with a great wealth …”

Rules of Procedure S. 155-162

„… . Iloniemi will act as my deputy. M. Pekuri will serve as executive secretary of these consultations. (…) M …” „… on procedural arrangements”:5151. All states taking part in the Helsinki consultations on the …” „… consultations is limited to representatives and other officials of the participating states. 8. These procedural …”

Summary and Conclusions S. 357-376

„… entry in the European security negotiations. In the course of bilateral pre-consultations to the Dipoli …” „… reaction to the stronger role played by the newly enlarged European Community in the consultations, and the …” „… instance, while Finland demonstrated a sole interest in the consultations in Basket II, the Austrian …”

Moving from Helsinki to Geneva S. 219-226

„… forth in the Dipoli consultations. The Foreign Ministers’ Meeting As a prelude to the upcoming talks …” „… Romanian proposals together with a Soviet demand on bilateral political consultations among participating …” „… made in the individual committees and sub-committees.784Finland Joins in the Neutral Consultations As …”

The Soviet Njet to the Swiss SRPD Project S. 250-254

„… internal Swiss consultations during the Christmas break as one way out of the impasse . 253 the essential …” „… , as well as in the consultations held in EC/NATO and Warsaw Pact caucuses, existing differences …” „… consultation with the other neutrals. Austria and Sweden, as well as Italy commented favourably on this new …”

Neutral and Non-aligned Cooperation at the MPT S. 216-218

„… adapted to the dynamism of the multilateral CSCE consultations. This was especially true with regard to …” „… states, not the least because throughout the Dipoli consultations Finland played a role apart and was …”

Finland S. 45-50

„… the FCMA, Finland was required to initiate consultation with the USSR on military cooperation should …” „… diplomatic note to Finland suggesting military consultations, according to Article 2 of the FCMA treaty, in …” „… response to an imminent threat by the Federal Republic of Germany.88 Helsinki rejected the consultations …”

Presentation of Neutral and Non-Aligned Proposals in Basket I S. 228-238

„… that aimed at the institutionalization of political consultations among participating states (CSCE/II/B …” „… potential for further cooperation between these states had been identified during the Dipoli consultations …” „… proposals reached in advance during internal consultations.822 In the course of the negotiations, this …”

The Catalogue of Principles S. 187-189

„… session of the Dipoli consultations opening on April 25, each basket would have its own formal working …” „… consultations. 632 Ibid., 37. 633 ÖStA/AdR, BMfaA, II-Pol/International 12, [non-registered box 8, 1973 …”

Early Discussions on the Venue of the Conference S. 167-169

„… transform the consultations into a preliminary conference (which in the end they turned out to be).542 The …” „… neutrals Switzerland, Austria, and Sweden at the Dipoli consultations had taken another direction 549 …”

Sweden S. 135-138

„… . Januar 1972. 435 BAR, E 2200.48(-) 1992/148, 11, Legation Belgrad: CSCE, Déroulement des Consultations …” „… , the Foreign Ministry began active bilateral consultations with other European governments.444As stands …”

The Principle of Equal Participation and the Rule of Consensus S. 324-327

„… consultations, where they prepared and worked out deals that were then presented as a fait accompli to the other …” „… states that were not involved in the consultations.1249 In fact, they could be pressured into conformity …”

The Swiss-Austrian Quarrel over Neutrality S. 254-263

„… catalogue of principles, the proposal was made without prior consultation with the other neutrals. Austria …” „… consultations between Austrian head of delegation Liedermann and the Foreign Ministry’s Secretary General …” „… consultations with the Austrian delegation, announced that he was about to introduce his proposal in the meeting …”

Final Deals on Basket III and the Follow-Up S. 307-316

„… investigate the hardliners’ positions.1175 Intensive informal consultations began early in May under the …” „… , Summary Notes Day 2, 22f. 1185 On 9 July the results of the informal consultations coordinated by …” „… consultations”.1196 According to British documents, Kovalev “vowed revenge”, and Finnish head of delegation …”

Operation Baskets S. 173-177

„… speak as a single actor at the Helsinki consultations, the proposal was split into three main chapters …” „… the consultations by the EC Nine, which had forced the neutrals to take a stand and to make their …”

Stage I – Prelude (July – August 1973) S. 219

„… forth in the Dipoli consultations. The Foreign Ministers’ Meeting As a prelude to the upcoming talks …”

Prospects for Common Positions S. 141

„… neutral and non-aligned states. However, the bilateral consultations from 1970 to 1972 also revealed what …”

The N+N Package Deal S. 278-293

„… conference. For the first time, Liechtenstein was also included in the N+N consultations. In light of stern …” „… N+N now agreed to undertake a sounding out of East and West, after which renewed consultations on the …” „… deadlock in Basket III, they wanted to prepare, in close consultations with the other N+N delegations, for …”

The Birth of the N+N Group (January – December 1974) S. 245-246

„… for political consultations in the follow-up of the conference. ÖStA/AdR, BMfaA, II-Pol/International …”

Finland S. 71-73

„… of military consultations with the Soviet Union on the basis of the 1948 FCMA treaty in case of …”

Neutral Caucus with a View to the Continuation of Stage II and the Follow-Up S. 243-245

„… for political consultations in the follow-up of the conference. ÖStA/AdR, BMfaA, II-Pol/International …”

Titelei/Inhaltsverzeichnis S. 2-14

„… Foreign Ministers’ Meeting 219Moving from Helsinki to Geneva 223Finland Joins in the Neutral Consultations …”

Growing Mutual Respect and Understanding S. 343-347

„… as arbitrators. As a result, text proposals that passed by the internal consultations of the N+N …”

Prelude to the N+N: The “Group of Nine” S. 76-82

„… formalized.191Their association soon encompassed numerous bilateral visits and communiqués, consultations …”

N+N Discussions on a Yugoslav Follow-Up Proposal S. 267-273

„… Yugoslav proposal. Instead, the Swiss delegate, without prior consultation with anyone, tried to reconcile …”

Austria S. 120-128

„… project.359357 TNA, FCO 41/1074: Anglo-Finnish Consultations on the CSCE, R.J.T. McLaren (WOD) to C.C.C …”

The Role of a Neutral/Non-Aligned State and Possible Forms of Cooperation S. 141-150

„… neutral and non-aligned states. However, the bilateral consultations from 1970 to 1972 also revealed what …”

The Role of Personalities S. 330-340

„… coordinated the consultations on CBM from autumn 1974 onwards, and thus came to occupy a key position in the …”

The Finnish CSCE Initiative of 5 May 1969 S. 89-100

„… government suggested consultations among the states concerned in order to define the preconditions and the …”

doi.org/10.5771/9783845217703

Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (Hrsg.), Christoph Kumpan (Hrsg.)

European Financial Services Law

Reihe: Kooperationswerke Beck - Hart – Nomos

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Article 84 Consultation prior to authorisation S. 383-384

„… accordingly, providing as detailed information as possible. Article 84 Consultation prior to authorisation 1 …” „… forms, templates and procedures for the consultation of other competent authorities prior to granting an …”

Article 57 Notification of and consultation with competent authorities prior to registration S. 1659

„… 57 Notification of and consultation with competent authorities prior to registration 1. If a trade …”

Article 13 S. 1163-1172

„… http://ec.europa.eu/internal_market/securities/docs/transparency/report-application_en.pdf. 8 European Commission, Consultation document on the modernisation of the Directive 2004/109/EC on …” „… http://ec.europa.eu/internal_market/ securities/docs/transparency/directive/consultation_questions_en.pdf. 9 Commission Reform …” „… the Commission and the European Corporate Governance Forum were part of a consultation on the reform …”

Article 32 Trading obligation procedure S. 519-524

„… standards to the Commission for adoption, ESMA shall conduct a public consultation and, where appropriate …” „… out in paragraph 2 and after conducting a public consultation, identify and notify to the Commission …” „… 2017 L 343/48 (under Art 32(1) MiFIR Level 3: ESMA, Consultation Paper, ‘The trading obligation for …”

Article 5 Clearing obligation procedure S. 1588-1593

„… in Article 25, ESMA shall, after conducting a public consultation and after consulting the ESRB and …” „… initiative, after conducting a public consultation and after consulting the ESRB and, where appropriate, the …” „… decision. After conducting a public consultation and conferring with the European Systemic Risk Board (ESRB …”

Article 21 Regular review of conditions for initial authorisation S. 149-151

„… consultation: review of MiFID, 8 December 2010; Commission, Request to ESMA for technical advice on possible …” „… , Consultation Paper: Guidelines on certain aspects of the MiFID II suitability requirements, 13 July 2017, ESMA …” „… 35-43-748; ESMA, Consultation paper on MiFID II/MiFIR, 22 May 2014, ESMA/2014/549; ESMA, Final report …”

Introduction S. 941-951

„… consultation from 18 February to 13 May 2015.40 The purpose of the consultation was to gather various views …” „… consultation covered a broad range of issues, such as the scope of the prospectus requirement and the …” „… http://ec.europa.eu/finance/consultations/2015/prospectus-directive/docs/consultation-docume nt_en.pdf. Intro PD Paola Lucantoni 949 16 17 …”

Article 4 Annual financial reports S. 1118-1124

„… conduct appropriate field tests. This process was initiated with a consultation on such regulatory …” „… börsennotierte Unternehmen’ [2014] AG 15, 16. 31 Regulation 2013/50/EU, recital 26. 32 ESMA, Consultation Paper …” „… (25 September 2015). See also ESMA, Feedback Statement on the Consultation Paper on the Regulatory …”

Article 13 a Aggregation S. 1172-1174

„… .54 In December 2011, several responses prompted by the consultation were published.55 After a …” „… http://www.esma.europa.eu/consultation/Call-evidence-Empty-voting#respo nses. 56 ESMA, Feedback Statement – Call for Evidence on Empty Voting (ESMA/2012/415, 29 June 2012 …”

Article 8 Methodologies, models and key rating assumptions S. 1263-1269

„… consultation and the new rating methodologies together with a detailed explanation thereof and their date of …” „… application; (ab) immediately publish on its website the responses to the consultation referred to in …” „… paragraph 5 a except in cases where confidentiality is requested by the respondent to the consultation; (b …”

Foreword to Articles 24 to 30 Foreword to Arts 24 to 30 S. 155-157

„… Processes, November 2013, JC-2013-77, Annex 1; ESMA, Consultation paper: Draft guidelines on MiFID II …” „… (Commission, Public consultation: review of MiFID, 8 December 2010, 63) has not been adopted. Foreword to Arts …”

Introduction S. 1563-1574

„… under EMIR.49 In March 2017, the European Commission launched a public consultation on these issues.50 4 …” „… Bank, Occasional Paper Series, n. 172/April 2016. 50 European Commission, Consultation Document …” „… the review. Between 19 May 2015 and 13 August 2015, the Commission has launched a public consultation …”

Article 23 Conflicts of interest S. 151-155

„… final, 19. 2 Commission, Public consultation: review of MiFID, 8 December 2010, 6. 3 Grundmann and …” „… Processes, November 2013, JC-2013-77, Annex 1; ESMA, Consultation paper: Draft guidelines on MiFID II …”

Article 11 Notification of acquisitions and disposals of qualifying holdings S. 53-58

„… consultation with each other when carrying out the assessment provided for in Article 13(1) (the ‘assessment …” „… NCAs (Art 11(2), second para MiFID) Art 11(2) MiFID requires full cooperation and consultation of the …”

Article 63 Requirements for the management body of a data reporting services provider S. 341-347

„… Financial Instruments Directive (MiFID)', Public Consultation, 8 December 2010, p. 30. 7 Ibid, p. 30-31 …” „… services providers, consultation paper, 5 October 2016, ESMA/2016/1437 (under Art 63(2) MiFID II) ESMA …”

Article 13 S. 1709

„… https://ec.europa.eu/info/sites/info/files/2017-securities-and-claims-consultation-document_en.p df, p. 9 (15.6.2018). Section V Final …”

Article 5 Half-yearly financial reports S. 1124-1131

„… a Commission consultation the outcome of which suggested no immediate need for such a step at the …” „… In addition, public hearings and consultations carried out by the Commission demonstrated that the …”

Article 46 General provisions S. 560-566

„… Consultation, online https://ec.europa.eu/info/sites/info/files/2017-es …” „… as-operations-consultation-document_en.pdf, at 11 et seq. European Commission, EU equivalence decisions in financial services policy: an …”

Article 56 Application for registration S. 1659

„… 57 Notification of and consultation with competent authorities prior to registration 1. If a trade …”

Article 83 Refusal to cooperate S. 383

„… accordingly, providing as detailed information as possible. Article 84 Consultation prior to authorisation 1 …”

Article 82 Binding mediation S. 383

„… accordingly, providing as detailed information as possible. Article 84 Consultation prior to authorisation 1 …”

Article 85 Powers for host Member States S. 384

„… and procedures for the consultation of other competent authorities prior to granting an authorisation …”

Article 1 Scope and UCITS definition S. 1304-1317

„… Definitions concerning Eligible Assets for Investments of UCITS: Consultation Paper, 05-064 b (2005); CESR …” „… Consultation Paper, 05-490 b (2005); CESR, Advice to the European Commission on clarification of definitions …” „… Gesellschaftsrecht (NZG) 2014, 1241, 1248 et seq; FSA, Consultation Paper: Implementation of the Alternative …”

Article 12 Market manipulation S. 730-756

„… arranged through an intermediary. Some respondents to ESMA’s consultation paper on possible delegated acts …” „… , Regulation (EU) No 600/2014 (MiFIR), Arts 20-21. 49 ESMA, Consultation Paper: ESMA’s draft technical advice …” „… 2017; EMMI, Consultation Paper on a Hybrid Methodology for Euribor, March 2018; EMMI, Consultation …”

Article 12 S. 1708-1709

„… https://ec.europa.eu/info/sites/info/files/2017-securities-and-claims-consultation-document_en.p df, p. 9 (15.6.2018). Section V Final …”

Article 58 Examination of the application S. 1659-1660

„… 57 Notification of and consultation with competent authorities prior to registration 1. If a trade …”

Article 55 Registration of a trade repository S. 1658-1659

„… 1095/2010. Article 57 Notification of and consultation with competent authorities prior to registration 1 …”

Article 73 Supervisory measures by ESMA S. 1669-1670

„… consult the relevant competent authority. Such consultation shall concern: (a) the scope of the task to be …”

Article 11 Qualifying holdings S. 1333-1334

„… the consultation process between the relevant competent authorities, as provided for in this Article …”

Article 14 S. 1709-1710

„… https://ec.europa.eu/info/sites/info/files/2017-securities-and-claims-consultation-document_en.p df, p. 9 (15.6.2018). Section V Final …”

Article 14 S. 586-587

„… required for admission. This may include the exchange of information, consultations with other NCAs or the …”

Introduction and overview S. 874-881

„… ) 716 final (cited as COM(2010) 716 final); ESMA, Consultation Paper – Draft technical standards on the …” „… to ESMA); ESMA, Consultation Paper on the evaluation of certain elements of the short selling …”

Article 22 Access to regulated information at Union level S. 1199-1200

„… reform. 8 ESMA, Consultation Paper: Draft Regulatory Technical Standards on European Electronic Access …”

Article 106 S. 617-618

„… Listing Authority to the FSA, Consultation Paper 37/1999, 1.1. 7 See on this in detail Hammen …”

Article 105 S. 616-617

„… among the NCAs.1 2. 3. 6 Cf. FSA, The Transfer of the UK Listing Authority to the FSA, Consultation …”

Article 87 Cooperation and exchange of information with ESMA S. 386-387

„… forms, templates and procedures for the consultation of other competent authorities prior to granting an …”

Article 13 S. 585-586

„… , consultations with other NCAs or the dispensation of certain formalities. Notification duty In order to …”

Article 74 Delegation of tasks by ESMA to competent authorities S. 1670-1672

„… authority. Such consultation shall concern: (a) the scope of the task to be delegated; (b) the timetable for …”

Article 12 Prudential regulation S. 1334-1336

„… forms, templates and procedures for the modalities of the consultation process between the relevant …”

Article 21 a European electronic access point S. 1197-1199

„… under Article 21 a.2 The article was substantially revised by the 2013 TD reform. 8 ESMA, Consultation …”

Article 19 Home Member State control S. 1187-1189

„… Transparency Rule Changes, Consultation Paper CP15/11 (March 2015) paras 3.30 et seq. Art. 19 TD 3. Market …”

Article 81 Exchange of information S. 381-383

„… information as possible. Article 84 Consultation prior to authorisation 1. The competent authorities of the …”

Article 31 Portfolio compression S. 517-519

„… standards to the Commission for adoption, ESMA shall conduct a public consultation and, where appropriate …”

Article 23 Precautionary measures S. 1025-1027

„… for a new type of security, the competent authority shall decide, in consultation with the issuer …”

Article 88 Exchange of information with third countries S. 387-389

„… technical standards with regard to standard forms, templates and procedures for the consultation of other …”

Article 86 Precautionary measures to be taken by host Member States S. 384-386

„… and procedures for the consultation of other competent authorities prior to granting an authorisation …”

Article 22 Professional secrecy and cooperation between authorities S. 1023-1025

„… competent authority shall decide, in consultation with the issuer, what information shall be included in the …”

Article 29 Obligations of investment firms when appointing tied agents S. 205-207

„… subparagraph. The register shall be updated on a regular basis. It shall be publicly available for consultation …”

Article 54 Approval of interoperability arrangements S. 1655-1658

„… cross-system transactions.2 The regulatory framework is completed by ESMA Guidelines issued in consultation …”

Article 12 Assessment procedures S. 58-61

„… , templates and procedures for the modalities of the consultation process between the relevant competent …”

Article 17 Public disclosure of inside information S. 778-799

„… made is not regulated, neither by MAR nor by any delegated legislation. In an early consultation, ESMA …” „… Consultation Paper, its approach expressly does not relate to the language to be used. The respective provision …” „… Article 20 → mn 4 et seq. 40 ESMA, Consultation Paper: Draft technical standards on the Market Abuse …”

Article 10 Non-financial counterparties S. 1600-1603

„… open public consultation, ESMA shall submit those draft regulatory technical standards to the …”

Article 11 Market soundings S. 718-730

„… proposals and policy discussions, see ESMA, Consultation Paper: Draft technical standards on the Market …” „… trained, Consultation Paper of 15 July 2014, Annex IV. These provisions were removed because it was …”

Article 7 Minimum information S. 987-990

„… Annex XVIII of the 2004 Prospectus Regulation—the competent authority shall decide, in consultation with …”

Article 1 S. 1033-1036

„… started the consultation on the PRIIP initiative. The key elements of the PRIIP regime – such as a summary …”

Article 4 Clearing obligation S. 1584-1588

„… in Article 25, ESMA shall, after conducting a public consultation and after consulting the ESRB and …”

Article 25 Assessment of suitability and appropriateness and reporting to clients S. 180-193

„… firms selling complex products, 7 February 2014, ESMA/ 2014/146. 7 ESMA, Consultation Paper: Guidelines …” „… in ESMA, Consultation paper on MiFID II/MiFIR, 22 May 2014, ESMA/ 2014/549, 134. 17 Herbst, A …”

Article 21 Review and evaluation S. 1617-1621

„… competent authority as to the completeness of a CCP's application is undertaken in consultation with ESMA …”

Article 9 Reporting obligation S. 1596-1600

„… open public consultation, ESMA shall submit those draft regulatory technical standards to the …”

Article 4 Notifications and list of financial instruments S. 657-661

„… , Consultation Paper MiFID II/ MiFIR, 19 December 2014, ESMA/2014/1570, pp. 631-635. Chapter 1 General …”

Article 24 General principles and information to clients S. 157-180

„… Regulation. 40 Recital 79 MiFID II Delegated Regulation. 41 ESMA, Consultation paper on MiFID II/MiFIR, 22 …” „… . 54 For the meaning of “recommend or market” see ESMA, Consultation paper on MiFID II/MiFIR, 22 May …” „… consultation: review of MiFID, 8 December 2010, 60. 89 Art 13 MiFID II Delegated Directive is drafted as an …”

Article 2 Scope S. 650-654

„… caused some confusion at the national level, see FIA, Response to Consultation Paper FCA CP16/19 (28 …”

Article 47 Equivalence decision S. 566-571

„… consultation. Cooperation agreements (Art 47 (2)) The power to enter into a cooperation arrangement with the …”

Titelei/Inhaltsverzeichnis

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 83 383 Consultation prior to authorisation …”

Introduction to MiFID II and MiFIR Matthias Lehmann S. 1-6

„… 2: consultation de l’AMF sur les Livres III et V de son Règlement général’, Revue de Droit bancaire …”

Article 23 Trading obligation for investment firms S. 487-492

„… EU trading venues. See ESMA, Consultation Paper, Amendments to Commission Delegated Regulation (EU …”

Article 1 Subject matter and scope S. 1745-1751

„… political project. When drafting the proposal the Commission took the findings of its previous consultations …”

Article 20 Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments S. 472-478

„… Concerning Consultation and Cooperation and the Exchange of Information,36 and (d) be subject to a post-trade …”

Article 66 Organisational requirements S. 351-357

„… scope of the consolidated tape for non-equity financial instruments, consultation paper, 3 October …”

Article 28 Obligation to trade on regulated markets, MTFs or OTFs S. 503-511

„… 87/189 Level 3: ESMA, Consultation Paper, ‘The trading obligation for derivatives under MiFIR’, 19 June …”

Article 27 Obligation to execute orders on terms most favourable to the client S. 195-202

„… final, 14, 26. 4 Cf. Commission, Public consultation: review of MiFID, 8 December 2010, 63; Recital 92 …”

Article 2 Definitions S. 1104-1114

„… second consultation. 17 See, for a similar definition, IFRS 2, para 7(b) and (c). 18 See, for example …”

doi.org/10.5771/9783845279893

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