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M. L. Biscotti - Six Centuries of Foxhunting

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M. L. Biscotti

Six Centuries of Foxhunting

2017

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Appendix D. British Publishers’ Sporting Series S. 427-438

„… 427Appendix DBritish Publishers’ Sporting SeriesBADMINTON LIBRARY OF SPORTS AND PASTIMESThis was a …” „… publishers. The titles are:Field and Fern: or Scottish Flocks and Herds (North) by Henry Hall DixonField and …” „… Marquess of Granby (1852–1925) lent the name of his ancestral home to the publisher; he and George A. B …”

W S. 391-418

„… by various publishers.Hunting Songs and Miscellaneous Verses. Second edition. London: Longman, Green …” „… : reprinted in 1991, same format and publisher.Watson relates his experiences in the military, his time at …” „… wrapper. Other editions/impressions: reprinted several times, various publishers.A novel about the lives …”

M S. 235-264

„… publisher.Mannix, Daniel P. (1911–1997)The Fox and the Hound. New York: E. P. Dutton, 1967. Octavo; 255 pp. with …” „… . Subsequently it has been reprinted in many different formats by several different publishers.Heinemann also …” „… : Practical Advice from Colonel to Subaltern, by the same publisher.Advice on riding, jumping, hunting, etc …”

F S. 133-150

„… publishers.Squire Western of Somerset was a foxhunter through and through—for example, while in pursuit of his …” „… ; 236 pp. with woodcut frontispiece, plus 16 pp. of publisher’s ads. Other editions/impressions …” „… : reprinted many times, in various formats by many publishers. Podeschi states on p. 62: “It is believed this …”

D S. 101-120

„… dust wrapper.Other editions/impressions: reprinted in 1975 by Christopher Davies Publishers.Dawson …” „… Warne and Co. Subsequently reprinted many times by various publishers.Contents include racing (Carlisle …” „… frontispiece and 7 plates. A title in the publisher’s Fur, Feather and Fin series. Picto-rial tan cloth. Other …”

C S. 71-100

„… copies bound in green cloth. The trade edition was reprinted in 1978, same format and publisher.With …” „… : reprinted several times by several publishers.With two chapters by “Craven,” and Grantley Berkeley, relating …” „… editions/impressions: a new edition, two volumes in one, was also pro-duced, same publisher.A collection of sketches …”

A S. 1-30

„… numbered copies. Subsequently reprinted in various formats by various publishers.This is a fascinating, and …” „… : a second edition was produced in 1935, same pub-lisher and format.Primarily stag hunting with some …” „… limited to 380 numbered copies. The trade edition was reprinted several times, same format and publisher …”

H S. 171-206

„… : reprinted several times, same publisher.With incidental mention of foxhunting, and a few pages on the …” „… cloth.Other editions/impressions: an edition was produced in paper wrappers in 1987, same publisher.Tales of …” „… . Lincoln: no publisher, no date. Quarto. Not observed.Hale, Stephen DelaneyAiken and Its Horses: A …”

T S. 367-380

„… 1775 by the same publisher.The chosen title of this book was unfortunate, which the author explained in …” „… publishers.The title page of each of the Ballantyne published books states, “Sold by the book-sellers at the …” „… several times by various publishers.A standard reference for the subject in the time period it covers.376 …”

L S. 221-234

„… editions/impressions: reprinted several times by various publishers.The author was a veterinarian; a large part of the …” „… illustrated dust wrapper.Other editions/impressions: reprinted in paperback in 1991, same publisher.Somerville …” „… . Lawrence, Richard 223Other editions/impressions: a second edition was produced in 1895, same pub-lisher and …”

E S. 121-132

„… . Other editions/impressions: produced in at least four more editions by the same publisher.Originally …” „… revised many times by several different publishers. “After the death of Mr. Smith, his widow entertained a …” „… ; 542 pp. Other editions/impressions: a second printing was produced in 1808, same pub-lisher and format …”

G S. 151-170

„… many times in various formats by various publishers.A novel in which a woman is turned into a vixen …” „… 1908, same format and publisher.Recollections of the Beaufort, Burton, Cotswold, New Forest, Tedworth …” „… : reprinted several times, same publisher and format.The author puts Surtees’s writing into historical …”

P S. 277-294

„… of how hunting is a huge conservation asset in the general countryside” (publisher’s blurb).P278 …” „… with chapter head decorations and endpapers by Arthur Rackham. This title is in the publisher’s Haddon …” „… with red pictorial dust wrapper. Other editions/impressions: reprinted in 1952, same publisher and …”

B S. 31-70

„… , Marshall, Hamilton, Kent. Subsequently, it was reissued several times by various publishers up to 2004 …” „… partner in Vinton & Company, the well-known publishers in London.Barker, Kathleen F. (ca. 1901–1945)The …” „… also a second impression of the trade edition, produced in blue cloth, same format and publisher …”

S S. 317-366

„… several times by several different publishers, up to the present time. This important book contains a …” „… ; with Full Instructions for the Management of the Dog. Philadelphia: publisher not identified, 1841 …” „… Pennsylvania countryside, Jamie realizes he must save the ani-mal” (publisher’s blurb).Scott, W. W. B.Notes for …”

O S. 271-276

„… cloth. O272 Oelgart, IsaacOther editions/impressions: reprinted at least once in 1891, same publisher …” „… : subsequently reprinted several times, same publisher and format.Galloping Shoes. London: Constable and Company …” „… publisher and for-mat. An American edition was published by Charles Scribner’s Sons in 1923.Foxhunting …”

Preface

„… systems, without written permission from the publisher, except by a reviewer who may quote passages in a …” „… Illustrators 423Appendix C: A Timeline of Some Important Foxhunting Books 425Appendix D: British Publishers …” „… response was “Yes, I will publish it with pleasure.” Christen Karniski was my editor at Rowman …”

R S. 297-316

„… surmise that the “R. H.” is a juxtaposition of the publisher’s initials. Rabb, Mimi HowardA Scrapbook of …” „… edition was produced in 1908, same pub-lisher and format. Bright Books published an edition in 1988 …” „… 1909, same pub-lisher and format. Richardson outlines equipment needed, suitable hunting clothing …”

V S. 383-390

„… Smaller Cuts Representing the Most Important Events of the Track, Field and Road. New York: publisher not …” „… at least once, same publisher and format.The author’s autobiography, with descriptions of country …” „… cloth with pictorial dust wrapper.Other editions/impressions: reprinted 1939, same publisher and format …”

U S. 381-382

„… ” (publisher’s blurb).Underhill also wrote In at the Death: A Tale of Society (1888), a copy of which I have not …”

Bibliography S. 439-444

„… . Boston: Twayne Publishers, 1978. Orrelle, John. The Red Fox in Art. La Conner, WA: Skagit River Press …” „… . Leigh-on-Sea, UK: F. Lewis, Pub-lishers, 1973.Wright, Lyle H. Sporting Books in the Huntington Library. San …”

K S. 215-220

„… was reprinted many times by various publishers. The story of a Missouri foxhound, her death, and her …” „… with pictorial onlay. Other editions/impressions: reprinted several times, same publisher and …”

Q S. 295-296

„… pictorial dust wrapper. Other editions/impressions: reprinted 1994, same publisher and format.A collection …”

N S. 265-270

„… : Twayne Publishers, 1978. Octavo; 165 pp. including a bibliography. Number 220 in Twayne’s English Authors …”

J S. 209-214

„… editions/impressions: a second edition was produced in 1830, same pub-lisher and format. With contents on foxhunting …”

doi.org/10.5771/9781442241909

Timo Schöber, Phillip Ebben - E-Sport Radar 2

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Timo Schöber, Phillip Ebben

E-Sport Radar 2

2023

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Philip Hübner 14 Die Rolle von Publishernim Ökosystem des E-Sports, Zusammenarbeit zwischen Unternehmen und Publishern S. 92-98

„… Wettbewerb um bestimmte Projekte (z. B. eine offizielle Publisher-Li-ga) einen finanziellen Verlust in Kauf …” „… voller Kontrolle der Publisher dieser Spiele. Allerdings hört dies nicht mit dem Spielen selbst auf.Wie …” „… Publishers, und somit bräuchtest du die Erlaubnis dessen, um das 1. Turnier zu organisieren und 2. um mit …”

Titelei/Inhaltsverzeichnis S. 2-7

„… , Singa-pur, Sydney, Teheran, Wien Member of the World Sport Publishers’ Association (WSPA)9783840314988 …” „… Pub lishern im Ökosystem des E-Sports, Zusammenarbeit zwischen Unternehmen und Publishern (von Philip …”

Oliver Daum 16 Zuerst kam der ESport – dann das Recht: Zum Status des E-Sportrechts S. 110-123

„… Computertechnik/IT. Publisher und Hardwarehersteller investieren hohe Summen, um Gamern und E-Sportlern immer …” „… und E-Sportlern die Publisher, die Veranstalter, die Sponsoren, die Beratungsagenturen und die Fans zu …”

Lennart Brüggemann 3 E-Sport und Glücksspiel S. 29-34

„… finanzielle Einnahmequelle für Publisher. Ob Lootboxen, die vom Spieler erworben werden, als Glücksspiel …”

Marie-Christin Bareuther 5 E-Sport aus rechtlicher Perspektive: Eine Legaldefinition? S. 40-46

„… wirtschaftlich orientierten Publisher dürften dafür mehr als herausfordernd sein. Ungeklärt ist auch, ob der ESBD …”

doi.org/10.5771/9783840314988

Matthias Lehmann, Christoph Kumpan - European Financial Services Law

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Matthias Lehmann (Hrsg.), Christoph Kumpan (Hrsg.)

European Financial Services Law

Reihe: Kooperationswerke Beck - Hart – Nomos

Band 2019

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Article 3 Obligation to publish a prospectus S. 965-969

„… paragraph of Art 2. Article 3 Obligation to publish a prospectus 1. Member States shall not allow any offer …” „… prospectus. 2. The obligation to publish a prospectus shall not apply to the following types of offer: (ii …” „… publish a prospectus and the retail cascade regime. As a result, this article, in combination with Art 4 …”

Article 4 Exemptions from the obligation to publish a prospectus S. 969-974

„… required to publish a new prospectus. In that case, the financial intermediary should be liable for the …” „… prospectus, final terms.’ Article 4 Exemptions from the obligation to publish a prospectus 1. The obligation …” „… to publish a prospectus shall not apply to offers of securities to the public of the following types …”

Article 34 Publication of decisions S. 869-874

„… authorities in accordance with Articles 30, 31 and 32. ESMA shall publish data on criminal sanctions imposed …” „… subparagraph, competent authorities shall publish any decision imposing an administrative sanction or other …” „… for that deferral cease to exist; (b) publish the decision on an anonymous basis in accordance with …”

Article 71 Publication of decisions S. 368-371

„… . Article 71 Publication of decisions 1. Member States shall provide that competent authorities publish any …” „… measure until the moment where the reasons for non-publication cease to exist; (b) publish the decision to …” „… publish the decision to impose a sanction or measure at all in the event that the options set out in …”

Article 29 S. 1093-1095

„… Article 24(2). 3. The ESAs shall publish the information referred to in this Article in their annual …” „… Administrative penalties and other measures Art. 29 PRIIPR Svend Gerhards and Kay Rothenhöfer 1093 (b) publish …” „… ; or (c) not publish the decision to impose a sanction or measure in the event that the options laid …”

Article 66 Organisational requirements S. 351-357

„… II requires data processing services providers to publish certain minimum information, depending on …” „… consolidate trades in equity and equity-like instruments must also publish whether a computer algorithm was …” „… destined to allow CTPs to operate efficiently. CTPs must publish their data in a generally accepted …”

Article 8 Pre-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives S. 428-432

„… publish their quotes in bonds, structured finance products, emission allowances and derivatives pursuant …” „… systems must publish the aggregate number of orders including the volume they represent at each price …” „… level for at least the five best bids and offers. – Quote-driven trading systems must publish best bid …”

Article 5 Half-yearly financial reports S. 1124-1131

„… year. The additional requirement to publish quarterly information was however abolished with the 2013 …” „… Ringe 1125 1 2 Background The obligation for EU issuers to publish half-yearly financial information has …” „… transferable securitised debts’.4 Issuers of debt securities have been required to publish half-yearly …”

Article 14 Publication of the prospectus S. 1004-1007

„… shall require issuers or the persons responsible for drawing up a prospectus that publish their …” „… prospectus in accordance with point (a) or (b) also to publish their prospectus electronically in accordance …” „… the home Member State shall publish on its website over a period of 12 months, at its choice, all the …”

Article 99 b Name and shame S. 1444-1445

„… Article 99 b Name and shame 1. Member States shall ensure that competent authorities publish any …” „… sanction or measure until the reasons for non-publication cease to exist; (b) publish the decision to …” „… publish the decision to impose a sanction or measure in the event that the options laid down in points (a …”

Article 11 a European rating platform S. 1281-1283

„… date and hour of publication. 2. ESMA shall publish the individual credit ratings submitted to it …” „… publishes the individual ratings on a website called the European Rating Platform (ERP). ESMA will also …” „… Article 12 Transparency report A credit rating agency shall publish annually a transparency report which …”

Article 99 a Minimum sanctioning S. 1442-1444

„… authorities publish any decision against which there is no appeal imposing an administrative sanction or …” „… exist; (b) publish the decision to impose the sanction or measure on an anonymous basis in a manner …” „… personal data concerned; or (c) not publish the decision to impose a sanction or measure in the event that …”

Article 8 a Sovereign ratings S. 1269-1271

„… rating agency shall, taking into consideration the second subparagraph of Article 8(5), publish on its …” „… that credit rating agencies must publish unsolicited sovereign ratings in accordance with a 12-month …” „… , jointly publish information on the credit quality and performance of the underlying assets of the …”

Article 29 Publication of decisions S. 1223-1226

„… States shall provide that competent authorities are to publish every decision on sanctions and measures …” „… , competent authorities may delay publication of a decision, or may publish the decision on an anonymous basis …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 I. General features Purpose Article 29 requires Member States to publish any decision on …”

Article 5 Volume Cap Mechanism S. 417-423

„… use of those waivers across the Union for a period of six months. 4. ESMA shall publish within five …” „… months’ trading, ESMA shall publish an additional report within five working days of the 15th day of the …” „… in the financial instrument, based on the previous 12 months’ trading, ESMA shall publish an …”

Article 16 S. 587-588

„… authorities to publish such information in such a form and within such time limits as they consider …” „… publish such information after having heard the issuer. I. General features Article 16 (previously Art 13 …” „… . If an issuer fails to comply, the relevant NCAs may publish the issuer’s information after having …”

Article 43 Coordination by ESMA and EBA S. 554-555

„… , as the case may be, shall issue and publish on their website an opinion in which they assess whether …” „… given that it is not binding. If an NCA wants to deviate from such an opinion, it must however publish a …” „… declines to take action contrary to such an opinion, it shall immediately publish on its website a notice …”

Article 3 Integration of securities markets S. 1114-1118

„… publish periodic financial information on a more frequent basis than the annual financial reports referred …” „… derogation from paragraph 1, the home Member States may require issuers to publish additional periodic …” „… decision requiring issuers to publish additional periodic financial information, Member States shall assess …”

Article 8 b Information on structured finance instruments S. 1271-1273

„… the website set up by ESMA pursuant to paragraph 4, jointly publish information on the credit quality …” „… collateral values supporting the underlying exposures. 2. The obligation under paragraph 1 to publish …” „… in paragraph 1 must publish in order to comply with the obligation resulting from paragraph 1 in …”

Article 16 Supplements to the prospectus S. 1009-1013

„… ) through (4) set out requirements when advertising is connected with the obligation to publish a prospectus …” „… ; whereas Art 15(5) concerns advertising of offers which are exempted from the requirement to publish a …” „… assessment of the underlying securities. The decision regarding the opportunity to publish a prospectus …”

Article 8 Methodologies, models and key rating assumptions S. 1263-1269

„… or key rating assumptions which could have an impact on a credit rating shall publish the proposed …” „… to be affected; (aa) immediately inform ESMA and publish on its website the results of the …” „… application; (ab) immediately publish on its website the responses to the consultation referred to in …”

Article 12 Transparency report S. 1283

„… Regulation 2015/2 as of 1 January 2016.5 Article 12 Transparency report A credit rating agency shall publish …” „… Annex I. The credit rating agency shall publish its transparency report at the latest three months after …” „… to publish a transparency report. Recitals Recitals 24, 29, 33, 35, 39 and 42 CRA Regulation. II …”

Article 15 Advertisements S. 1007-1009

„… authority to publish, on its website over a period of 12 months, at its choice, either all of the …” „… markets’ websites where the prospectus is available. The same provision requires ESMA to publish on its …” „… ) through (4) set out requirements when advertising is connected with the obligation to publish a prospectus …”

Article 13 Public disclosure fees S. 1283-1284

„… Regulation 2015/2 as of 1 January 2016.5 Article 12 Transparency report A credit rating agency shall publish …” „… Annex I. The credit rating agency shall publish its transparency report at the latest three months after …” „… to publish a transparency report. Recitals Recitals 24, 29, 33, 35, 39 and 42 CRA Regulation. II …”

Article 68 Mandatory disclosure instruments S. 1409-1410

„… publish the following: (a) a prospectus; (b) an annual report for each financial year; and (c) a …” „… . An investment or management company must publish a prospectus, an annual report for each financial …” „… regarding the obligation to publish an annual report and a half-yearly report. The obligated parties should …”

Article 99 e Reporting of penalties to ESMA S. 1447-1448

„… limits are utilised. e) the requirement to publish the sanction as well as the sanctioned entity, with …” „… all penalties and measures imposed in accordance with Article 99. ESMA shall publish that information …” „… publish aggregated information on penalities and imposed measures under Art 99 of UCITSD in a report. The …”

Article 33 Exchange of information with ESMA S. 868-869

„… publish that information in an annual report. Competent authorities shall also provide ESMA annually with …” „… 30, 31 and 32. ESMA shall publish data on criminal sanctions imposed in an annual report. 3. Where …” „… publish any decision imposing an administrative sanction or other administrative measure in relation to an …”

Article 11 General and periodic disclosures S. 1280-1281

„… agency must publish unsolicited ratings (see → Art 3 mn 13 for further discussion regarding unsolicited …” „… and shall publish summary information on the main developments observed on an annual basis. 3. A …” „… type of rating action, and date and hour of publication. 2. ESMA shall publish the individual credit …”

Article 14 Obligation for systematic internalisers to make public firm quotes in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments S. 454-458

„… to all market participants and communicated to ESMA which shall publish the information on its …” „… trading venue, the relevant competent authority must estimate its daily average turnover and publish the …” „… competent authority has to calculate and publish the average value of transactions based on the first four …”

Article 99 d Protection of whistleblowers S. 1445-1447

„… to justify the degree to which the sanctioning limits are utilised. e) the requirement to publish the …” „… . ESMA shall publish that information in an annual report. 2. Where the competent authority has disclosed …” „… ; ESMA will publish aggregated information on penalities and imposed measures under Art 99 of UCITSD in a …”

Article 37 Authorisation of non-EU AIFMs intending to manage EU AIFs and/or market AIFs managed by them in the Union in accordance with Article 39 or 40 S. 1541-1550

„… referred to in the third subparagraph they shall inform ESMA, stating their reasons. ESMA shall publish the …” „… decide, on a case-bycase basis, to publish the reasons provided by the competent authorities for not …” „… to in the second subparagraph they shall inform ESMA, stating their reasons. ESMA shall publish the …”

Article 33 SME growth markets S. 217-221

„… tions. A competent authority shall publish a decision to suspend or remove an instrument from …” „… registration or deregistration. ESMA shall publish on its website a list of SME growth markets and shall keep …” „… trade on the venue; (3) the MTF operator must require issuers to publish, in cases where disclosure …”

Article 10 a S. 1706-1708

„… ESMA and inform it of the authorities chosen in accordance with Article 6(2). ESMA shall publish that …” „… proceeding against a system participant and inform ESMA of this choice. It obliges the ESMA to publish a list …” „… . By 18 March 2015, Member States shall adopt and publish and communicate to the Commission measures …”

Article 15 Execution of client orders S. 458-463

„… market participants as well as communicated to ESMA, which must publish it on its website.31 Article 15 …” „… Art 15(1) subpara 1 MiFIR, systematic internalisers must publish quotes regularly and continuously …” „… quotes and continuously update the websites.14 If a systematic internaliser publishes quotes through a …”

Article 42 Product intervention by competent authorities S. 549-554

„… shall publish on its website notice of any decision to impose any prohibition or restriction referred to …” „… , ESMA or EBA, as the case may be, shall issue and publish on their website an opinion in which they …” „… however publish a notice on its website explaining the reasons.15 That is necessary when the NCA wants to …”

Article 17 S. 588-590

„… the market so requires. If an issuer fails to comply, the relevant NCAs may publish the issuer’s …” „… , and in what form, it publishes the information.3 In exercising this discretion, an NCA will have to …” „… (see above → Art 14 mn 1). NCAs have discretion whether or not to publish the fact of an issuer’s …”

Article 28 Administrative measures and sanctions S. 1216-1219

„… on the new obligation for NCAs to publish every sanctioning decision, which will complement and …” „… (lit. (b)). Breaches by the issuer include the periodic requirements to publish annual and halfyearly …” „… additional requirements to publish information under Articles 14 and 16. Further, all violations of voting …”

Article 4 Annual financial reports S. 1118-1124

„… report. The requirement to publish this information is specifically rooted in the needs of the capital …” „… publish annual financial reports has to be seen in the context of existing EU requirements which …” „… Article 2(1)(d) are required to publish annual financial information.10 This is broader than the …”

Article 57 Position limits and position management controls in commodity derivatives S. 317-334

„… must then publish an up-to-date list of all regulated markets on its website, identified with a …” „… ESMA under paragraph 3. ESMA shall publish the opinion on its website. The competent authority …” „… contrary to an ESMA opinion, it shall immediately publish on its website a notice fully explaining its …”

Article 45 Position management powers of ESMA S. 555-558

„… /EU, it shall maintain and publish on its website a database with summaries of the measures in force …” „… shall publish on its website notice of any decision to impose or renew any measure referred to in …” „… Art 44(1) MiFIR. It must also record and publish measures by the NCAs.2 IV. Direct intervention by …”

Article 23 Disclosure to investors S. 1514-1517

„… II. Commentary Art 22 requires AIFM to publish an annual report for each of the EU-AIF it manages …” „… AIFM to publish semi-annual reports. The annual report only needs to be provided to (existing …” „… depositary liability without delay. 3. Where the AIF is required to publish a prospectus in accordance with …”

Article 10 Disclosure and presentation of credit ratings S. 1277-1280

„… and finds that the rating is correct, the rating agency may proceed to publish the rating.8 …” „… publish unsolicited ratings (see → Art 3 mn 13 for further discussion regarding unsolicited ratings) and …” „… provided for by ESMA. ESMA shall make that information accessible to the public and shall publish summary …”

Article 6 Report on payments to governments S. 1131-1135

„… prohibition and remains free to require issuers to publish additional periodic financial information in all or …” „… jurisdictions such as the US.48 V. Voluntary reporting Issuers sometimes deliberately and voluntarily publish …” „… entirely different requirement, to publish quarterly management statements. This requirement is now …”

Article 35 Non-discriminatory access to a CCP S. 526-529

„… Register of derivatives subject to the trading obligation ESMA shall publish and maintain on its website a …” „… ESMA which other CCPs have access to the trading venue and ESMA will publish that information so that …” „… and ESMA when a transitional period is approved. ESMA shall publish a list of all notifications that …”

Article 28 a Breaches S. 1219

„… )). Breaches by the issuer include the periodic requirements to publish annual and halfyearly financial reports …” „… requirements to publish information under Articles 14 and 16. Further, all violations of voting rights …”

Article 15 S. 587

„… authorities to publish such information in such a form and within such time limits as they consider …” „… publish such information after having heard the issuer. I. General features Article 16 (previously Art 13 …”

Article 18 Information requirements for issuers whose debt securities are admitted to trading on a regulated market S. 1183-1187

„… issuer shall: (a) publish notices, or distribute circulars, concerning the place, time and agenda of …” „… . Meeting-related information The issuer is required to publish notices and distribute circulars to debtholders …” „… . That competent authority may decide to publish such filed information on its Internet site. (2) The …”

Article 17 Information requirements for issuers whose shares are admitted to trading on a regulated market S. 1179-1183

„… exercise their financial rights; and (d) publish notices or distribute circulars concerning the allocation …” „… ‘publish notices or distribute circulars concerning the allocation and payment of dividends and the issue …” „… issuer is incorporated. In particular, the issuer shall: (a) publish notices, or distribute circulars …”

Articles 27 to 31 S. 934-937

„… Arts 18 to 21 and 23 SSR must publish its decision to do so on its website, and include the details of …” „… , the NCA has to publish a notice ‘fully explaining its reasons for doing so’.5 In such a case, ESMA …” „… effect9 (see Art 28(6) SSR). After having decided to take action, ESMA has to publish on its website …”

Article 4 Notifications and list of financial instruments S. 657-661

„… paragraph 1 to ESMA without delay. ESMA shall publish those notifications on in its website in the form of a …” „… notifications promptly to ESMA, which publishes the information on its website (see Art 4(2)). The regime is …” „… notifications received from each competent authority and publishes the complete list of notifications in an …”

Article 12 Obligation to make pre-trade and post-trade data available separately S. 450-451

„… improve data consolidation, market operators and investment firms must publish information in accordance …” „… must publish information under Arts 3, 4 and 6 to 11 MiFIR. Pre-trade and post-trade data must be …”

Article 30 Transitional provisions S. 1226-1227

„… legally binding. That is to say, the NCA is required to publish its decision even where legal remedies or …” „… However, the NCA may, in its own discretion, either delay the publication or publish the information on an …”

Article 28 c Exercise of sanctioning powers S. 1222-1223

„… decisions (1) Member States shall provide that competent authorities are to publish every decision on …” „… responsible for it. However, competent authorities may delay publication of a decision, or may publish the …”

Article 14 S. 586-587

„… authorities to publish such information in such a form and within such time limits as they consider …” „… publish such information after having heard the issuer. I. General features Article 16 (previously Art 13 …”

Article 34 Freedom to provide investment services and activities S. 222-227

„… and activities in that Member State. The host Member State shall publish such information. ESMA may …” „… services in that Member State. The host Member State shall publish such information. 6. Member States shall …” „… ) MiFID requires the host Member State to publish the tied agent passport as well. ESMA can request access …”

Article 10 Post-trade transparency requirements for trading venues in respect of bonds, structured finance products, emission allowances and derivatives S. 441-442

„… firms which are obliged to publish the details of their transactions in bonds, structured finance …” „… non-discriminatory basis to investment firms, which must publish the details of their transactions in …”

Article 32 Suspension and removal of financial instruments from trading on an MTF or an OTF S. 212-217

„… operator publishes its decision to suspend the financial instrument and any related derivatives and …” „… must publish its decision in the format specified in Table 2 of the Annex to Regulation 2017/1005, in …” „… competent authority shall publish a decision to suspend or remove an instrument from trading on its website …”

Article 56 List of regulated markets S. 316-317

„… to that list. ESMA shall publish and keep up-to-date a list of all regulated markets on its website …” „… and Services 316 Christoph Kumpan and Finn Schmidt 3 4 5 1 2 3 must then publish an up-to-date list of …”

Article 69 Minimum content of mandatory disclosures S. 1410-1412

„… . An investment or management company must publish a prospectus, an annual report for each financial …” „… regarding the obligation to publish an annual report and a half-yearly report. The obligated parties should …”

Article 19 Home Member State control S. 1187-1189

„… . That competent authority may decide to publish such filed information on its Internet site. (2) The …” „… authority may then decide to publish such filed information on its website (but is not obliged to do so …”

Article 63 Requirements for the management body of a data reporting services provider S. 341-347

„… . Commentary Notion of “data reporting services” and scope Data reporting services transmit, publish or bundle …” „… publishes real-time information on behalf of investment firms that is intended for trading.12 In particular …” „… other contexts, for instance by systematic internalisers to publish quotes14 and by portfolio …”

Article 25 Use of information by competent authorities, supervisory cooperation and limits to leverage S. 1519-1521

„… referred to in paragraph 6 or 7 it shall inform ESMA, stating its reasons. ESMA may publish the fact that a …” „… case-by-case basis, to publish the reasons provided by the competent authority for not complying with its …”

Article 8 d Use of multiple credit rating agencies S. 1274-1276

„… the evaluation by the issuer or a related third party under paragraph 1, ESMA shall annually publish …” „… accordance with Art 8d(2) CRA Regulation, ESMA publishes on its website a list of all registered credit …”

Article 18 Notification S. 1014-1016

„… the competent authority of the host Member State shall publish on their websites the list of …” „… accessible, ESMA, together with the competent authority of any host Member State, must publish on their …”

Article 17 S. 1087-1089

„… shall publish on its website notice of any decision to impose any prohibition or restriction referred to …” „… action contrary to such an opinion, it shall immediately publish on its website a notice fully explaining …”

Article 5 S. 1046-1048

„… publish the document on its website. 2. Any Member State may require the ex ante notification of the key …” „… ’) and to publish it on the manufacturer’s website. II. Commentary Article 5(1) Article 5(1) states that …”

Article 40 ESMA temporary intervention powers S. 542-544

„… publish on its website notice of any decision to take any action under this Article. The notice shall …” „… notify competent authorities of the action it proposes. (5) EBA shall publish on its website notice of …”

Article 2 Definitions S. 1104-1114

„… publish half-yearly information according to Article 5. Regulated market. This is another key term …” „… in this Directive, except that it may not require issuers to publish periodic financial information …” „… Member States may require issuers to publish additional periodic financial information on a more frequent …”

Article 38 Peer review of authorisation and supervision of non-EU AIFMs S. 1550-1552

„… shall inform ESMA, stating its reasons. 7. ESMA shall publish the fact that a competent authority does …” „… case-by-case basis, to publish the reasons provided by the competent authority for not complying with that …”

Article 22 Annual report S. 1512-1514

„… publish an annual report for each of the EU-AIF it manages and for each of the non-EU AIF it markets in …” „… financial year. Unlike the UCITS Directive, AIFMD does not require AIFM to publish semi-annual reports. The …”

Article 6 Post-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments S. 423-425

„… public the information under paragraph 1 of this Article to investment firms which are obliged to publish …” „… publish information pursuant to Art 6(1) MiFIR. Access has to be granted on reasonable13 commercial terms …”

Article 36 Non-discriminatory access to a trading venue S. 529-531

„… CCPs have access to the trading venue and ESMA will publish that information so that investment firms …” „… included within the relevant threshold, for the duration of the opt-out. ESMA shall publish a list of all …”

Article 29 Obligations of investment firms when appointing tied agents S. 205-207

„… requirement to publish unexecuted client limit orders. The obligation to make public unexecuted client limit …” „… publish on its website references or hyperlinks to the public registers established under this Article by …”

Article 12 Procedures on the notification and disclosure of major holdings S. 1156-1163

„… are to publish on their website the calendar of trading days of the different regulated markets …” „… exempt issuers from the obligation to publish any major shareholding notifications themselves.33 Where …” „… holders to publish the intention they pursue with their holding. Such an intention disclosure is however …”

Article 28 b Sanctioning powers S. 1219-1222

„… )). Breaches by the issuer include the periodic requirements to publish annual and halfyearly financial reports …” „… requirements to publish information under Articles 14 and 16. Further, all violations of voting rights …”

Article 13 Accepted market practices S. 756-767

„… publish on its website within 24 hours of establishing the accepted market practice a notice setting out …” „… it, to terminate it, or to modify the conditions for its acceptance. 9. ESMA shall publish on its …” „… the proposed AMP with the Regulation (Art 13(4)), publish a list of AMPs and the Member States in …”

Article 7 Authorisation of deferred publication S. 425-428

„… covered by Art 20 MiFIR access to the arrangements used to publish information pursuant to Art 6(1) MiFIR …” „… limit that would be deemed in compliance with the obligation to publish as close to real time as …”

Article 7 Notification to competent authorities of significant net short positions in sovereign debt S. 899-902

„… in accordance with paragraph 3. ESMA shall publish on its website the notification thresholds for …” „… Regulation (EU) No 918/2012). Sovereign issuers are assigned to one of these groups.8 ESMA publishes the …”

Article 16 Exemption where the principal trading venue is in a third country S. 921-924

„… a third country. Every 2 years ESMA shall publish the list of shares for which the principal trading …” „… . ESMA, in turn, is required to publish the list of the exempted shares which it has been notified of …”

Article 28 Client order handling rules S. 202-205

„… participants.9 Article 70 of the MiFID II Delegated Regulation specifies the requirement to publish unexecuted …” „… register in the Member State where they are established. ESMA shall publish on its website references or …”

Article 13 Obligation to make pre-trade and post-trade data available on a reasonable commercial basis S. 451-454

„… . II. Commentary Article 13 MiFIR applies to anyone who must publish information under Arts 3, 4 and 6 …” „… circumvention of the rule stated above: First, market operators and other entities required to publish …”

Foreword: The new transparency regime under MiFIR S. 389-392

„… Finn Schmidt 389 1 2 publish current bid and offer prices, as well as disclose the depth of trading …” „… clients always trade with the system operator) of shares had to publish firm quotes in those shares …”

Article 11 Authorisation of deferred publication S. 442-450

„… non-discriminatory basis to investment firms, which must publish the details of their transactions in …” „… limit that would be deemed in compliance with the obligation to publish as close to real time as …” „… and to improve data consolidation, market operators and investment firms must publish information in …”

Article 18 Trading process and finalisation of transactions in an MTF and an OTF S. 134-142

„… Disclosure of information about the services provided 1. A clearing firm shall publish the conditions under …” „… establish, publish and maintain and implement transparent and non-discriminatory rules, based on objective …” „… . ESMA shall publish and keep up-to-date that list on its website. 11. ESMA shall develop draft …”

Article 9 Waivers for non-equity instruments S. 432-441

„… interests when a trading venue publishes any of the following: the best available price, a simple average of …” „… competent authority has to publish a notification of temporary suspension on its website.43 A temporary …” „… publish the details of their transactions in bonds, structured finance products, emission allowances and …”

Article 32 Trading obligation procedure S. 519-524

„… the first subparagraph, the Commission may publish a call for development of proposals for the trading …” „… must then publish a call for development of proposals for the trading of these derivative contracts …”

Article 58 Position reporting by categories of position holders S. 334-339

„… ESMA. The latter will publish the information it has received.18 Besides, the trading venues themselves …” „… is authorised and it shall be updated on a regular basis. ESMA shall publish and keep up-to-date that …”

Article 19 Managers’ transactions S. 808-824

„… higher threshold prior to its application. ESMA shall publish on its website the list of thresholds that …” „… to the increased threshold becoming effective. ESMA will then publish a list of all national …” „… publish any notified information to the public. Article 19(3) provides that the issuer or EAMP needs to …”

Articles 18 to 26 S. 930-934

„… for a period of three months from the date an NCA publishes a notice of its decision to impose or …” „… any measure pursuant to Arts 18 to 21 and 23 SSR must publish its decision to do so on its website …”

Introduction S. 941-951

„… publish a prospectus’. If an issuer offers securities to the public and the issuer’s securities are, or …” „… prospectus from the issuer’s home Member State (as defined under Art 2 below); and (iii) to file and publish …” „… Transparency 948 Paola Lucantoni 12 13 14 15 Legislative background The obligation to publish a prospectus was …”

Article 18 Obligation for systematic internalisers to make public firm quotes in respect of bonds, structured finance products, emission allowances and derivatives S. 465-471

„… accordance with Article 9(5)(d). Systematic internalisers shall not be subject to the obligation to publish a …” „… publish a firm quote pursuant to Art 18(1) MiFIR. Moreover, systematic internalisers may limit the number …”

Article 17 Exemption for market making activities and primary market operations S. 924-929

„… dealers who are no longer making use of the exemption. 13. ESMA shall publish and keep up to date on its …” „… notifications enable ESMA to satisfy its obligation to publish on its website an up-to-date list of market …”

Article 10 S. 1706

„… ESMA and inform it of the authorities chosen in accordance with Article 6(2). ESMA shall publish that …”

Article 72 Obligation to keep prospectus up to date S. 1414

„… obligation to publish the information in the key investor information document or the annual and half-yearly …”

Article 80 Safeguarding and recording S. 1676

„… regularly, and in an easily accessible way, publish aggregate positions by class of derivatives on the …”

Article 76 Cooperation arrangements S. 1673

„… recognition has been granted or refused. ESMA shall publish on its website a list of the trade repositories …”

Article 28 S. 1093

„… Article 24(2). 3. The ESAs shall publish the information referred to in this Article in their annual …”

Article 19 S. 1089

„… immediately publish on its website a notice fully explaining its reasons for so doing. Articles 15 through 18 …”

Article 18 S. 1089

„… immediately publish on its website a notice fully explaining its reasons for so doing. Articles 15 through 18 …”

Article 44 Coordination of national position management measures and position limits by ESMA S. 555

„… /EU, it shall maintain and publish on its website a database with summaries of the measures in force …”

Article 2 Definitions S. 958-965

„… definition referred in the first paragraph of Art 2. Article 3 Obligation to publish a prospectus 1. Member …” „… prior publication of a prospectus. 2. The obligation to publish a prospectus shall not apply to the …”

Article 4 S. 1039-1046

„… with the requirements of this Regulation and shall publish the document on its website. 2. Any Member …” „… obligations, i.e. to draw up a key information document (‘KID’) and to publish it on the manufacturer’s …”

Article 15 S. 1086

„… notify competent authorities of the action it proposes. 5. EIOPA shall publish on its website notice of …”

Article 34 Register of derivatives subject to the trading obligation S. 526

„… Register of derivatives subject to the trading obligation ESMA shall publish and maintain on its website a …”

Article 68 Cooperation between authorities in the same Member State S. 358

„… tasks, including the precise conditions regulating such delegation. 3. ESMA shall publish and keep …”

Article 12 Penalties S. 1611

„… the parties involved. Member States shall, at regular intervals, publish assessment reports on the …”

Article 11 S. 1708

„… . 3. By 18 March 2015, Member States shall adopt and publish and communicate to the Commission …”

Article 12 S. 1708-1709

„… . 3. By 18 March 2015, Member States shall adopt and publish and communicate to the Commission …”

Article 27 Obligation to execute orders on terms most favourable to the client S. 195-202

„… publish, without charge, data on the quality of execution services provided through the venue on at least …” „… , in turn, required to publish annually their top-five execution venues per class of financial …”

Article 73 Audited accounting information, reproduction of auditors’ statement in annual report S. 1414-1415

„… obligation to publish the information in the key investor information document or the annual and half-yearly …”

Article 67 Duties of competent authority in case of non-compliance by master S. 1408-1409

„… manages, a management company, shall publish the following: (a) a prospectus; (b) an annual report for …”

Article 58 Examination of the application S. 1659-1660

„… . ESMA shall publish on its website a list of trade repositories registered in accordance with this …”

Article 59 Requirement for authorisation S. 339-340

„… on a regular basis. ESMA shall publish and keep up-to-date that list on its website. Where a …”

Article 71 Disclosure of fund rules, instruments of incorporation S. 1413-1414

„… specification. Reference points concerning essential elements can be the obligation to publish the information …”

Article 79 Operational reliability S. 1675-1676

„… , publish aggregate positions by class of derivatives on the contracts reported to it. 2. A trade repository …”

Article 59 Notification of ESMA decisions relating to registration S. 1660-1661

„… paragraph 1 to the Commission. 3. ESMA shall publish on its website a list of trade repositories registered …”

Article 15 S. 1176-1177

„… 15 requires the issuer to publish the total number of its voting rights and its capital at the end of …”

Article 20 S. 1089-1090

„… immediately publish on its website a notice fully explaining its reasons for so doing. Articles 15 through 18 …”

Article 48 Register S. 571-572

„… accordance with paragraph 1 without delay and shall publish its decision on its website. 3. The Commission …”

Article 75 Equivalence and international agreements S. 1672-1673

„… or refused. ESMA shall publish on its website a list of the trade repositories recognised in …”

Article 6 Authorisation requirement for management company S. 1327-1328

„… publish and keep up-to-date a list of authorised management companies on its website. 2. No management …”

Article 27 S. 1092-1093

„… imposed in accordance with Article 22 and Article 24(2). 3. The ESAs shall publish the information …”

Article 16 S. 1086-1087

„… notify competent authorities of the action it proposes. 5. EIOPA shall publish on its website notice of …”

Article 41 EBA temporary intervention powers S. 544-545

„… notify competent authorities of the action it proposes. (5) EBA shall publish on its website notice of …”

Article 27 Obligation to supply financial instrument reference data S. 498-499

„… shall publish them immediately on its website. ESMA shall give competent authorities access to those …”

Article 74 Right of appeal S. 375-376

„… . ESMA shall publish and keep up-to-date a list of all extra-judicial mechanisms on its website. I …”

Article 13 Mechanism to avoid duplicative or conflicting rules S. 1611-1612

„… the parties involved. Member States shall, at regular intervals, publish assessment reports on the …”

Article 9 Outsourcing S. 1276-1277

„… rating market remains.4 In accordance with Art 8d(2) CRA Regulation, ESMA publishes on its website a list …”

Article 8 c Double credit rating of structured finance instruments S. 1273-1274

„… the evaluation by the issuer or a related third party under paragraph 1, ESMA shall annually publish …”

Article 75 Extra-judicial mechanism for consumers complaints S. 376-377

„… which are available under its jurisdictions. ESMA shall publish and keep up-to-date a list of all …”

Article 67 Designation of competent authorities S. 357-358

„… tasks, including the precise conditions regulating such delegation. 3. ESMA shall publish and keep …”

Article 55 Provisions regarding CCP and clearing and settlement arrangements S. 315-316

„… publish and keep up-to-date a list of all regulated markets on its website. That list shall contain the …”

Article 17 Community scope of approvals of prospectuses S. 1013-1014

„… Member State shall publish on their websites the list of certificates of approval of prospectuses and any …”

Article 15 Buy-in procedures (deleted) S. 920-921

„… principal trading venue located in a third country. Every 2 years ESMA shall publish the list of shares for …”

Article 19 Monitoring by ESMA S. 471-472

„… , the systematic internaliser is not subject to the obligation to publish a firm quote pursuant to Art …”

Article 78 Data protection S. 378-379

„… publish and keep up-to-date a list of those authorities on its website. 2. When, taking into account the …”

Article 2 a Equivalence decisions for the purposes of the definition of OTC derivatives S. 1578-1579

„… this Regulation. 3. The Commission and ESMA shall publish on their websites a list of those markets …”

Article 30 S. 1095-1096

„… requires national competent authorities to publish on their official website any final, i.e. no appeal is …”

Introduction to Chapter III Intro Chapter III S. 221-222

„… State. The host Member State shall publish such information. ESMA may request access to that information …”

Introduction to Chapter I S. 34-35

„… on a regular basis. ESMA shall publish and keep upto-date that list on its website. Where a competent …”

Article 14 Membership of an authorised investor compensation scheme S. 63-64

„… publicy available by the Member State as required by Art 13(4) MiFID. Nevertheless, NCAs tend to publish …”

Article 22 Competent authority S. 1621-1623

„… requests for remedial action within a set time frame. 4. ESMA shall publish on its website a list of the …”

Article 49 Withdrawal of registration S. 572-574

„… accordance with paragraph 1 without delay and shall publish its decision on its website. 3. The Commission …”

Article 4 Waivers for equity instruments S. 408-417

„… reliable reference prices.9 The market which publishes the reference prices must, generally, be the most …” „… relevant competent authority has to calculate (and publish) the average daily turnover based on the first …”

Titelei/Inhaltsverzeichnis

„… Canada) by Hart Publishing, c/o Independent Publishers Group, 814 North Franklin Street, Chicago, IL …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 2 958 Obligation to publish a prospectus …” „… . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Article 3 965 Exemptions from the obligation to publish a prospectus …”

Article 81 Transparency and data availability S. 1676-1678

„… regularly, and in an easily accessible way, publish aggregate positions by class of derivatives on the …”

Article 77 Recognition of trade repositories S. 1673-1675

„… recognition has been granted or refused. ESMA shall publish on its website a list of the trade repositories …”

Article 5 Authorisation requirement for the fund S. 1325-1327

„… shall be notified of every authorisation granted and shall publish and keep up-to-date a list of …”

Article 16 Additional information S. 1177-1179

„… shareholders may exercise their financial rights; and (d) publish notices or distribute circulars concerning …”

Article 2 Scope S. 1234-1236

„… Commission shall publish on its website the list of central banks falling within the scope of paragraph 2(d …”

Article 14 S. 1174-1176

„… reliability of this information, Article 15 requires the issuer to publish the total number of its voting …”

Article 5 Requirement for authorisation S. 35-37

„… on a regular basis. ESMA shall publish and keep upto-date that list on its website. Where a competent …”

Article 33 Mechanism to avoid duplicative or conflicting rules S. 524-526

„… Register of derivatives subject to the trading obligation ESMA shall publish and maintain on its website a …”

Article 79 Obligation to cooperate S. 379-381

„… this paragraph. ESMA shall publish and keep up-to-date a list of those authorities on its website. 2 …”

Article 8 Withdrawal of authorisations S. 41-43

„… ), (d) MiFID to publish that withdrawal on the ESMA list of investment firms for a period of five years …”

Article 13 Assessment S. 61-63

„… State as required by Art 13(4) MiFID. Nevertheless, NCAs tend to publish their version of the lists on …”

Articles 42 to 48 S. 939-941

„… to those provisions. ESMA, in turn, publishes on its website an up-to-date list of the existing …”

Articles 32 to 41 S. 937-939

„… subsequent amendment to those provisions. ESMA, in turn, publishes on its website an up-to-date list of the …”

Article 6 Public disclosure of significant net short positions in shares S. 897-899

„… taken by the Commission in accordance with paragraph 3. ESMA shall publish on its website the …”

Introduction to Title VIII Intro Title VIII S. 558-560

„… must also record and publish measures by the NCAs.2 IV. Direct intervention by ESMA In exceptional …”

Article 8 Exemptions S. 1137-1140

„… ranking pari passu under Article 18. II. Commentary The obligation to publish annual financial reports …”

Article 7 S. 1051-1054

„… 7 are met. If a Member State has more than one official language, it is sufficient to publish a KID …”

Article 32 Reporting of infringements S. 865-868

„… measures imposed by the competent authority in accordance with Articles 30, 31 and 32. ESMA shall publish …”

Article 26 Obligation to report transactions S. 495-498

„… without delay to ESMA, which shall publish them immediately on its website. ESMA shall give competent …”

Article 50 Eligible assets S. 1381-1385

„… capital and reserves amount to at least EUR 10,000,000 and which presents and publishes its annual …”

Article 24 Competent authorities and their powers S. 1204-1208

„… authority considers necessary. It may publish such information on its own initiative in the event that the …”

Article 20 Languages S. 1189-1193

„… issuer’s home Member State at the same time. The competent authority may then decide to publish such filed …”

Article 30 Indirect clearing arrangements S. 513-517

„… publish its general terms and conditions.6 The purpose of the provision is to avoid discrimination of …”

Article 25 Recognition of a third-country CCP S. 1623-1628

„… . ESMA shall publish on its website a list of the CCPs recognised in accordance with this Regulation. Art …”

Article 9 S. 1702-1706

„… accordance with Article 6(2). ESMA shall publish that information on its website. The system operator shall …”

Article 1 Subject matter S. 1231-1234

„… Commission shall publish on its website the list of central banks falling within the scope of paragraph 2(d …”

Article 23 Third countries S. 1200-1204

„… assigned) a home Member State. Such issuers are therefore principally required to publish the same …”

Article 51 Admission of financial instruments to trading S. 299-303

„… II.24 Moreover, a regulated market must adopt and publish on its website procedures for verifying …”

Article 21 Post-trade disclosure by investment firms, including systematic internalisers, in respect of bonds, structured finance products, emission allowances and derivatives S. 478-482

„… firms must then publish a new report which includes the actual price using an amendment flag.8 Per Art …”

Article 69 Supervisory powers S. 358-362

„… tasks, including the precise conditions regulating such delegation. 3. ESMA shall publish and keep …”

Article 5 Clearing obligation procedure S. 1588-1593

„… authorisation. Following the notification, ESMA shall publish a call for a development of proposals for the …”

Article 3 Intragroup transactions S. 1579-1584

„… publish on their websites a list of those markets that are to be considered to be equivalent in accordance …”

Article 14 S. 1081-1086

„… . EIOPA shall publish on its website notice of any decision to take any action under this Article. The …”

Article 23 Powers of competent authorities S. 838-843

„… misleading information to publish a corrective statement. Where in accordance with national law prior …”

Commentary to Articles 35-37 Art. 35-37 S. 532-537

„… about alternative arrangements and the latter is called upon to publish this information.19 Agreements …”

Article 3 Pre-trade transparency requirements for trading venues in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments S. 403-408

„… information referred to in paragraph 1 to investment firms which are obliged to publish their quotes in shares …”

Article 52 Suspension and removal of financial instruments from trading on a regulated market S. 303-308

„… II.24 Moreover, a regulated market must adopt and publish on its website procedures for verifying …”

Article 22 Providing information for the purposes of transparency and other calculations S. 482-487

„… following the receipt of the relevant data.36 ESMA must publish the results of calculations of the competent …”

Article 23 Trading obligation for investment firms S. 487-492

„… of the relevant data.36 ESMA must publish the results of calculations of the competent authorities on …”

Article 70 Sanctions for infringements S. 362-368

„… publish any decision imposing an administrative sanction or measure for infringements of Regulation (EU …”

Article 46 General provisions S. 560-566

„… applicable in that third country. ESMA regularly publishes a list of countries and investment firms that meet …”

Article 20 Post-trade disclosure by investment firms, including systematic internalisers, in respect of shares, depositary receipts, ETFs, certificates and other similar financial instruments S. 472-478

„… will publish a list of trading venues which meet the criteria, a list of those which do not and will …”

Article 9 Management body S. 43-50

„… authorisation in accordance with Art 8(b), (c), (d) MiFID to publish that withdrawal on the ESMA list of …”

Article 11 Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP S. 1603-1611

„… the parties involved. Member States shall, at regular intervals, publish assessment reports on the …”

Index S. 1785-1803

„… MiFID II 87 5 Obligation to publish a prospectus PD 3 1 Obligation to publish quotes – non-equity …”

Article 9 Notification of the acquisition or disposal of major holdings S. 1140-1148

„… market authority publishes the information. See below, → Art 12 mn 32. 4 See recital 18 for some basic …”

Article 20 Investment recommendations and statistics S. 824-833

„… relevant issuer (if any).46 Such firms and persons need to publish, on a quarterly basis, the proportion of …”

Article 13 S. 1163-1172

„… : Intention disclosure Article 12 does not require voting rights holders to publish the intention they pursue …”

Article 5 Exemption for buy-back programmes and stabilisation S. 661-670

„… accurate, consolidates the notifications received from each competent authority and publishes the complete …”

Article 5 The prospectus S. 974-984

„… materiality principle, Art 5 allows different classes of issuers to publish different documents, as …”

Article 17 Algorithmic trading S. 120-134

„… services provided 1. A clearing firm shall publish the conditions under which it offers its clearing …”

Article 1 Scope and UCITS definition S. 1304-1317

„… rights are specified in Art 84 of UCITSD. For instance, UCITS must publish the price at which it redeems …”

Article 25 Assessment of suitability and appropriateness and reporting to clients S. 180-193

„… and this Article. Member States shall publish the criteria to be used for assessing such knowledge and …”

Article 16 Organisational requirements S. 65-120

„… be endorsed by the firm’s management body. 2. Investment firms shall publish the details of the …”

Article 17 Public disclosure of inside information S. 778-799

„… has to publish on its website a dedicated contact point, which may be within the NA or a third party …”

Article 24 General principles and information to clients S. 157-180

„… publish the criteria to be used for assessing such knowledge and competence. 2. When providing investment …”

doi.org/10.5771/9783845279893

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James G. Cantres

Blackening Britain

2020

Treffer in den folgenden Teilen:

Chapter 7 Black Publishers and Revolutionary Epistemologies S. 169-208

„… perspective on the meaning of “Caribbean,” writing Chapter 7Black Publishers and Revolutionary …” „… dialogue with them.”11 Their public meetings encouraged attendees to engage West 171Black Publishers and …” „… efforts across multiple geographies.28173Black Publishers and Revolutionary EpistemologiesFIRST CONFERENCE …”

Chapter 6 British Caribbean Independence and the 1962 Commonwealth Immigrants Act S. 115-168

„… to publish scholarship and writings to be distributed in the United Kingdom as well as across the …”

Select Bibliography S. 221-228

„… : International Publishers, 1971. Guild, Joshua Bruce. “You Can’t Go Home Again: Migration, Citizenship, and Black …” „… : Inscape Publishers, 1975. Neptune, Harvey R. Caliban and the Yankees: Trinidad and the United States …”

Preface

„… publisher, except by a reviewer who may quote passages in a review.British Library Cataloguing in …” „… Independence and the 1962 Commonwealth Immigrants Act: Meanings of British Nationality 1157 Black Publishers …” „… : International Publishers, 1971), 12–13.33. See Richard Smith, Jamaican Volunteers in the First World War: Race …”

Chapter 1 From Small Islands to a Small Island S. 1-16

„… : Twayne Publishers, 1995).11. Shalini Puri, Marginal Migrations: The Circulation of Cultures within the …” „… the British Caribbean, 1934–39 (Kingston: Ian Randle Publishers, 1995); Palmer, Freedom’s Children.15 …”

Chapter 2 The 5th Pan-African Congress, Manchester 1945 S. 17-44

„… in London sought and obtained permission from the publishers . . . to bring out a separate edition in …” „… York, NY: International Publishers, 2010), 12–13.48. George Padmore, Life and Struggles of Negro …”

doi.org/10.5771/9781538143551

Martin Maties - eSport-Recht – Politik, Praxis und Wissenschaft im Dialog

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Martin Maties (Hrsg.)

eSport-Recht – Politik, Praxis und Wissenschaft im Dialog

Reihe: Schriften der Forschungsstelle für eSport-Recht

Band 2020

Treffer in den folgenden Teilen:

Felix Hilgert Spieler, Cheater, Streamer – Rechtsfragen im eSport aus Sicht der Publisher S. 145-158

„… Spieler, Cheater, Streamer – Rechtsfragen im eSport aus Sicht der Publisher Felix Hilgert …” „… sich nur anderen Akteuren. Ein Publisher, Experte für die Organisation von Entwicklung, Produktion und …” „… erweiterte – Beitrag soll einige typische Rechtsprobleme von Publishern aus der Beratungspraxis aufzeigen …”

Nepomuk Nothelfer, Max Wörner Grenzen der Vertragsgestaltung im eSport am Beispiel des Rechtsstreits Tfue vs. FaZe Clan S. 209-248

„… Diversität und die verschiedenen Dimensionen des eSports, die Machtstellung des Publishers und das darauf …” „… des Publishers des eSport-Titels und die häufige Hybridenstellung der eSportler zwischen Athleten und …” „… Einschränkungen noch nicht erreicht. Publisher und jeweiliges Wettkampfmodell Eine weitere Besonderheit ist die …”

Zusammenfassung des Vortrags von Jan-Hendrik Heuschkel (Freaks 4U Gaming) S. 259-264

„… 99damage Liga gebe es, anders als bei anderen Ligen, kein festes Vertragswerk mit dem Publisher Valve …” „… Valve gehe, gebe es in aller Regel einen entsprechenden Vertrag. Beim Publisher Riot zum Beispiel laufe …” „… . Steam-Shop, „Counter-Strike“ unter „Publisher“, https://store.steampowered.c om/app/10 …”

Paul Fischer, David Menz Implementierung der Organisationsstrukturen des Wettkampfsports im eSport – Vorteile, Hindernisse, Ausblick S. 101-144

„… Publisher6 der bei eSport Wettkämpfen relevanten Spieletitel.7 Dies liegt daran, dass die Publisher8 die …” „… Veranstaltung von eSport-Wettbewerben bedeutet dies Folgendes: Entweder organisiert der Publisher seine eigene …” „… dem jeweiligen Fahrzeug findet. 6 Nachdem Entwickler und Publisher meist identisch sind, werden diese …”

Philipp Schlotthauer Besonderheiten bei der Gestaltung des eSport-Sponsoringvertrags S. 179-208

„… Marketingaktion des Unternehmens Louis Vuitton, das gemeinsam mit dem Publisher Riot Games einen sog. „Skin“ (in …” „… eSport-Sponsoringvertrag zu berücksichtigen ist, ist der Publisher des jeweiligen eSport-Titels. Denn unabhängig davon, wen …” „… involvieren, sind ohne den Publisher (in der Regel) nicht möglich. Der Faktor Publisher beim eSport-Sponsoring …”

Nepomuk Nothelfer Ein Jahr in neuen Gefilden – Jahresbericht 2019 der Forschungsstelle für eSport-Recht S. 7-18

„… neuartigen und äußerst komplexen Gesamtsituation. Es treffen neue Akteure (bspw. internationale Publisher …” „… Publisher) und Herr Jan- Hendrik Heuschkel (Vice President Marketing Communications bei Freaks 4U Gaming …” „… rechtlichen Fragen sich dem Publisher bei der Vermarktung und Bereitstellung eines eSport-Titels stellen. So …”

Michael Kubiciel Integritätsrisiken im eSport und geltendes Strafrecht S. 87-100

„… : eSport-Wettbewerbe werden – wie erwähnt – in der Regel nicht von Verbänden, sondern von Spieleherstellen (Publishern …” „… Spiels fest, sondern die Spieleentwickler, Publisher oder Veranstalter von Wettbewerben. Damit geht die …” „… eSport-Verbände, welche die Regeln des Spiels festlegen und die Wettbewerbe veranstalten, sondern Publisher …”

Titelei/Inhaltsverzeichnis S. 1-6

„… Publisher 145 Felix Hilgert Befristung von Spielerverträgen im E-Sport 159 Thomas Krumrey Besonderheiten bei …”

Martin Maties Begriffsbildung im eSport-Recht S. 19-86

„… Perspektiven beurteilbar: Zum einen aus Sicht derer, die den eSport-Titel rechtlich kontrollieren (Publisher …” „… Wobei oftmals Personenidentität zwischen Ligabetreiber und Publisher besteht. Martin Maties 22 950,6 …”

doi.org/10.5771/9783748901907

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