Filter results

Results (173)

Sort by:

Select all Select all

Page 1

Jens-Hinrich Binder, Christos V. Gortsos, Klaus Lackhoff, Christoph Ohler - European Banking Union

No access

Select

Jens-Hinrich Binder (ed.), Christos V. Gortsos (ed.), Klaus Lackhoff (ed.), Christoph Ohler (ed.)

European Banking Union

2022

Results in this title

Arts. 8–17 SSM Framework Regulation Introduction Framework Regulation S. 252-253

„… , 17 SSM Framework Regulation)The SSM regime consists of both the ECB and NCA. Its overall purpose is …” „… Framework RegulationIntroductionThe SSM‑FR (Regulation (EU) 468/2014) provides more details about the …” „… ’ (Palgrave Macmillan, 2020).Art. 8 SSM Framework RegulationSupervision on a consolidated basis1. The ECB …”

Art. 11 SSM Framework Regulation Right of establishment of credit institutions within the SSM Framework Regulation S. 255-256

„… observers.Members of supervisory College (Art. 10 SSM Framework Regulation)The rules governing the participation …” „… college of supervisors.1Art. 11 SSM Framework RegulationRight of establishment of credit institutions …” „… seeking to establish a branch.2Art. 12 SSM Framework RegulationExercise of the freedom to provide services …”

Art. 8 SSM Framework Regulation Supervision on a consolidated basis Framework Regulation S. 253-254

„… . 8 SSM Framework RegulationSupervision on a consolidated basis1. The ECB shall conduct supervision on …” „… basis.Consolidated Supervisor (Art. 8 SSM Framework Regulation)Within the Banking Union, the ECB shall act as the …” „… entitiesthat are deemed by the ECB to be less significant.2Art. 9 SSM Framework RegulationThe ECB as chair of a …”

Art. 12 SSM Framework Regulation Exercise of the freedom to provide services by credit institutions within the SSM Framework Regulation S. 256-257

„… seeking to establish a branch.2Art. 12 SSM Framework RegulationExercise of the freedom to provide services …” „… credit Institutions(Art. 12 SSM Framework Regulation)Regarding the procedures for the free provision of …” „… is seeking to provide services.2Art. 13 SSM Framework RegulationNotification of the exercise of the …”

Art. 14 SSM Framework Regulation Competent authority of the host Member State for branches Framework Regulation S. 258-259

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3A. Art. 13(1) SSM Framework RegulationWhere credit institutions are established in the …” „… communication.1B. Art. 13(2) SSM Framework RegulationFor significant institutions, the ECB has two months to …” „… Member State.2C. Art. 13(3)-(4) SSM Framework RegulationSimilarly, for a less significant branch, the …”

Art. 9 SSM Framework Regulation The ECB as chair of a college of supervisors Framework Regulation S. 254

„… are deemed by the ECB to be less significant.2Art. 9 SSM Framework RegulationThe ECB as chair of a …” „… competentauthorities of the host Member States.A. Art. 9(1) SSM Framework RegulationUnder EU banking law, the home …” „… will participate in the collegeas observers.1B. Art. 9(2) SSM Framework RegulationThe ECB and host …”

Art. 10 SSM Framework Regulation The ECB and NCAs as members of a college of supervisors Framework Regulation S. 254-255

„… are deemed by the ECB to be less significant.2Art. 9 SSM Framework RegulationThe ECB as chair of a …” „… competentauthorities of the host Member States.A. Art. 9(1) SSM Framework RegulationUnder EU banking law, the home …” „… will participate in the collegeas observers.1B. Art. 9(2) SSM Framework RegulationThe ECB and host …”

Art. 16 SSM Framework Regulation Competent authority of the host Member State for freedom to provide services Framework Regulation S. 259-260

„… A. Art. 14(1) SSM Framework RegulationThe exercise of supervisory powers by the competent …” „… ) SSM Framework RegulationWhere the institution is less significant, the ECB allocates supervisory …” „… participating Member States, NCAsshall inform the ECB of these conditions.Art. 15 SSM Framework RegulationWhere …”

Art. 13 SSM Framework Regulation Notification of the exercise of the right of establishment within the SSM by credit institutions established in non-participating Member States Framework Regulation S. 257-258

„… credit Institutions(Art. 12 SSM Framework Regulation)Regarding the procedures for the free provision of …” „… is seeking to provide services.2Art. 13 SSM Framework RegulationNotification of the exercise of the …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3A. Art. 13(1) SSM Framework RegulationWhere credit institutions are established in the …”

Art. 15 SSM Framework Regulation Notification of the exercise of the freedom to provide services within the SSM by credit institutions established in non-participating Member States Framework Regulati... S. 259

„… A. Art. 14(1) SSM Framework RegulationThe exercise of supervisory powers by the competent …” „… ) SSM Framework RegulationWhere the institution is less significant, the ECB allocates supervisory …” „… participating Member States, NCAsshall inform the ECB of these conditions.Art. 15 SSM Framework RegulationWhere …”

Art. 17 SSM Framework Regulation Right of establishment and exercise of the freedom to provide services in relation to non-participating Member States Framework Regulation S. 260-264

„… conditions.Art. 16 SSM Framework RegulationECB’s competence to supervise credit institutions in host Member …” „… inquestion have been conferred on the ECB in Art. 4 SSM.1B. Art. 17(1) SSM Framework RegulationA significant …” „… with EU bank prudential regulatoryrequirements.C. Art. 17(2) SSM Framework RegulationSimilarly …”

Arts. 103–105 SSM Framework Regulation Procedural provisions for the use of macro-prudential tools Kern Alexander S. 89-92

„… law.C. Art. 104 SSM Framework RegulationI. Art. 104(1) SSM Framework RegulationUnder the SSM‑FR, the …” „… with the decision.3D. Art. 105 SSM Framework RegulationI. Art. 105(1) SSM Framework RegulationWhere …” „… to total assets.22Arts. 103–105 SSM Framework RegulationProcedural provisions for the use of …”

Art. 6 SSMR Cooperation within the SSM Christos V. Gortsos S. 92-133

„… Regulation(Arts. 22-24 SSM Framework Regulation)Right of the ECB to instruct NCAs or NDAs to make use of their …” „… use of specific macro-prudential tools.6II. Art. 105(2) SSM Framework RegulationNDAs and NCAs may …” „… basis of the“SSM Framework Regulation”I. Definition, composition and legal nature of the SSM(Art. 6(1 …”

Art. 2 SSMR Definitions Christos V. Gortsos S. 13-23

„… terms(SSM Framework Regulation)I. General“Authorisation” means52 an instrument issued in any form by the …” „… Framework Regulation DefinitionsFor the purposes of this Regulation, the definitions contained in the SSM …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21F. Authorisation and prudential supervision-specific terms(SSM Framework Regulation …”

Titelei/Inhaltsverzeichnis

„… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Art. 2 13Article 2 SSM Framework RegulationDefinitions …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Art. 5 85Arts. 103–105 SSM Framework Regulation …” „… 251Arts. 8–17 SSM Framework Regulation …”

Art. 32 SSMR Review Christos V. Gortsos S. 428-445

„… improved alreadyin the first years of SSM functioning. For SIs, the regulatory framework is more …” „… operational arrangements for the implementation of the tasks conferredon it by this Regulation.From 3 November …” „… Commission on progress in the operationalimplementation of this Regulation.If on the basis of the reports …”

Art. 18 SSMR Administrative penaltiesThe views expressed in this article are those of the author and do not necessarily reflect the views of the ECB. Chryssa Papathanassiou S. 264-277

„… systems).II. Procedural safeguards for sanctions(Arts. 120–137 SSM Framework Regulation)As explained above …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . 8II. Procedural safeguards for sanctions (Arts. 120–137 SSM Framework Regulation …” „… analysis of Article 18 of theSSM Regulation’, ECEFIL Working Paper Series 11 (2015 …”

Art. 33 SSMR Transitional provisions Christos V. Gortsos S. 445-451

„… SSM Framework Regulation)I. Actions by national competent authoritiesUnless the ECB would have …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11. Art. 33(1) SSMR: publication of the SSM Framework Regulation . . . . . . . . . 12. Art. 33(2 …” „… )) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11C. Grandfathering clauses (Arts. 149-152 of the SSM Framework Regulation) 15I. Actions by national …”

Art. 5 SSMR Macro-prudential tasks and tools Kern Alexander S. 85-89

„… .22Arts. 103–105 SSM Framework RegulationProcedural provisions for the use of macro-prudential …” „… toolsArt. 103 SSM Framework Regulation List of NCAs and NDAs responsible for macro-prudential toolsThe …” „… the macro-prudential tools that these authorities can use.Art. 104 SSM Framework Regulation Exchange …”

Art. 4 SSMR Tasks conferred on the ECB Klaus Lackhoff and Andreas Witte S. 37-85

„… Regulation (EU) 2017/2402 of 12 December2017 laying down a general framework for securitisation and creating …” „… Commission delegated regulationEU No. 1222/2014). Under Art. 131 Directive No. 36/2013, the designated …” „… arrangements for the carrying out of the tasks conferred on it by this Regulation.Before adopting a regulation …”

Art. 99 SRMR Entry into force Christos V. Gortsos S. 1226-1254

„… SSMR I 6 45– provision of Art. 61 SSM FrameworkRegulation I 6 45Direct resolution powers II 7 21, 23 …” „… et seq.Review I 32 8; II 94 1 et seq.Review clause II 18 78– Art. 72 SSM Framework Regulation I 6 …” „… – territorial scope I 1 33, 7 1Single Supervisory Mechanism FrameworkRegulation (SSM-FR)– date of publication …”

Art. 20 SSMR Accountability and reporting Fabian Amtenbrink S. 288-302

„… authority within the SSM have to be considered problematic.II. Ethics Framework and Code of Conduct (Art …” „… framework of the SSM (Interinstitutional Agreement),12 as well as theMemorandum of Understanding between the …” „… professional secrecy.53Next to the Code of Conduct, the Ethic Framework that is laid down in the StaffRules of …”

Art. 19 SSMR Independence Fabian Amtenbrink S. 277-288

„… . 19 SSMRIndependence1. When carrying out the tasks conferred on it by this Regulation, the ECB andthe …” „… national competent authorities acting within the SSM shall act independently.The members of the Supervisory …” „… Framework’ in: Richard Victor de Mulder (ed), Mitigating Risk in the Context of Safety andSecurity. How …”

Art. 24 SSMR Administrative Board of Review René Smits S. 321-341

„… guidelines have been adopted. ECB Guideline 2015/856,36 which setsout the Ethics Framework for the SSM …” „… members who are involvedin the performance of supervisory tasks.38 The SSM Ethics Framework consists …” „… internal rules and practices adopted by the ECB and each NCA.39The Ethics Framework for the SSM …”

Art. 17 SSMR Powers of host authorities and cooperation on supervision on a consolidated basis Kern AlexanderPowers of host authorities and cooperation on supervision S. 251-252

„… . 17 SSMR Home-Host Framework(including Arts. 6, 17 SSM Framework Regulation)The SSM regime consists of …” „… otherbranches considered as significant institutions.4Arts. 8–17 SSM Framework RegulationIntroductionThe SSM …” „… (EU) No 1024/2013 Com(2017) 591 final, 24.Arts. 8–17 SSM‑FR Framework Regulation252 Kern Alexander11 …”

Art. 21 SSMR National parliaments Fabian Amtenbrink S. 302-307

„… the SSM into the latter’saccountability framework can be explained by the characteristics of the SSM …” „… authorities outside the SSM framework,but also for those activities that they perform pursuant to Art. 6 SSMR …” „… questionssubmitted by them to the ECB in respect of the tasks of the ECB under this Regu-lation.3. The national …”

Art. 45 SRMR Accountability Fabian Amtenbrink S. 955-965

„… accountability framework of the SSM,49Art. 45(8) SRMR introduces an obligation of sincere cooperation of the SRB …” „… decisions pursuant to this Regulation.Bibliography Stefanie Schmahl, ‘Rechtsstaatlichkeit’ in: Reiner …” „… Article 43(1)(b) ofthis Regulation.Bibliography Fabian Amtenbrink and Rosa Maria Lastra, ‘Securing …”

Art. 16 SSMR Supervisory powers Christos V. Gortsos S. 235-251

„… within the system of the SSM RegulationIn accordance with Art. 9(1) SSMR, and as discussed in its …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11. Art. 16(1) SSMR within the system of the SSM Regulation . . . . . . . . . . . . . . . 12. Field …” „… framework of a supervisory review in accor-dance with point (f) of Article 4(1), that the arrangements …”

Art. 26 SSMR Supervisory boardThis contribution should not be reported as representing the views of the European Central Bank (ECB). The views expressed are those of the author and do not necessarily ... S. 354-381

„… and the Vice-Chair to the European Parliament for approval.c)3.62 Art. 9(4)-(5) ECB Regulation (EU) No …” „… 673/2014.63 Art. 10 ECB Regulation (EU) No 673/2014.64 Art. 11 ECB Regulation (EU) No 673/2014.65 Art. 12 ECB …” „… Regulation (EU) No 673/2014.1 This contribution should not be reported as representing the views of the …”

Art. 31 SSMR Staff and staff exchangeThe views expressed in this publication are the personal views of the author and not necessarily the ones of the ECB. Georgios Zagouras S. 421-428

„… respective legal framework for fees in the area of banking supervision, e.g. inGermany the rules foreseen in …” „… between the ECB and the NCAs is essential for the SSM.50 Thisfundamental principle of the Single …” „… the legal framework for levying supervisory fees in Germany Lindemann, in: Boos, Fischer …”

Art. 15 SSMR Assessment of acquisitions of qualifying holdings Elke Gurlit S. 215-235

„… , ‘Judicial review in a multi-level administrative framework – the case of the SSM’, ESCB Legal Conference …” „… , ‘Der einheitliche Aufsichtsmechanismus (SSM) – Bankenaufsicht im euro-päischen Verbund’, WM 2015, 501 …” „… ; Henning Berger, ‘Rechtsanwendung durch die EZB im Single Supervi-sory Mechanism (SSM)’, WM 2016, 2325 …”

Art. 1 SSMR Subject matter and scope Christoph Ohler S. 1-13

„… Framework Regulation DefinitionsFor the purposes of this Regulation, the definitions contained in the SSM …” „… authorities of participating Mem-ber States as described in Article 6 of this Regulation.Article 2 SSM …” „… Single Supervisory Mechanism (SSM) that was established by Regulation (EU)No 1024/20131 (SSMR) is a …”

Art. 30 SSMR Supervisory feesThe views expressed in this publication are the personal views of the author and not necessarily the ones of the ECB. Georgios Zagouras S. 413-421

„… incurred by the ECB in relation to the tasks conferred onit under Articles 4 to 6 of this Regulation. These …” „… of thisRegulation, including Articles 6 and 12.Bibliography Maria Abascal et al., ‘A banking union …” „… ); Alexander Glos and Jan-ina Heinz, ‘Regulation of the ECB on Supervisory Fees’, Freshfields Bruckhaus …”

Art. 18 SRMR Resolution procedureThe information and views set out in this publication are those of the author and do not necessarily reflect the official opinion of the Commission. The Commission doe... S. 666-690

„… sovereigns.2As a first step, the Single Supervisory Mechanism (SSM) was established by CouncilRegulation (EU …” „… pursuant to Article 6(5)(b) of Regulation(EU) No 1024/2013, in the event of receipt of a communication …” „… Regulation (EU) No1024/2013, to Article 27(1) or Article 28 or 29 of Directive 2014/59/EU, or to Article104 …”

Art. 3 SSMR Cooperation Ann-Katrin Kaufhold S. 23-37

„… collected by the EBA from competent authorities across theEU” on 13 March 2015.18RegulationIn order to …” „… this Regulation”.The relevance of Art. 3(1)(2)(1) SSMR is anything but obvious. The ECB and thenational …” „… requirements (see Commission delegated regulationEU No. 1222/2014). Under Art. 131 Directive No. 36/2013, the …”

Art. 7 SSMR Close cooperation with the competent authorities of participating Member States whose currency is not the euro Christoph OhlerClose cooperation with the competent authorities of participat... S. 133-141

„… ) SSM‑FR.22 Art. 108(1) SSM‑FR.23 Moloney, ‘Close Cooperation: the SSM Institutional Framework and lessons …” „… Conference (2019), at p. 297.24 Art. 7(4) SSM Regulation.25 Art. 108(4) SSM‑FR.26 Art. 108(5) SSM …” „… SSM pursuant toArt. 6(5)(c) SSMR as well, the ECB may require NCAs to report, on a regular basis …”

Art. 13 SSMR Authorisation by a judicial authority On-site inspections/Authorisation by a judicial authority S. 178-189

„… Zagouras, ‘Der Rechtsrahmen für Vor-Ort-Prü-fungen der Europäischen Zentralbank nach Art. 12 SSM‑VO’, WM …” „… entity’s corporate gover-nance and internal control framework in the light of the nature of its business …” „… model of the inspected legal entity; as well as(vi) compliance with banking regulation, and, in the case …”

Art. 30 SRMR Obligation to cooperate and information exchange within the SRM Christos Hadjiemmanuil S. 881-895

„… respective responsibilities under this Regulation, theBoard, the Council, the Commission, the ECB and the …” „… this Regulation, the ECB may invite the Chair of the Boardto participate as an observer in the …” „… Supervisory Board of the ECB established inaccordance with Article 19 of Regulation (EU) No 1024/2013. Where …”

Art. 9 SSMR Supervisory and investigatory powersThis contribution should not be reported as representing the views of the European Central Bank (ECB). The views expressed are those of the author and d... S. 146-158

„… p. 111.11 Regulation of the ECB of 16 April 2014 establishing the framework for cooperation within …” „… Regulation,the ECB may require, by way of instructions, those national authorities to make useof their powers …” „… Regulation(EU) No 575/2013 of the European Parliament and of the Council16, the supervision ofthird-country …”

Art. 14 SSMR Authorisation Elke Gurlit S. 189-215

„… Parliament and the Council on the Single Supervisory Mechanism (SSM) established pur-suant to Regulation (EU …” „… authorities to decide on48 Regulation (EC) No 1/2003 of the Council of 16 December 2002 on the implementation …” „… Aufsichtsmechanismus (SSM)– Bankenaufsicht im europäischen Verbund’, WM (2015), 501; Henning Berger …”

Art. 10 SSMR Request for information Klaus Lackhoff and Mikulas Prokop S. 158-171

„… deci-sion.32 Art. 19(2)(a) Regulation (EU) 575/2013.33 Art. 16(2)(f) SSMR.34 See Art. 2(26) SSM‑FR. See also …” „… the tasks conferred on it by this Regulation, including informationto be provided at recurring …” „… nach Art. 12 SSM‑VO’, WM 2019, 2191; Georgios Zagouras, ‘On-site Inspections Conducted by the European …”

Art. 46 SRMR National parliaments Fabian Amtenbrink S. 965-968

„… Board by this Regulation,national parliaments of the participating Member States, by means of their …” „… questions submitted by them to the Board in respectof the functions of the Board under this Regulation.2 …” „… authority. The Chair is obliged to follow such invitation.4. This Regulation shall be without prejudice to …”

Art. 7 SRMR Division of tasks within the SRMThe views expressed by the author are strictly personal and do not engage the Single Resolution Board or the European Commission or its services in any way.... S. 506-518

„… and procedural requirements stipulated bythe Regulation, the restrictions defined by Art. 6(1)-(6 …” „… Article 6(4) ofRegulation (EU) No 1024/2013; or(ii) in relation to which the ECB has decided in accordance …” „… with Article 6(5)(b)of Regulation (EU) No 1024/2013 to exercise directly all of the relevantpowers …”

Art. 34 SSMR Entry into force Christos V. Gortsos S. 451-453

„… Resolution Mechanism RegulationArt. 1 SRMRSubject matterThis Regulation establishes uniform rules and a …” „… a Member State.26Art. 34 SSMREntry into forceThis Regulation shall enter into force on the fifth day …” „… following that of its publica-tion in the Official Journal of the European Union.This Regulation shall be …”

Art. 27 SSMR Professional secrecy and exchange of informationThis commentary is written in the private capacity of the author and should not be reported as representing the views of the ECB. The autho... S. 381-404

„… principles of an Ethics Framework for the SSM (ECB/2015/12), OJ L 135, 2.6.2015, p. 29; as re-gards the …” „… , ‘Report from the Commission tothe EP and the Council on the SSM established pursuant to Regulation (EU) No …” „… from the Commission to the EP andthe Council on the SSM established pursuant to Regulation (EU) No …”

Art. 8 SSMR International relations Christoph Ohler S. 141-146

„… conferred on it by this Regulation,the ECB may require, by way of instructions, those national authorities …” „… GoverningCouncil, the ultimate decision-making body of the SSM. Insofar, the right to terminateis a safeguard in a …” „… Regulation, the ECB may develop contacts andenter into administrative arrangements with supervisory …”

Art. 28 SSMR ResourcesThis commentary is written in the private capacity of the author and should not be reported as representing the views of the ECB. Martina Almhofer S. 404-409

„… re-sources to the exercise of the tasks conferred on it by this Regulation.Bibliography Martina Almhofer …” „… established pursuant toRegulation (EU) No 1024/2013’, COM(2017) 591 final; International Monetary Fund, ‘Euro …” „… of the Single Supervisory Mechanism (SSM) re-quires an adequate allocation of resources within the …”

Art. 4 SRMR Participating Member States Christoph Ohler S. 479-483

„… Art. 2 of Regulation (EU) No.1024/2013 shall be considered to be participating Member States for the …” „… purposes ofthis Regulation.2. Where close cooperation between a Member State and the ECB is suspended …” „… orterminated in accordance with Art. 7 of Regulation (EU) No. 1024/2013, entities es-tablished in that Member …”

Art. 11 SSMR General investigations Klaus Lackhoff and Mikulas Prokop S. 171-177

„… Art. 142(b) SSM‑FR.16 Regulation (EC) No 2532/98 of the Council of 23 November 1998 concerning the …” „… ) SSMR also generallyapplicable reporting obligations by way of a regulation or identical decisions. It …” „… ofCommission Implementing Regulation (EU) 2021/451.46 That Regulation aims at in-creasing efficiency and …”

Art. 95 SRMR Amendment to Regulation (EU) No 1093/2010 Christos V. Gortsos S. 1219-1222

„… European Parliament and of the Council. The first was Regulation(EU) No 1022/2013 of 22 October 2013, which …” „… arrangementsFrom the date of application referred to in Article 99(2) and (6) of this Regulation,the Fund shall be …” „… to Regulation (EU) No 1093/2010Regulation (EU) No 1093/2010 is amended as follows:(1) In Article 4 …”

Art. 47 SRMR Independence Fabian Amtenbrink S. 968-973

„… SSM, a legal definition of independence is missing in the SRMR.8 In its Preamble theRegulation refers …” „… those tasks performed by these authorities outside the SRM frame-work, but also for those activities …” „… legal framework.While the accountability arrangements may thus differ across the jurisdictions of …”

Art. 29 SSMR Budget and annual accountsThis commentary is written in the private capacity of the author and should not be reported as representing the views of the ECB. Martina Almhofer S. 409-413

„… conferred on it by this Regu-lation shall be separately identifiable within the budget of the ECB.2. The ECB …” „… decide about the necessary resources in the SingleSupervisory Mechanism (SSM).7 Nonetheless, with regard …” „… decision-makingin the SSM. Even though it has an important role in preparing supervisory decisions (inthe …”

Art. 13 SRMR Early intervention Christos V. Gortsos S. 608-619

„… Article 88 of this Regulation.The Board shall also have the power to require the relevant national …” „… Article 16 of Regulation (EU) No 1024/2013, to Article 27(1) or Article 28 or29 of Directive 2014/59/EU …” „… additional measure under Article 16 of Regulation (EU) No1024/2013, under Article 27(1), 28 or 29 of …”

Art. 94 SRMR Review Christos V. Gortsos S. 1209-1219

„… the application of this Regulation, with a special emphasis onmonitoring the potential impact on the …” „… the SRM, betweenthe SRM and the SSM, and between the SRM, national resolution authorities,competent …” „… ) there is a need that the functions allocated by this Regulation to theBoard, to the Council and to the …”

Art. 1 SRMR Subject matter Jens-Hinrich Binder S. 453-461

„… framework of the single resolution mechanism (‘SRM’) established by this Regu-lation. The SRM shall be …” „… the design of the SRM as a separate framework coordinated with, butindependent from, the SSM. As Art …” „… framework for the coordination of resolution actionswithin the SRM, the Regulation also stipulates …”

Art. 31 SRMR Cooperation within the SRM Christos Hadjiemmanuil S. 895-918

„… 2015 L 11/44, as amended by Commission Delegated Regulation(EU) 2016/1434; and Art. 42(2) COFRA.179 Art …” „… authorities,approve and make public a framework to organise the practical arrangements for theimplementation of this …” „… Regulation or with the Board's generalinstructions.For the purposes of evaluating resolution plans, the Board …”

Art. 37 SRMR Authorisation by a judicial authority Klaus Lackhoff and Mikulas ProkopOn-site inspections/Authorisation by a judicial authority S. 936-941

„… . 41(5) SRB Framework De-cision). There is, unlike in Art. 145 SSM‑FR, no explicit requirement as to how …” „… conducted on the basis of anSRB decision. Unlike, Art. 143 of the SSM‑FR, Art. 41 of the Decision of the …” „… Single Reso-lution Board of 17 December 2018 establishing the framework for the practical arrange-ments …”

Art. 2 SRMR Scope Jens-Hinrich Binder S. 461-463

„… framework for the coordination of resolution actionswithin the SRM, the Regulation also stipulates …” „… en-tities whose resolution is governed by the Regulation.B. Covered entitiesI. Credit institutions …” „… amending Regulation(EU) No 1093/32010 of the European Parliament and of the Council, 10 July 2017, COM(2013 …”

Art. 59 SRMR Part I of the budget on the administration of the Board Andreas Witte S. 1030-1035

„… framework financial Regulation of the Commission on which the SRB-FR was based (see annota-tions to → Art …” „… . 64); when this framework was used to draft the SRB-FR, the wording of the provision wasnot amended to …” „… it apply the BRRD, in theform of its national transposing legislation, within the framework of …”

Art. 67 SRMR General provisions Christos V. Gortsos S. 1088-1095

„… Regulation.Bibliography Christos V. Gortsos, ‘The application of the EU banking resolution framework amidst thepandemic …” „… Regulation (EC, Euratom) No1150/2000 of 22 May 2000 “implementing Decision 2007/436/EC, Euratom on the system …” „… in accordance withArt. 10(3), first paragraph of that Council Regulation (Art. 15(4) SRF Agreement …”

Art. 22 SSMR Due process for adopting supervisory decisions Ann-Katrin Kaufhold S. 307-318

„… Supervisory Mechanism (SSM) –an overview’, JIBLR 29 (2014), 498; Klaus Lackhoff, ‘The Framework Regulation for …” „… doesnot only apply to those tasks performed by these authorities outside the SSM framework,but also for …” „… . Beck/Hart/Nomos, Munich/Oxford/Baden-Baden2016); Klaus Lackhoff, ‘The Framework Regulation (FR) for the Single …”

Art. 25 SSMR Separation from monetary policy function Christos V. Gortsos S. 341-354

„… of the powers conferred on it by [theSSM Regulation] and that, consequently, they are, as the …” „… accountability and oversight over theexercise of the tasks conferred on the ECB within the framework of the SSM …” „… function1. When carrying out the tasks conferred on it by this Regulation, the ECB shallpursue only the …”

Art. 29 SRMR Implementation of decisions under this Regulation Christos Hadjiemmanuil S. 854-881

„… pursuant to this Regulation.When implementing those decisions, the national resolution authorities shall …” „… applicable regulation.This is consistent with the SRMR’s more general avoidance of the conundrum of …” „… specific analysis of ESMA’s powers under the Short Selling Regulation,one wonders to what extend ESMA is …”

Art. 24 SRMR Sale of business tool Jens-Hinrich Binder S. 741-754

„… . 38and 39 of the BRRD – lays down the framework for the application of the Sale of Busi-ness tool …” „… ofBusiness tool, the European framework incorporates a set of powers that have been inuse in a number of …” „… framework for the regulatory assessment of acquirers of quali-fying holdings pursuant to Arts. 22-25 CRD IV …”

Art. 11 SRMR Simplified obligations for certain institutions Matthias Haentjens S. 562-573

„… Resolution Board pursuant to Article 85 Single Resolution Mechanism Regulation’,ECFR 15/1 (2018), 123; World …” „… mutual solidarity systems asreferred to in Article 113(7) of Regulation (EU) No 575/2013;(c) any exercise …” „… from institutions as pro-vided for in Article 8(9) of this Regulation and in Section B of the Annex …”

Art. 8 SRMR Resolution plans drawn up by the Board Matthias Haentjens S. 518-534

„… tools andexercising resolution powers referred to in this Regulation to the entities and groupsreferred …” „… the use of the Fundestablished in accordance with Article 67 of this Regulation and the fi-nancing …” „… Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014establishinga framework for …”

Introduction to Arts. 67–74 SRMR Christos V. Gortsos S. 1079-1088

„… repealingRegulation (EC) No. 1073/1999 of the European Parliament and of the Council and Council Regulation(Euratom …” „… Regulation (OxfordUniversity Press, Oxford 2015), 453; BVVA, ‘Funding before and in resolution: A proposal …” „… ; Charles Goodhart, ‘Funding8 The first of these Regulations (Council Regulation (Euratom, EC) No. 2185/96 …”

Art. 3 SRMR Definitions Christos V. Gortsos S. 463-479

„… pursued by the Regulation.III. Investment firms and financial institutions subject toconsolidated …” „… (EU) No 575/2013;(21) ‘subsidiary’ means a subsidiary as defined in Article 4(1)(16) of Regulation(EU …” „… Regulation (EU) No 575/2013 other than paragraphs (3) to (5) ofArticle 72b of that Regulation;’;(g) the …”

Art. 10 SRMR Assessment of resolvability Matthias Haentjens S. 537-552

„… authority designated by a participating Member State inaccordance with Regulation (EU) No 575/2013 of the …” „… and those non-euro area Member States who choose to participate in the SSM”.Re. (c): “All NRAs of …” „… this Regulation. An entity shall be deemedto be resolvable if it is feasible and credible for the Board …”

Art. 38 SRMR Fines Chryssa Papathanassiou S. 941-946

„… Art. 20(8) of Council Regulation (EC) No 1/200313 which in turn follows the terms ofthe ECJ …” „… resolution authori-ty. In particular, as noted in Recital 93 of the SRB Regulation, in the context of …” „… accordance with Article316 of Regulation (EU) No 575/2013 of the undertaking in the preceding businessyear …”

Art. 83 SRMR Staff exchange Christos V. Gortsos S. 1156-1162

„… Regulation.Bibliography SRB, ‘SRB Annual Report 2019’ (2020).Pursuant to Art. 84 SRMR, discretion was granted to the …” „… institution to give effect to these Staff Regulations, and those rulesadopted by the agencies to the extent …” „… in Art. 110(2) StaffRegulations, including any amendments thereto. Institutions and agencies have …”

Art. 12k SRMR Transitional and post-resolution arrangements Minimum Requirements S. 589-608

„… by this Regulation”.In such an instance, Member States must notify the Board and the Commission …” „… andthe requirements of professional secrecy laid down in Article 88 of this Regulation.The Board shall …” „… Regulation (EU)No 575/2013, and Article 12c or Article 12g(2) of this Regulation, and if not,whether that …”

Art. 58 SRMR Budget Andreas Witte S. 1023-1030

„… on the SRB. It is closely modelled on a framework financialRegulation developed by the Commission for …” „… budgetary law,governed by the SRB Regulation itself as well as tertiary law provisions adopted by theBoard …” „… on the basis of the SRB Regulation (see infra, → para. 4). Direct recourse to thebudgetary law …”

Art. 6 SRMR General Principles Jens-Hinrich Binder S. 497-506

„… Council arealso required to cooperate with EBA in the way envisaged in Arts. 25 and 30 of Regu-lation (EU …” „… ) No. 1093/2010. Art. 25(1) of that Regulation generally requires EBA to ‘con-tribute to and …” „… standards in the area. By con-trast, Art. 30 of Regulation (EU) No. 1093/2010 is broader in scope and lays …”

Art. 5 SRMR Relation to Directive 2014/59/EU and applicable national law Jens-Hinrich Binder S. 483-497

„… , exclusively supra-national legal framework. TheRegulation does not, in fact, fully substitute the existing …” „… Regulation(EU) No 1093/32010 of the European Parliament and of the Council, 10 July 2013, COM(2013) 520 …” „… national law1. Where, pursuant to this Regulation, the Board performs tasks and exercises pow-ers, which …”

Art. 27 SRMR Bail-in tool Christos Hadjiemmanuil S. 767-847

„… Sector Involvement underthe European Bank Resolution Framework’, Journal of Banking Regulation 21 (2020 …” „… ’ groups within the framework of the SSM; Art. 2 SRMR.12 Art. 7(3)(1)(e) SRMR.13 Arts. 7(3)(5), (4)(a) and …” „… of that Regulation;(g) a liability to any one of the following:(i) an employee, in relation to …”

doi.org/10.5771/9783845278483

Stanyo Dinov - Central Banks as a Bank Supervisor

Partial access

Select

Stanyo Dinov

Central Banks as a Bank Supervisor

Series: Wissenschaftliche Beiträge aus dem Tectum Verlag: Rechtswissenschaft

Volume 90 2018

Results in this title

5. The European Central Bank S. 63-90

„… Banks (ESCB).130 According to Article 130 TFEU and Article 19 SSM-Regulation, the ECB is an independent …” „… SSM-Regulation, the ECB can be conferred "specific tasks" related to the pru‐ dential supervision of credit …” „… , Article 18 Regulation 1024/2013, here‐ inafter SSM-Regulation . 140 Article 127(4) and Article 285(2) TFEU …”

Bibliography S. 97-108

„… Framework Regulation) (ECB/2014/17), OJ L 141 97 Parliament and Council Regulation (EU) No 1092/2010 of 24 …” „… prudential supervision of credit institutions, OJ L 287, 29 of Octo‐ ber 2013, 63, (SSM-Regulation …” „… Statutory Instruments: TEU TFEU Central Securities and Deposit Regulation Constitution of the United States …”

doi.org/10.5771/9783828869622

Partial access

Select

Stanyo Dinov

Central Banks as a Bank Supervisor

Series: Wissenschaftliche Beiträge aus dem Tectum Verlag: Rechtswissenschaft

Volume 90 2017

Results in this title

4. The Federal Reserve S. 47-88

„… SSM-Regulation, the ECB is an independent authority and shall enjoy privileges and immunities of the territories …” „… , Article 25.2. ESCB-Statue and SSM-Regulation, the ECB can be conferred "specific tasks" related to the …” „… Regulation 1024/2013, hereinafter SSM-Regulation . 137 Article 127(4) and Article 285(2) TFEU as well as …”

Bibliography S. 93-102

„… national competent authorities and with national designated authorities (SSM Framework Regulation) (ECB …” „… , 29 of October 2013, 63, (SSM-Regulation) Regulation (EU) No 1092/2010 of the European Parliament and …” „… Statutory Instruments: Central Securities and Deposit Regulation Constitution of the United States of …”

doi.org/10.5771/9783828867659

Vincenz Bergk - Makroprudentielle Aufsicht

No access

Select

Vincenz Bergk

Makroprudentielle Aufsicht

Series: Studien zum Bank- und Kapitalmarktrecht

Volume 19 2019

Results in this title

Literaturverzeichnis S. 361-385

„… , Rahul/Eatwell, John, Global Governance of Financial Systems: The International Regulation of Systemic Risk, New …” „… (Stand: 27.10.2018). Basel Committee on Banking Supervision, Basel III: A global regulatory framework for …” „… the application of the Core Principles for Effective Banking Supervision to the regulation and …”

Titelei/Inhaltsverzeichnis S. 1-30

„… ) 88 FSBII) 90 Weitere internationale StandardsetzerIII) 93 Coordination Framework for Implementation …” „… Mitgliederdd) 121 Mitglied aus WFAee) 122 Fehlen von Vertretern der Versichererff) 123 Vertreter von SSM und …” „… ) 187 Aufsichtsgremiumb) 188 Weitere SSM-Gremienc) 189 Beschlussfassung des Aufsichtsgremiumsd) 190 …”

Kapitel 2: Bedeutung und Wesen der makroprudentiellen Aufsicht S. 38-78

„… Regulations and Supervisory Practices held in Basle on 28 and 29 June 1979” (BS/79/42), BIS Archives – Banking …” „… , Macroprudential policy frameworks, instruments and indicators, S. 5. 32 The High-Level Group on Financial …” „… , Macroprudential instruments and frameworks: a stocktaking of issues and experiences, CGFS Papers No. 38, S. 2. 57 …”

doi.org/10.5771/9783845297828

Markus Gentzsch - EZB-Aufsichtsbeschlüsse

No access

Select

Markus Gentzsch

EZB-Aufsichtsbeschlüsse

Series: Europäisches Wirtschaftsrecht

Volume 79 2023

Results in this title

Literaturverzeichnis S. 663-700

„… ?, Alphen aan den Rijn 2019, zitiert als: Bassani, LegalFramework Applicable to the SSM.ders.: 33 Silvio …” „… : Accountability Gaps in the Single SupervisoryMechanism (SSM) Framework, Utrecht Journal of International and …” „… 2016, zitiert als:Armour u.a., Financial Regulation.von Arnauld, Andreas …”

Titelei/Inhaltsverzeichnis S. 1-32

„… Supervisory MechanismSSMFR Single Supervisory Mechanism Framework Regulation, SSM-Rah‐menverordnungSSMR Single …” „… , einheitlicher Abwicklungsmechanis‐musSRMR Single Resolution Mechanism Regulation, SRM-VerordnungSSM Single …” „… Supervisory Mechanism Regulation, SSM-VerordnungTKG TelekommunikationsgesetzTUB Testo unico bancariou.U. unter …”

Kapitel 1 – Der Single Supervisory Mechanism als Element der europäischen Finanzaufsicht S. 53-134

„… . 25 ESZB/EZB-S (Rn. 56); Bassani, Legal FrameworkApplicable to the SSM, 2019, 48 f.; a.A. Glatzl …” „… den Marktteilnehmern zu beach‐tenden abstrakt-generellen Standards (Regulierungsrecht, regulation …” „… 2011, 1281 (1284-1286).112 Ein Vergleich zum SSM findet sich bei Ruthig, ZHR 178 (2014), 443 (447 f …”

Kapitel 3 – Legitimation und Kontrolle im Single Supervisory Mechanism S. 267-406

„… Rahmen der SSM-Aufsichtunabhängig handeln (Art. 19 Abs. 1 S. 1 SSMR) und die operativen Gremiender EZB …” „… quaSekundärrecht auf die SSM-Aufsicht erstreckt. Zugleich enthält die SSMRBerichts- und Rechenschaftspflichten (Art …” „… isoliert voneinander bestehen und daher1264 Lastra, Central Banking and Banking Regulation, 1996, 392 ff …”

doi.org/10.5771/9783748942535

1

2 3 ... 35