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Tatyana Filipova - The Concept of Integrated Financial Supervision and Regulation of Financial Comglomerates in Germany and the United Kingdom

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Tatyana Filipova

The Concept of Integrated Financial Supervision and Regulation of Financial Comglomerates in Germany and the United Kingdom

Series: Europäisches Wirtschaftsrecht

Volume 48 2007

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Titelei/Inhaltsverzeichnis S. 2-12

List of often used Acronyms and Abbreviations S. 13-14

Table of Cases S. 15-16

Table of Legislation S. 17-20

Aims and Methodology S. 21-31

Significance S. 31-32

Structure of the Enquiry S. 32-33

Note on Terminology S. 33-34

Definition S. 35-38

Ratio for formation of financial conglomerates S. 38-42

Structure of financial conglomerates S. 42-44

The spread of financial conglomerates S. 44-50

Conclusions S. 50-51

Danger of influence exercised to the detriment of a prudent business activity of a financial company S. 51-53

Contagion – Domino and spill-over effects S. 53-55

Multiple gearing of capital S. 55-57

Supervisory arbitrage S. 57

Transparency of the legal and managerial structure S. 57-59

Insufficient co-operation between sectoral regulators S. 59-60

Arguments underpinning the integrated financial supervision S. 60-64

Arguments against integrated financial supervision S. 64-70

The Relationship between Financial Regulation and Competitiveness S. 70-72

Constitutional basis and structure of financial supervision S. 73-78

History of financial regulation S. 78-85

The main legal sources of financial regulation S. 85-88

Regulatory objectives S. 88-93

General characteristics and competences of supervisory authorities S. 93-98

Organisation of supervisory authorities S. 98-106

Conclusions S. 106-110

General rules governing the framework for the establishment of financial conglomerates S. 110-121

Supervisory instruments for containment of conglomerate risks S. 121-140

Conclusion S. 140-142

General rules governing the supervision of financial conglomerates S. 142-165

Supervisory instruments for containment of conglomerate risks S. 165-172

Conclusion S. 172-174

Key Results S. 175-180

Annex I: Structure of the FSA Handbook S. 181-184

Annex II: Most Important EU Legislative Developments in the Financial Services Sector S. 185-190

Selected Bibliography S. 191-204

doi.org/10.5771/9783845200347

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